Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 7, 2019
Total Value: $217M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 159,585 | $47.36M | 21.8% | $296.77 | $200.47 | +48.0% | COM | 78462F103 |
| — | General American Investors | 669,629 | $24.34M | 11.2% | $36.35 | $32.41 | — | COM | 368802104 |
| SCHX | Schwab U.S. Large-Cap | 279,910 | $19.85M | 9.1% | $70.93 * | $9.23 | +28.1% | COM | 808524201 |
| — | Adams Express Co | 1,071,341 | $16.97M | 7.8% | $15.84 | $12.97 | — | COM | 006212104 |
| — | Tri Continental Corp | 523,353 | $14.26M | 6.6% | $27.25 | $19.54 | — | COM | 895436103 |
| SCHB | Schwab U.S. Broad Market | 152,383 | $10.82M | 5.0% | $71.02 * | $9.43 | +25.5% | COM | 808524102 |
| — | Liberty All Star Eq Fd | 1,106,515 | $7.082M | 3.3% | $6.40 | $5.36 | — | COM | 530158104 |
| — | Invesco S&P 500 Equal Weight ETF | 56,943 | $6.154M | 2.8% | $108.07 | $91.42 | — | COM | 78355W106 |
| — | SPDR Dow Jones Industrial Average ETF | 19,909 | $5.359M | 2.5% | $269.17 | $162.03 | — | COM | 252787106 |
| — | Dividend & Income Fund | 445,093 | $5.319M | 2.4% | $11.95 | $11.61 | — | COM | 25538A105 |
| — | Royce Value Trust | 382,220 | $5.259M | 2.4% | $13.76 | $14.26 | — | COM | 780910105 |
| IWM | iShares Russell 2000 Index | 28,092 | $4.251M | 2.0% | $151.32 | $129.31 | +17.0% | COM | 464287655 |
| SCHA | Schwab U.S. Small-Cap | 58,176 | $4.057M | 1.9% | $69.74 * | $16.80 | +3.8% | COM | 808524607 |
| — | Special Opptys Fund | 240,651 | $3.427M | 1.6% | $14.24 | $15.90 | — | COM | 84741T104 |
| IVV | iShares S&P 500 Index Fund | 10,013 | $2.989M | 1.4% | $298.51 | $236.24 | +26.4% | COM | 464287200 |
| SCHV | Schwab U.S. Large-Cap Value | 51,454 | $2.919M | 1.3% | $56.73 * | $15.42 | +22.6% | COM | 808524409 |
| SCHM | Schwab U.S. Mid-Cap | 49,257 | $2.785M | 1.3% | $56.54 * | $14.96 | +26.0% | COM | 808524508 |
| VTI | Vanguard Total Stock Mkt | 14,078 | $2.126M | 1.0% | $151.02 | $115.24 | +31.0% | COM | 922908769 |
| — | Special Opp 3.5 Pfd Conv | 79,204 | $2M | 0.9% | $25.25 | $25.82 | — | COM | 84741T302 |
| — | Aberdeen Total Dynamic Dividend | 229,951 | $1.918M | 0.9% | $8.34 | $7.79 | — | COM | 021060108 |
| SCHG | Schwab U.S. Large-Cap Growth | 17,200 | $1.445M | 0.7% | $84.01 * | $6.60 | +59.1% | COM | 808524300 |
| — | AllianzGI NFJ Divid Int | 114,162 | $1.395M | 0.6% | $12.22 | $12.13 | — | COM | 65337H109 |
| — | Invesco QQQ Trust | 7,337 | $1.385M | 0.6% | $188.77 | $86.84 | — | COM | 631100104 |
| — | Aberdeen Standard Phys SwissGold Shr ETF | 8,916 | $1.266M | 0.6% | $141.99 | $124.16 | — | COM | 26922Y105 |
| — | Vanguard S&P 500 ETF | 4,627 | $1.261M | 0.6% | $272.53 | $197.23 | — | COM | 922908413 |
| SCHD | Sch US Div Equity Etf | 19,579 | $1.073M | 0.5% | $54.80 * | $13.42 | +36.0% | COM | 808524797 |
| — | Gabelli Global Small and Mid Cap Value Trust | 90,757 | $1.01M | 0.5% | $11.13 | $11.53 | — | COM | 36249W104 |
| — | Central Securities Corp | 32,073 | $1.007M | 0.5% | $31.40 | $26.53 | — | COM | 155123102 |
| SCHE | Schwab Emerging Markets Equity | 35,422 | $890K | 0.4% | $25.13 | $25.14 | -0.1% | COM | 808524706 |
| IWF | iShares Russell 1000 Growth | 4,824 | $770K | 0.4% | $159.62 * | $21.57 | +85.0% | COM | 464287614 |
| — | Gabelli Healthcare TRUST | 67,943 | $708K | 0.3% | $10.42 | $10.40 | — | COM | 36246K103 |
| — | Boulder Growth & Income | 53,523 | $599K | 0.3% | $11.19 | $9.99 | — | COM | 101507101 |
| KRE | SPDR S&P Regional Bking | 10,625 | $561K | 0.3% | $52.80 | $39.50 | +33.7% | COM | 78464A698 |
| SCHF | Schwab International Equity | 17,399 | $554K | 0.3% | $31.84 * | $15.95 | -0.1% | COM | 808524805 |
| — | MS India Investment Fund | 29,103 | $552K | 0.3% | $18.97 | $26.03 | — | COM | 61745C105 |
| — | American Intl Group Inc | 9,710 | $541K | 0.2% | $55.72 | $64.84 | — | COM | 026874107 |
| — | Royce Micro-Cap TRUST | 64,959 | $522K | 0.2% | $8.04 | $8.41 | — | COM | 780915104 |
| OEF | iShares S&P 100 Index Fund | 3,655 | $481K | 0.2% | $131.60 | $72.66 | +81.0% | COM | 464287101 |
| — | Royce Global Value Tr | 46,688 | $472K | 0.2% | $10.11 | $8.91 | — | COM | 78081T104 |
| — | SPDR Gold Shares | 3,384 | $470K | 0.2% | $138.89 | $121.80 | — | COM | 863307104 |
| IVW | iShares S&P 500 Growth | 5,383 | $461K | 0.2% | $85.64 * | $35.55 | +26.6% | COM | 464287309 |
| — | Templeton Emrgng Mkt Fd | 29,407 | $431K | 0.2% | $14.66 | $13.35 | — | COM | 880191101 |
| SPEU | SPDR Portfolio Europe ETF | 12,221 | $406K | 0.2% | $33.22 | $36.38 | -8.6% | COM | 78463X103 |
| — | Ing Global Eqty Div Prem | 66,613 | $400K | 0.2% | $6.00 | $6.00 | — | COM | 92912T100 |
| IWD | iShares Russell 1000 Value | 3,000 | $385K | 0.2% | $128.33 | $107.61 | +19.2% | COM | 464287598 |
| SCHC | Schwab International Small-Cap Equity | 10,553 | $336K | 0.2% | $31.84 | $32.11 | -1.0% | COM | 808524888 |
| — | Liberty All-Star Gr Fund | 53,633 | $318K | 0.1% | $5.93 | $4.47 | — | COM | 529900102 |
| — | Herzfeld Caribbn Basn Fd | 49,441 | $314K | 0.1% | $6.35 | $7.18 | — | COM | 42804T106 |
| XJEQX | Aberdeen Japan Equity Fund Common | 42,392 | $309K | 0.1% | $7.29 | $8.26 | — | COM | 00306J109 |
| DGRW | WisdomTree U.S. Quality Dividend Growth Fund | 6,685 | $301K | 0.1% | $45.03 | $38.28 | +17.8% | COM | 97717X669 |
| — | Call SPY MAR20 @ 260 | 77 | $264K | 0.1% | $3428.57 | — | — | Call | 78462F903 |
| — | European Equity Fund | 28,919 | $257K | 0.1% | $8.89 | $8.59 | — | COM | 298768102 |
| HON | Honeywell International | 1,483 | $251K | 0.1% | $169.25 * | $87.00 | +61.0% | COM | 438516106 |
| DON | WisdomTree MidCap Dividend | 6,600 | $240K | 0.1% | $36.36 | $31.64 | +14.8% | COM | 97717W505 |
| XLV | Health Care Select Sector SPDR | 2,395 | $216K | 0.1% | $90.19 | $53.13 | +69.6% | COM | 81369Y209 |
| VTWO | Vanguard Russell 2000 | 1,705 | $207K | 0.1% | $121.41 * | $61.95 | -1.8% | COM | 92206C664 |
| EEM | iShares MSCI Emrg Mkt ETF | 4,764 | $195K | 0.1% | $40.93 | $42.29 | -3.4% | COM | 464287234 |
| — | Royce Focus TRUST Inc | 26,965 | $182K | 0.1% | $6.75 | $7.49 | — | COM | 78080N108 |
| XLI | Sector Spdr Indl Select | 2,332 | $181K | 0.1% | $77.62 | $52.21 | +48.7% | COM | 81369Y704 |
| — | Invesco Buyback Achievers | 2,893 | $181K | 0.1% | $62.56 | $49.10 | — | COM | 73935X286 |
| TDIV | First Trust NASDAQ Technology Dividend | 4,307 | $173K | 0.1% | $40.17 | $26.45 | +51.6% | COM | 33738R118 |
| SCHK | Schwab 1000 Index ETF | 5,517 | $161K | 0.1% | $29.18 * | $12.99 | +12.2% | COM | 808524722 |
| CCIF | Vertical Capital Income | 14,440 | $154K | 0.1% | $10.66 | $10.66 | — | COM | 92535C104 |
| XLK | Sector Spdr Tech Select | 1,750 | $141K | 0.1% | $80.57 * | $17.06 | +136.1% | COM | 81369Y803 |
| — | Invesco VK Dynamic Cred Opps | 12,449 | $137K | 0.1% | $11.00 | $11.00 | — | COM | 46132R104 |
| NXDT | NexPoint Credit Strategies Fund | 7,123 | $128K | 0.1% | $17.97 | $20.08 | — | COM | 65340G205 |
| — | iShares Gold Trust | 8,400 | $118K | 0.1% | $14.05 | $11.01 | — | COM | 464285105 |
| DWX | SPDR S&P International Dividend | 2,866 | $112K | 0.1% | $39.08 | $42.72 | -8.8% | COM | 78463X772 |
| — | Asa Gold & Precs Mtls | 8,525 | $102K | 0.0% | $11.96 | $12.26 | — | COM | G3156P103 |
| — | Blackrock Global Opptys | 9,770 | $102K | 0.0% | $10.44 | $9.81 | — | COM | 092501105 |
| TIP | iShares Barclays TIPS Bond Fund | 875 | $102K | 0.0% | $116.57 | $117.63 | -1.1% | COM | 464287176 |
| WTPI | WisdomTree CBOE S&P 500 PutWrite | 3,567 | $99,000 | 0.0% | $27.75 | $27.30 | +1.2% | COM | 97717X560 |
| — | Aberdeen Standard Phys Silver Shrs ETF | 5,874 | $97,000 | 0.0% | $16.51 | $16.44 | — | COM | 26922X107 |
| VIG | Vanguard Dividend Appreciation ETF | 808 | $97,000 | 0.0% | $120.05 | $68.09 | +75.6% | COM | 921908844 |
| — | BlackRock Resources & Commdty | 12,896 | $96,000 | 0.0% | $7.44 | $8.60 | — | COM | 09257A108 |
| SOXX | Ishares Semiconductor Index | 450 | $95,000 | 0.0% | $211.11 * | $22.94 | +207.2% | COM | 464287523 |
| XLP | Sector Spdr Tr Con Stpls | 1,545 | $95,000 | 0.0% | $61.49 | $44.18 | +39.0% | COM | 81369Y308 |
| — | Lazard World Div & Incm | 10,126 | $95,000 | 0.0% | $9.38 | $8.53 | — | COM | 521076109 |
| — | Invesco S&P 500 Low Volatility | 1,612 | $93,000 | 0.0% | $57.69 | $38.76 | — | COM | 73937B779 |
| — | Ing Prime Rate TRUST | 19,592 | $92,000 | 0.0% | $4.70 | $5.02 | — | COM | 44977W106 |
| — | ETFMG Alternative Harvest ETF | 4,250 | $88,000 | 0.0% | $20.71 | $34.59 | — | COM | 26924G508 |
| — | Templeton Dragon Fund | 4,931 | $88,000 | 0.0% | $17.85 | $20.15 | — | COM | 88018T101 |
| XLF | Sector Spdr Fincl Select | 3,100 | $87,000 | 0.0% | $28.06 | $25.77 | +8.6% | COM | 81369Y605 |
| SKYY | First Trust Cloud Computing ETF | 1,518 | $86,000 | 0.0% | $56.65 | $49.37 | +14.3% | COM | 33734X192 |
| CEW | WisdomTree Emerging Currency ETF | 4,658 | $85,000 | 0.0% | $18.25 | $20.72 | -11.5% | COM | 97717W133 |
| — | Madison Claymore Covered Call & Eq Strtg | 13,052 | $84,000 | 0.0% | $6.44 | $6.55 | — | COM | 556582104 |
| — | Nuveen Real Asset Income | 4,734 | $83,000 | 0.0% | $17.53 | $17.96 | — | COM | 67074Y105 |
| SLV | iShares Silver Trust | 5,147 | $82,000 | 0.0% | $15.93 | $18.57 | -14.3% | COM | 46428Q109 |
| XLB | Sector SPDR Materials | 1,400 | $81,000 | 0.0% | $57.86 * | $24.13 | +20.6% | COM | 81369Y100 |
| EWZ | Ishares Msci Brazil Indx | 1,760 | $74,000 | 0.0% | $42.05 | $47.67 | -11.6% | COM | 464286400 |
| — | Petroleum & Resources Cp | 4,665 | $74,000 | 0.0% | $15.86 | $18.37 | — | COM | 716549100 |
| FNDA | Schwab Fundamental US Small Company | 1,930 | $73,000 | 0.0% | $37.82 * | $18.72 | +0.9% | COM | 808524763 |
| SCHH | Schwab US REIT ETF | 1,469 | $69,000 | 0.0% | $46.97 * | $18.84 | +25.2% | COM | 808524847 |
| — | BrandywineGLOBAL Global Inc Opp Fund | 5,172 | $63,000 | 0.0% | $12.18 | $11.79 | — | COM | 52469B100 |
| EDIV | SPDR S&P Emerging Markets Dividend | 2,050 | $61,000 | 0.0% | $29.76 | $28.36 | +5.2% | COM | 78463X533 |
| MMM | 3m Company | 350 | $58,000 | 0.0% | $165.71 * | $138.93 | -21.3% | COM | 88579Y101 |
| — | Swiss Helvetia Fund | 7,086 | $57,000 | 0.0% | $8.04 | $8.04 | — | COM | 870875101 |
| — | Aberdeen Global Dynamic Dividend | 5,688 | $55,000 | 0.0% | $9.67 | $9.79 | — | COM | 00302M106 |
| VV | Vanguard Large Cap ETF | 400 | $55,000 | 0.0% | $137.50 | $81.31 | +67.7% | COM | 922908637 |
| SCHP | Schwab U.S. TIPS ETF | 959 | $54,000 | 0.0% | $56.31 * | $28.09 | +1.0% | COM | 808524870 |
| — | New Ireland Fund Inc | 6,160 | $53,000 | 0.0% | $8.60 | $12.80 | — | COM | 645673104 |
| — | RMR Real Estate Income Fund | 2,516 | $51,000 | 0.0% | $20.27 | $19.26 | — | COM | 76970B101 |
| — | Ishares Msci Jpn Idx Fd | 874 | $50,000 | 0.0% | $57.21 | $11.99 | — | COM | 464286848 |
| QQQE | Direxion Shares Etf | 983 | $49,000 | 0.0% | $49.85 | $41.97 | +17.7% | COM | 25459Y207 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,298 | $49,000 | 0.0% | $37.75 | $36.11 | +4.5% | COM | 78463X202 |
| IYT | iShares Transportation Average | 250 | $47,000 | 0.0% | $188.00 * | $36.15 | +28.7% | COM | 464287192 |
| IBUY | Amplify Online Retail | 1,000 | $47,000 | 0.0% | $47.00 | $36.26 | +29.0% | COM | 032108102 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 900 | $45,000 | 0.0% | $50.00 * | $147.78 | +2.4% | COM | 97717W851 |
| — | Aberdeen Emerg MKT Equity Inc | 6,363 | $44,000 | 0.0% | $6.91 | $6.93 | — | COM | 00301W105 |
| — | Call IWM FEB20 136 | 25 | $44,000 | 0.0% | $1760.00 | — | — | Call | 464287905 |
| — | Clough Global Equity Common | 3,844 | $44,000 | 0.0% | $11.45 | $11.45 | — | COM | 18914C100 |
| — | Invesco India ETF | 1,801 | $44,000 | 0.0% | $24.43 | $21.58 | — | COM | 73935L100 |
| TBF | Proshares Short 20 Year Treasury | 2,193 | $41,000 | 0.0% | $18.70 | $29.11 | -35.5% | COM | 74347X849 |
| — | Advent Claymore Conv & Income | 2,754 | $40,000 | 0.0% | $14.52 | $15.77 | — | COM | 00764C109 |
| EWH | iShares MSCI Hong Kong Index | 1,750 | $40,000 | 0.0% | $22.86 | $21.07 | +7.7% | COM | 464286871 |
| — | Loncar Cancer Immunotherapy ETF | 2,044 | $38,000 | 0.0% | $18.59 | $24.52 | — | COM | 26922A826 |
| — | Direxion All Cap Insider Sentiment ETF | 1,000 | $38,000 | 0.0% | $38.00 | $43.77 | — | COM | 25459Y769 |
| — | Blackrock Intl Growth Tr | 6,844 | $37,000 | 0.0% | $5.41 | $5.41 | — | COM | 092524107 |
| — | VanEck Vectors Agribusiness ETF | 520 | $34,000 | 0.0% | $65.38 | $51.19 | — | COM | 57060U605 |
| EQS | Equus II Inc | 20,297 | $33,000 | 0.0% | $1.63 | $2.10 | -23.4% | COM | 294766100 |
| — | Gabelli Global Deal Fund | 3,371 | $31,000 | 0.0% | $9.20 | $9.39 | — | COM | 36245G103 |
| — | ETFMG Prime Cyber Security ETF | 800 | $30,000 | 0.0% | $37.50 | $27.75 | — | COM | 30304R407 |
| ACWI | iShares MSCI ACWI Index | 370 | $27,000 | 0.0% | $72.97 | $56.34 | +30.9% | COM | 464288257 |
| — | Invesco China Technology ETF | 590 | $27,000 | 0.0% | $45.76 | $46.13 | — | COM | 18383Q135 |
| IWS | Ishares Russell Midcap Value Index | 300 | $27,000 | 0.0% | $90.00 | $63.67 | +40.9% | COM | 464287473 |
| ILF | Ishares S&P Latin America | 780 | $25,000 | 0.0% | $32.05 | $37.16 | -15.0% | COM | 464287390 |
| — | Invesco S&P500 Eq Weight Technology | 134 | $24,000 | 0.0% | $179.10 | $171.46 | — | COM | 78355W817 |
| — | Morgan Stanley China Fd | 1,100 | $23,000 | 0.0% | $20.91 | $23.57 | — | COM | 617468103 |
| — | India Fund Inc | 1,130 | $23,000 | 0.0% | $20.35 | $23.99 | — | COM | 454089103 |
| VGK | Vanguard European | 400 | $21,000 | 0.0% | $52.50 * | $52.76 | +1.6% | COM | 922042874 |
| FNDC | Schwab Fundamental Intl Sm Co ETF | 675 | $21,000 | 0.0% | $31.11 | $31.54 | -2.6% | COM | 808524748 |
| — | Delaware Enhanced Gbl Div & Inc | 2,000 | $20,000 | 0.0% | $10.00 | $10.00 | — | COM | 246060107 |
| — | AdvisorShares New Tech and Media ETF | 1,877 | $19,000 | 0.0% | $10.12 | $20.58 | — | COM | 00768Y552 |
| — | Japan Smaller Cap Fund | 2,115 | $19,000 | 0.0% | $8.98 | $10.50 | — | COM | 47109U104 |
| — | Gyrodyne Company of America | 963 | $19,000 | 0.0% | $19.73 | $17.82 | — | COM | 403820103 |
| BLOK | Amplify Transformational Data Shrg ETF | 1,000 | $18,000 | 0.0% | $18.00 | $20.02 | -10.4% | COM | 032108607 |
| — | Westn Asset Claymore TIPS Fd | 1,400 | $16,000 | 0.0% | $11.43 | $11.43 | — | COM | 95766Q106 |
| — | Putnam High Incm Bond Fd | 1,970 | $16,000 | 0.0% | $8.12 | $8.18 | — | COM | 746779107 |
| — | Mexico Equity & Income Common | 1,449 | $15,000 | 0.0% | $10.35 | $11.52 | — | COM | 592834105 |
| PRNT | 3d Printing Etf | 700 | $14,000 | 0.0% | $20.00 * | $24.72 | -16.6% | COM | 00214Q500 |
| — | BlackRock Enhanced Dividend Achievers | 1,520 | $14,000 | 0.0% | $9.21 | $7.68 | — | COM | 09251A104 |
| HEDJ | WisdomTree Europe Hedged Equity | 200 | $13,000 | 0.0% | $65.00 * | $28.39 | +18.5% | COM | 97717X701 |
| SCHO | Schwab Short-Term U.S. Treasury ETF | 249 | $13,000 | 0.0% | $52.21 * | $25.04 | +1.0% | COM | 808524862 |
| DTD | Wisdomtree Total Dividnd | 126 | $12,000 | 0.0% | $95.24 * | $34.70 | +42.8% | COM | 97717W109 |
| LIT | Global X Lithium & Battery Tech ETF | 500 | $12,000 | 0.0% | $24.00 | $33.00 | -26.2% | COM | 37954Y855 |
| — | Sprott Physical Gold & Silver | 800 | $11,000 | 0.0% | $13.75 | $12.44 | — | COM | 153501101 |
| XLRE | Real Estate Select Sctr | 262 | $10,000 | 0.0% | $38.17 * | $36.53 | +7.7% | COM | 81369Y860 |
| XLY | Sector Spdr Consumer Fd | 82 | $10,000 | 0.0% | $121.95 * | $31.82 | +89.7% | COM | 81369Y407 |
| — | Invesco Spin-Off ETF | 200 | $9,000 | 0.0% | $45.00 | $40.00 | — | COM | 18383M605 |
| — | Reality Shares Nasdaq NexGen Economy ETF | 400 | $9,000 | 0.0% | $22.50 | $22.50 | — | COM | 75605A702 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 * | $45.89 | +0.3% | COM | 464288240 |
| — | Tekla Healthcare Investors | 500 | $9,000 | 0.0% | $18.00 | $18.00 | — | COM | 404052102 |
| — | ETFS Physical Precious Metals Basket | 123 | $9,000 | 0.0% | $73.17 | $52.00 | — | COM | 26922W109 |
| AAL | American Airlines Group Inc | 300 | $8,000 | 0.0% | $26.67 | $36.83 | -27.3% | COM | 02376R102 |
| VWO | Vanguard Emerging Market | 200 | $8,000 | 0.0% | $40.00 | $42.05 | -4.3% | COM | 922042858 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $8,000 | 0.0% | $80.00 | $69.32 | +16.1% | COM | 464288885 |
| BOTZ | Global X Robotics & Artfcl Intllgnc ETF | 400 | $8,000 | 0.0% | $20.00 | $22.33 | -10.4% | COM | 37954Y715 |
| — | Invesco S&P MidCap 400 Pure Gr ETF | 55 | $8,000 | 0.0% | $145.45 | $120.00 | — | COM | 78355W601 |
| MDYG | SPDR S&P 400 Mid Cap Growth ETF | 143 | $8,000 | 0.0% | $55.94 * | $53.23 | +0.9% | COM | 78464A821 |
| ONLN | ProShares Online Retail ETF | 225 | $8,000 | 0.0% | $35.56 * | $37.75 | -10.6% | COM | 74347B169 |
| — | Etfs Phys Platinum Etf | 90 | $8,000 | 0.0% | $88.89 | $134.57 | — | COM | 26922V101 |
| BJK | Vaneck Vectors Gaming | 200 | $7,000 | 0.0% | $35.00 * | $43.09 | -15.4% | COM | 92189F882 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $7,000 | 0.0% | $11.40 | $9.83 | — | COM | 85207H104 |
| VLUE | iShares Edge MSCI USA Value Factor ETF | 87 | $7,000 | 0.0% | $80.46 | $80.12 | +2.4% | COM | 46432F388 |
| GXC | SPDR S&P China ETF | 78 | $7,000 | 0.0% | $89.74 | $83.04 | +8.7% | COM | 78463X400 |
| — | Invesco BRIC ETF | 200 | $7,000 | 0.0% | $35.00 | $35.00 | — | COM | 18383M100 |
| — | Credit Suisse Silver Shares Covered Call ETN | 1,000 | $7,000 | 0.0% | $7.00 | $11.18 | — | COM | 22542D449 |
| DFJ | Wisdomtree Japan Smalcp | 100 | $7,000 | 0.0% | $70.00 | $67.01 | +2.6% | COM | 97717W836 |
| — | Call QQQ JAN20 155 | 2 | $7,000 | 0.0% | $3500.00 | — | — | Call | 46090E903 |
| — | ETFS Physical Palladium Shares | 38 | $6,000 | 0.0% | $157.89 | $73.27 | — | COM | 26923A106 |
| — | Taiwan Fund Inc | 320 | $6,000 | 0.0% | $18.75 | $18.36 | — | COM | 874036106 |
| SLYV | Spdr S&P 600 Small Cap | 96 | $6,000 | 0.0% | $62.50 | $60.61 | +1.1% | COM | 78464A300 |
| EWC | iShares MSCI Canada Index | 200 | $6,000 | 0.0% | $30.00 * | $29.46 | -1.9% | COM | 464286509 |
| — | Proshares Inverse S&P 500 | 200 | $5,000 | 0.0% | $25.00 | $30.20 | — | COM | 74347R503 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | $2.08 | — | COM | 351645106 |
| IYE | iShares DJ US Energy | 150 | $5,000 | 0.0% | $33.33 * | $53.92 | -41.1% | COM | 464287796 |
| PSLV | Sprott Physical Silver Trust | 736 | $5,000 | 0.0% | $6.79 | $7.89 | — | COM | 85207K107 |
| — | Claymore BNY Mellon Frontier Markets | 261 | $4,000 | 0.0% | $15.33 | $16.42 | — | COM | 18383Q838 |
| EWX | SPDR S&P Emerging Markets Small Cap | 100 | $4,000 | 0.0% | $40.00 * | $50.43 | -13.9% | COM | 78463X756 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| XXCHNXX | China Fund Inc | 198 | $4,000 | 0.0% | $20.20 | $20.28 | — | COM | 169373107 |
| IGE | Ishares Tr Goldman Sachs Natural Resources | 132 | $4,000 | 0.0% | $30.30 * | $46.54 | -37.5% | COM | 464287374 |
| — | Invesco S&P Intl Dev Low Volatility | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| PJAN | Innovator S&P 500 Power Buffer ETF | 100 | $3,000 | 0.0% | $30.00 * | $27.22 | +2.1% | COM | 45782C508 |
| — | Powershares SP SmallCap 600 Pure Grwth | 26 | $3,000 | 0.0% | $115.38 | $140.88 | — | COM | 78355W809 |
| GSG | iShares S&P GSCI Commodity-Indexed | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -52.9% | COM | 46428R107 |
| AIQ | Global X Future Analytics Tech ETF | 200 | $3,000 | 0.0% | $15.00 * | $15.54 | +2.8% | COM | 37954Y632 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 * | $30.30 | +5.8% | COM | 45409B800 |
| BATT | Amplify Advcd Btty Mtls and Matrls ETF | 300 | $3,000 | 0.0% | $10.00 * | $16.01 | -33.2% | COM | 032108805 |
| — | Exone Company | 250 | $2,000 | 0.0% | $8.00 | $20.00 | — | COM | 302104104 |
| — | Invesco FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| — | Lazard Glbl Total Retrun | 127 | $2,000 | 0.0% | $15.75 | $14.43 | — | COM | 52106W103 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 * | $51.71 | -8.4% | COM | 464288877 |
| SVVC | Firsthand Technology Value Fund Inc | 7 | $0 | 0.0% | $0.00 | $19.40 | -57.5% | COM | 33766Y100 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| — | Mvc Capital Inc | 40 | $0 | 0.0% | $0.00 | $11.73 | — | COM | 553829102 |
| FNDB | Schwab Fundamental U.S. Broad Market | 1 | $0 | 0.0% | $0.00 | $10.14 | +28.6% | COM | 808524789 |