Location: Milwaukee, WI
CIK: 0001588959 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value: $147M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 69,000 | $29.5M | 20.0% | $401.46 | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 63,270 | $27.05M | 18.3% | $401.46 | — | TR UNIT | 78462F103 |
| — | ACTIVISION BLIZZARD INC | 92,416 | $8.653M | 5.9% | $93.63 | — | COM | 00507V109 |
| — | VMWARE INC | 51,480 | $8.57M | 5.8% | $166.48 | — | CL A COM | 928563402 |
| TFC | TRUIST FINL CORP | 168,084 | $4.809M | 3.3% | $27.42 | -1.0% | COM | 89832Q109 |
| IEF | ISHARES TR | 52,000 | $4.763M | 3.2% | $91.59 | — | 7-10 YR TRSY BD | 464287440 |
| KRE | SPDR SER TR | 100,000 | $4.177M | 2.8% | $41.59 | — | Put | 78464A698 |
| PNC | PNC FINL SVCS GROUP INC | 27,177 | $3.337M | 2.3% | $116.74 | -1.4% | COM | 693475105 |
| — | HORIZON THERAPEUTICS PUB L | 19,073 | $2.207M | 1.5% | $110.22 | — | SHS | G46188101 |
| — | SEAGEN INC | 10,200 | $2.164M | 1.5% | $205.59 | — | COM | 81181C104 |
| EFA | ISHARES TR | 31,268 | $2.155M | 1.5% | $78.02 | — | MSCI EAFE ETF | 464287465 |
| BUR | BURFORD CAP LTD | 153,237 | $2.145M | 1.5% | $12.72 | +5.1% | ORD SHS | G17977110 |
| CMA | COMERICA INC | 47,554 | $1.976M | 1.3% | $40.54 | +3.5% | COM | 200340107 |
| RF | REGIONS FINANCIAL CORP NEW | 112,500 | $1.935M | 1.3% | $16.91 | +0.3% | COM | 7591EP100 |
| BABA | ALIBABA GROUP HLDG LTD | 21,000 | $1.822M | 1.2% | $84.64 | — | SPONSORED ADS | 01609W102 |
| EOG | EOG RES INC | 13,200 | $1.673M | 1.1% | $100.57 | +16.5% | COM | 26875P101 |
| EWJ | ISHARES INC | 27,525 | $1.659M | 1.1% | $59.53 | — | MSCI JPN ETF NEW | 46434G822 |
| CFG | CITIZENS FINL GROUP INC | 58,967 | $1.58M | 1.1% | $27.27 | -5.5% | COM | 174610105 |
| — | BANKFINANCIAL CORP | 179,340 | $1.546M | 1.0% | $8.48 | — | COM | 06643P104 |
| KEY | KEYCORP | 136,200 | $1.466M | 1.0% | $9.36 | +4.2% | COM | 493267108 |
| OVV | OVINTIV INC | 30,600 | $1.456M | 1.0% | $38.90 | +16.4% | COM | 69047Q102 |
| — | ARLINGTON ASSET INVST CORP | 268,068 | $1.147M | 0.8% | $4.57 | — | CL A NEW | 041356205 |
| — | EVANS BANCORP INC | 41,705 | $1.118M | 0.8% | $25.93 | — | COM NEW | 29911Q208 |
| FXI | ISHARES TR | 41,850 | $1.11M | 0.8% | $29.23 | — | CHINA LG-CAP ETF | 464287184 |
| XME | SPDR SER TR | 21,000 | $1.103M | 0.7% | $43.06 | — | S&P METALS MNG | 78464A755 |
| EWY | ISHARES INC | 16,000 | $943K | 0.6% | $58.54 | — | MSCI STH KOR ETF | 464286772 |
| EWG | ISHARES INC | 35,000 | $917K | 0.6% | $28.23 | — | MSCI GERMANY ETF | 464286806 |
| GS | GOLDMAN SACHS GROUP INC | 2,700 | $874K | 0.6% | $315.37 | 0.0% | COM | 38141G104 |
| BMY | BRISTOL-MYERS SQUIBB CO | 15,000 | $871K | 0.6% | $55.88 | -2.7% | COM | 110122108 |
| SPY | SPDR S&P 500 ETF TR | 2,000 | $855K | 0.6% | $401.46 | — | Call | 78462F103 |
| ALK | ALASKA AIR GROUP INC | 22,686 | $841K | 0.6% | $45.40 | -0.2% | COM | 011659109 |
| BAC | BANK AMERICA CORP | 30,100 | $824K | 0.6% | $27.64 | +0.7% | COM | 060505104 |
| FCX | FREEPORT-MCMORAN INC | 21,600 | $805K | 0.5% | $38.49 | +1.4% | CL B | 35671D857 |
| TLT | ISHARES TR | 8,500 | $754K | 0.5% | $88.69 | — | 20 YR TR BD ETF | 464287432 |
| XLC | SELECT SECTOR SPDR TR | 11,070 | $726K | 0.5% | $47.99 | — | COMMUNICATION | 81369Y852 |
| PFE | PFIZER INC | 21,000 | $697K | 0.5% | $30.57 | 0.0% | COM | 717081103 |
| GLD | SPDR GOLD TR | 4,000 | $686K | 0.5% | $169.64 | — | GOLD SHS | 78463V107 |
| — | CHINDATA GROUP HLDGS LTD | 82,530 | $685K | 0.5% | $8.30 | — | ADS | 16955F107 |
| — | FIRST FINANCIAL NORTHWEST IN | 52,231 | $664K | 0.5% | $12.09 | — | COM | 32022K102 |
| TLT | ISHARES TR | 7,000 | $621K | 0.4% | $88.69 | — | Call | 464287432 |
| UTI | UNIVERSAL TECHNICAL INST INC | 69,861 | $585K | 0.4% | $6.27 | +24.1% | COM | 913915104 |
| — | LANDSEA HOMES CORP | 59,540 | $535K | 0.4% | $9.01 | — | COM | 51509P103 |
| — | LITHIUM AMERS CORP NEW | 30,500 | $519K | 0.4% | $19.22 | — | COM NEW | 53680Q207 |
| OSBC | OLD SECOND BANCORP INC ILL | 37,436 | $510K | 0.3% | $13.48 | +4.5% | COM | 680277100 |
| PPTA | PERPETUA RESOURCES CORP | 148,024 | $483K | 0.3% | $5.58 | -37.2% | COM | 714266103 |
| APA | APA CORPORATION | 10,765 | $442K | 0.3% | $31.61 | +18.7% | COM | 03743Q108 |
| HBNC | HORIZON BANCORP INC | 41,000 | $438K | 0.3% | $10.67 | +5.2% | COM | 440407104 |
| SM | SM ENERGY CO | 10,500 | $416K | 0.3% | $35.61 | 0.0% | COM | 78454L100 |
| CMA | COMERICA INC | 10,000 | $416K | 0.3% | $40.54 | +3.5% | Call | 200340107 |
| SSYS | STRATASYS LTD | 29,000 | $395K | 0.3% | $15.82 | 0.0% | SHS | M85548101 |
| DAL | DELTA AIR LINES INC DEL | 10,500 | $389K | 0.3% | $35.89 | +17.9% | COM NEW | 247361702 |
| COP | CONOCOPHILLIPS | 3,198 | $383K | 0.3% | $41.39 | +160.6% | COM | 20825C104 |
| PEBK | PEOPLES BANCORP N C INC | 17,371 | $382K | 0.3% | $22.78 | -8.8% | COM | 710577107 |
| XLK | SELECT SECTOR SPDR TR | 2,260 | $370K | 0.3% | $127.50 | — | TECHNOLOGY | 81369Y803 |
| OCFC | OCEANFIRST FINL CORP | 25,395 | $367K | 0.2% | $13.60 | +9.3% | COM | 675234108 |
| TECK | TECK RESOURCES LTD | 8,500 | $366K | 0.2% | $41.62 | -0.4% | CL B | 878742204 |
| BCOW | 1895 BANCORP OF WIS INC | 46,696 | $329K | 0.2% | $7.36 | 0.0% | COM | 28253R105 |
| SGML | SIGMA LITHIUM CORPORATION | 10,000 | $324K | 0.2% | — | — | Call | 826599102 |
| HTBK | HERITAGE COMM CORP | 38,077 | $323K | 0.2% | $8.17 | +8.9% | COM | 426927109 |
| — | PROVIDENT BANCORP INC | 32,824 | $318K | 0.2% | $8.71 | — | COM NEW | 74383L105 |
| EWU | ISHARES TR | 10,000 | $316K | 0.2% | $32.26 | — | Call | 46435G334 |
| ASTL | ALGOMA STL GROUP INC | 46,343 | $315K | 0.2% | $7.00 | -2.4% | COM | 015658107 |
| HTZ | HERTZ GLOBAL HLDGS INC | 25,000 | $306K | 0.2% | $16.39 | +2.0% | COM NEW | 42806J700 |
| XOP | SPDR SER TR | 2,000 | $296K | 0.2% | $135.88 | — | S&P OILGAS EXP | 78468R556 |
| — | IM CANNABIS CORP | 410,000 | $295K | 0.2% | $0.92 | — | COM | 44969Q307 |
| XLE | SELECT SECTOR SPDR TR | 3,260 | $295K | 0.2% | $81.17 | — | ENERGY | 81369Y506 |
| BANC | BANC OF CALIFORNIA INC | 22,500 | $279K | 0.2% | $11.37 | +4.7% | COM | 05990K106 |
| ASC | ARDMORE SHIPPING CORP | 21,309 | $277K | 0.2% | $3.83 | +202.8% | COM | Y0207T100 |
| USB | US BANCORP DEL | 8,190 | $271K | 0.2% | $30.19 | +7.7% | COM NEW | 902973304 |
| KWEB | KRANESHARES TR | 9,700 | $265K | 0.2% | $30.20 | — | CSI CHI INTERNET | 500767306 |
| CPRI | CAPRI HOLDINGS LIMITED | 5,000 | $263K | 0.2% | $45.35 | 0.0% | SHS | G1890L107 |
| FITB | FIFTH THIRD BANCORP | 10,000 | $253K | 0.2% | $24.05 | +1.8% | COM | 316773100 |
| WFC | WELLS FARGO CO NEW | 6,100 | $249K | 0.2% | $40.47 | +0.5% | COM | 949746101 |
| IGSB | ISHARES TR | 5,000 | $249K | 0.2% | $49.82 | — | ISHS 1-5YR INVS | 464288646 |
| NXE | NEXGEN ENERGY LTD | 39,000 | $233K | 0.2% | $4.06 | +27.5% | COM | 65340P106 |
| SHBI | SHORE BANCSHARES INC | 21,207 | $223K | 0.2% | $11.38 | 0.0% | COM | 825107105 |
| — | HARBORONE BANCORP INC NEW | 23,089 | $220K | 0.1% | $8.79 | — | COM NEW | 41165Y100 |
| GLNG | GOLAR LNG LTD | 9,000 | $218K | 0.1% | $21.29 | 0.0% | SHS | G9456A100 |
| NVDA | NVIDIA CORPORATION | 500 | $217K | 0.1% | $44.77 | 0.0% | Call | 67066G104 |
| NVDA | NVIDIA CORPORATION | 500 | $217K | 0.1% | $44.77 | 0.0% | COM | 67066G104 |
| BANR | BANNER CORP | 5,000 | $212K | 0.1% | $40.93 | 0.0% | COM NEW | 06652V208 |
| M | MACYS INC | 18,000 | $209K | 0.1% | $14.01 | 0.0% | COM | 55616P104 |
| — | COMMUNITY WEST BANCSHARES | 16,058 | $209K | 0.1% | $12.99 | — | COM | 204157101 |
| C | CITIGROUP INC | 5,000 | $206K | 0.1% | $42.74 | -5.3% | COM NEW | 172967424 |
| — | SOUTHWESTERN ENERGY CO | 30,000 | $194K | 0.1% | $6.45 | — | COM | 845467109 |
| PROV | PROVIDENT FINL HLDGS INC | 14,519 | $190K | 0.1% | $12.85 | +4.7% | COM | 743868101 |
| APLD | APPLIED DIGITAL CORP | 30,000 | $187K | 0.1% | $3.99 | +75.0% | COM NEW | 038169207 |
| — | PREMIER FINANCIAL CORP | 10,000 | $171K | 0.1% | $16.02 | — | COM | 74052F108 |
| RDNW | RUMBLEON INC | 26,809 | $164K | 0.1% | $19.33 | -58.3% | COM CL B | 781386305 |
| USO | UNITED STS OIL FD LP | 2,000 | $162K | 0.1% | $80.86 | — | UNITS | 91232N207 |
| USO | UNITED STS OIL FD LP | 2,000 | $162K | 0.1% | $80.86 | — | Put | 91232N207 |
| — | TRANSPHORM INC | 63,923 | $142K | 0.1% | $4.29 | — | COM | 89386L100 |
| AREN | THE ARENA GROUP HOLDINGS INC | 24,226 | $104K | 0.1% | $7.58 | -45.8% | COM | 040044109 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 95,412 | $91,596 | 0.1% | $1.61 | — | COM | 87157B103 |
| — | CONSOLIDATED COMM HLDGS INC | 26,616 | $91,027 | 0.1% | $3.42 | — | COM | 209034107 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 20,000 | $79,800 | 0.1% | $3.99 | — | REG SHS | L0175J104 |
| — | GREAT AJAX CORP | 12,273 | $79,038 | 0.1% | $6.44 | — | COM | 38983D300 |
| EOSE | EOS ENERGY ENTERPRISES INC | 36,248 | $77,933 | 0.1% | $2.99 | 0.0% | COM CL A | 29415C101 |
| APLD | APPLIED DIGITAL CORP | 12,100 | $75,504 | 0.1% | $3.99 | +75.0% | Call | 038169207 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 69,839 | $54,474 | 0.0% | $0.92 | — | SPONDS ADR | 00653A107 |
| DHC | DIVERSIFIED HEALTHCARE TR | 25,000 | $48,500 | 0.0% | $2.25 | — | COM SH BEN INT | 25525P107 |
| CHR | GLORY STAR NEW MED GP HLDG L | 97,351 | $37,772 | 0.0% | $488.87 | -52.2% | SHS | G39973105 |
| EOSE | EOS ENERGY ENTERPRISES INC | 10,000 | $21,500 | 0.0% | $2.99 | 0.0% | Call | 29415C101 |
| — | COMPANHIA BRASILEIRA DE DIST | 29,885 | $19,918 | 0.0% | $3.85 | — | SPONSORED ADR | 20440T300 |
| KRE | SPDR SER TR | 200 | $8,354 | 0.0% | $41.59 | — | S&P REGL BKG | 78464A698 |
| — | FLAME ACQUISITION CORP | 10,400 | $8,320 | 0.0% | $9.64 | — | *W EXP 02/26/202 | 33850F116 |
| — | FORTRESS BIOTECH INC | 15,000 | $4,355 | 0.0% | $0.66 | — | COM | 34960Q109 |
| KORGW | KORE GROUP HLDGS INC | 33,199 | $2,347 | 0.0% | $0.12 | — | *W EXP 09/30/202 | 50066V115 |