Location: Baltimore, MD
CIK: 0001835943 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value: $322M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 410,000 | $67.62M | 21.0% | $164.92 | — | — | Put | 464287655 |
| ADTN | ADTRAN HOLDINGS INC | 1,161,019 | $22.73M | 7.1% | $19.58 * | $21.11 | -10.1% | COM | 00486H105 |
| — | AVEO PHARMACEUTICALS INC | 2,739,255 | $22.54M | 7.0% | $8.23 | $5.86 | — | COM NEW | 053588307 |
| MTRN | MATERION CORP | 241,189 | $19.3M | 6.0% | $80.00 | $80.84 | -1.0% | COM | 576690101 |
| — | TRANSPHORM INC | 3,772,875 | $18.98M | 5.9% | $5.03 | $3.72 | — | COM | 89386L100 |
| DZSIQ | DZS INC | 1,677,879 | $18.96M | 5.9% | $11.30 | $16.27 | — | COM | 268211109 |
| AVNW | AVIAT NETWORKS INC | 535,918 | $14.67M | 4.6% | $27.38 | $29.45 | -7.0% | COM NEW | 05366Y201 |
| TELA | TELA BIO INC | 1,529,669 | $13.03M | 4.1% | $8.52 | $8.29 | +2.7% | COM | 872381108 |
| INDI | INDIE SEMICONDUCTOR INC | 1,452,766 | $10.63M | 3.3% | $7.32 | $7.40 | -1.1% | CLASS A COM | 45569U101 |
| ANIP | ANI PHARMACEUTICALS INC | 314,406 | $10.11M | 3.1% | $32.14 | $30.04 | +7.0% | COM | 00182C103 |
| — | PARATEK PHARMACEUTICALS INC | 3,887,172 | $9.99M | 3.1% | $2.57 | $4.28 | — | COM | 699374302 |
| — | CALAMP CORP | 2,336,942 | $8.974M | 2.8% | $3.84 | $6.55 | — | COM | 128126109 |
| — | SONO GROUP N V | 3,516,129 | $8.931M | 2.8% | $2.54 | $2.94 | — | COM | N81409109 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 114,400 | $7.458M | 2.3% | $65.19 | $70.79 | -7.9% | SPONSORED ADR | 82706C108 |
| — | THERATECHNOLOGIES INC | 2,913,067 | $6.909M | 2.1% | $2.37 | $3.61 | — | COM | 88338H100 |
| AIRG | AIRGAIN INC | 727,484 | $5.245M | 1.6% | $7.21 | $9.01 | -20.0% | COM | 00938A104 |
| MRAM | EVERSPIN TECHNOLOGIES INC | 854,430 | $4.947M | 1.5% | $5.79 | $9.05 | -36.1% | COM | 30041T104 |
| — | SCPHARMACEUTICALS INC | 757,063 | $4.936M | 1.5% | $6.52 | $6.01 | — | COM | 810648105 |
| SCYX | SCYNEXIS INC | 1,957,054 | $4.696M | 1.5% | $2.40 | $6.35 | -62.2% | COM NEW | 811292200 |
| — | ICAD INC | 1,755,634 | $3.686M | 1.1% | $2.10 | $3.57 | — | COM NEW | 44934S206 |
| — | BK TECHNOLOGIES CORPORATION | 1,373,750 | $3.31M | 1.0% | $2.41 | $3.14 | — | COM | 05587G104 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 3,850,154 | $3.193M | 1.0% | $0.83 * | $2.15 | -47.4% | COM | 58490H107 |
| RFIL | RF INDS LTD | 512,037 | $2.944M | 0.9% | $5.75 | $7.07 | -18.7% | COM PAR $0.01 | 749552105 |
| — | APOLLO ENDOSURGERY INC | 508,536 | $2.802M | 0.9% | $5.51 | $5.51 | — | COM | 03767D108 |
| IPWR | IDEAL PWR INC | 213,368 | $2.208M | 0.7% | $10.35 | $11.37 | -9.0% | COM NEW | 451622203 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 2,039,832 | $2.183M | 0.7% | $1.07 | $2.13 | -49.8% | COM CL A | 532257805 |
| ARDX | ARDELYX INC | 1,487,476 | $1.77M | 0.6% | $1.19 | $1.05 | +13.0% | COM | 039697107 |
| — | X4 PHARMACEUTICALS INC | 997,719 | $1.706M | 0.5% | $1.71 | $6.34 | — | COM | 98420X103 |
| EOLS | EVOLUS INC | 200,000 | $1.61M | 0.5% | $8.05 | $8.81 | -8.6% | COM | 30052C107 |
| — | CAPSTONE GREEN ENERGY CORP | 900,000 | $1.593M | 0.5% | $1.77 | $1.77 | — | COM | 14067D508 |
| RVLPQ | RVL PHARMACEUTICALS PLC | 739,531 | $1.553M | 0.5% | $2.10 * | $1.89 | +3.0% | SHS | G6S41R101 |
| CGTX | COGNITION THERAPEUTICS INC | 798,335 | $1.516M | 0.5% | $1.90 | $2.58 | -26.5% | COM | 19243B102 |
| CNTX | CONTEXT THERAPEUTICS INC | 1,291,771 | $1.434M | 0.4% | $1.11 | $1.87 | -40.6% | COM | 21077P108 |
| — | TRANSCODE THERAPEUTICS INC | 1,289,000 | $1.418M | 0.4% | $1.10 | $1.26 | — | COM | 89357L105 |
| — | ADVERUM BIOTECHNOLOGIES INC | 1,200,000 | $1.14M | 0.4% | $0.95 | $0.95 | — | COM | 00773U108 |
| FKWL | FRANKLIN WIRELESS CORP | 390,000 | $1.139M | 0.4% | $2.92 | $7.78 | -62.8% | COM | 355184102 |
| — | VACCINEX INC | 2,081,801 | $1.03M | 0.3% | $0.49 | $1.26 | — | COM | 918640103 |
| MYO | MYOMO INC | 617,179 | $999K | 0.3% | $1.62 | $9.70 | -83.3% | COM NEW | 62857J201 |
| SLNO | SOLENO THERAPEUTICS INC | 424,089 | $708K | 0.2% | $1.67 | $2.43 | -31.4% | COM | 834203309 |
| — | PROCESSA PHARMACEUTICALS INC | 303,703 | $686K | 0.2% | $2.26 | $10.35 | — | COM NEW | 74275C205 |
| — | CELLECTAR BIOSCIENCES INC | 174,422 | $586K | 0.2% | $3.36 | $3.36 | — | COM NEW | 15117F807 |
| ABEO | ABEONA THERAPEUTICS INC | 140,644 | $428K | 0.1% | $3.04 | $4.12 | -26.3% | COM NEW | 00289Y206 |
| — | NEUBASE THERAPEUTICS INC | 872,023 | $345K | 0.1% | $0.40 | $2.79 | — | COM | 64132K102 |
| CMBM | CAMBIUM NETWORKS CORP | 19,182 | $325K | 0.1% | $16.94 * | $17.93 | 0.0% | SHS | G17766109 |
| — | ATHENEX INC | 1,000,134 | $269K | 0.1% | $0.27 | $0.27 | — | COM | 04685N103 |
| — | NLS PHARMACEUTICS LTD | 633,361 | $158K | 0.0% | $0.25 | $0.25 | — | *W EXP 09/25/202 | H57830111 |
| SVREW | SAVERONE 2014 LTD | 428,330 | $128K | 0.0% | $0.30 | $0.30 | — | *W EXP 06/02/202 | 80516T113 |
| — | CYCLO THERAPEUTICS INC | 219,795 | $77,000 | 0.0% | $0.35 | $0.35 | — | *W EXP 11/14/202 | 23254X110 |
| — | NLS PHARMACEUTICS LTD | 194,060 | $49,000 | 0.0% | $0.25 | $0.25 | — | Call | H57830111 |
| SVREW | SAVERONE 2014 LTD | 141,364 | $42,000 | 0.0% | $0.30 | $0.30 | — | Call | 80516T113 |
| RZLT | REZOLUTE INC | 11,866 | $33,000 | 0.0% | $2.78 | $5.11 | -46.3% | COM NEW | 76200L309 |
| — | CYCLO THERAPEUTICS INC | 73,736 | $26,000 | 0.0% | $0.35 | $0.35 | — | Call | 23254X110 |
| — | PARABELLUM ACQUISITION CORP | 450,214 | $8,000 | 0.0% | $0.02 | $0.02 | — | *W EXP 99/99/999 | 69901P117 |
| — | PARABELLUM ACQUISITION CORP | 139,072 | $3,000 | 0.0% | $0.02 | $0.02 | — | Call | 69901P117 |