Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Apr 17, 2015
Total Value: $101M (90.8% shares, 9.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| EWY | ISHARES | 225,000 | $13.62M | 13.5% | $60.51 | $57.96 | — | MSCI STH KOR ETF | 464286772 |
| — | HF2 FINL MGMT INC | 1,200,000 | $12.48M | 12.3% | $10.40 | $10.11 | — | CL A | 40421A104 |
| — | NUVEEN DIVER CURRENCY OPPOR | 1,054,679 | $11.24M | 11.1% | $10.66 | $11.12 | — | COM | 67090N109 |
| — | MICROCHIP TECHNOLOGY INC | 5,000,000 | $9.291M | 9.2% | $1.86 | $1.86 | — | SDCV 2.125%12/1 | 595017AB0 |
| SA | SEABRIDGE GOLD INC | 950,000 | $7.654M | 7.6% | $8.06 * | $9.40 | 0.0% | COM | 811916105 |
| — | GARNERO GROUP ACQUISITION CO | 575,000 | $5.48M | 5.4% | $9.53 | $9.53 | — | SHS | G5866L108 |
| — | CAPITOL ACQUISITION CORP II | 500,000 | $4.905M | 4.8% | $9.81 | $9.85 | — | COM | 14056V105 |
| — | 1347 CAP CORP | 350,000 | $3.346M | 3.3% | $9.56 | $9.56 | — | COM | 68245V103 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 301,754 | $3.008M | 3.0% | $9.97 | $9.97 | — | UNIT | 85207H104 |
| DNN | DENISON MINES CORP | 2,470,000 | $2.824M | 2.8% | $1.14 * | $1.28 | 0.0% | COM | 248356107 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 115,921 | $2.783M | 2.8% | $24.01 * | $22.26 | 0.0% | COM | 33766Y100 |
| — | MERGEWORTHRX CORP | 325,000 | $2.675M | 2.6% | $8.23 | $8.13 | — | COM | 58952R106 |
| — | NUVEEN EQUITY PREM ADV FD | 196,263 | $2.563M | 2.5% | $13.06 | $13.15 | — | COM | 6706ET107 |
| — | VTTI ENERGY PARTNERS LP | 100,000 | $2.506M | 2.5% | $25.06 | $25.06 | — | COM UNIT RP LT | Y9384M101 |
| — | NUVEEN GLOBAL EQUITY INCOME | 178,317 | $2.382M | 2.4% | $13.36 | $14.73 | — | COM | 6706EH103 |
| — | SILVER EAGLE ACQUISITION COR | 228,200 | $2.268M | 2.2% | $9.94 | $9.73 | — | COM | 827694100 |
| BABA | ALIBABA GROUP HLDG LTD | 25,000 | $2.221M | 2.2% | $88.84 | $88.84 | — | SPONSORED ADS | 01609W102 |
| — | NGP CAP RES CO | 297,479 | $1.838M | 1.8% | $6.18 | $6.18 | — | COM | 62912R107 |
| AVAL | GRUPO AVAL ACCIONES Y VALORE | 75,000 | $1.016M | 1.0% | $13.55 | $13.55 | — | SPONSORED ADS | 40053W101 |
| — | CAMBRIDGE CAP ACQUISITION CO | 100,000 | $970K | 1.0% | $9.70 | $9.76 | — | COM | 13215Q106 |
| — | CORNERSTONE TOTAL RTRN FD IN | 138,704 | $755K | 0.7% | $5.44 | $5.44 | — | COM NEW | 21924U201 |
| — | SMART & FINAL STORES INC | 50,000 | $722K | 0.7% | $14.44 | $14.44 | — | COM | 83190B101 |
| — | NUVEEN MD PREM INCOME MUN FD | 52,968 | $663K | 0.7% | $12.52 | $12.87 | — | COM | 67061Q107 |
| — | IDREAMSKY TECHNOLOGY LIMITED | 35,000 | $595K | 0.6% | $17.00 | $17.00 | — | SPONSORED ADS | 45173K101 |
| — | HOEGH LNG PARTNERS LP | 20,000 | $458K | 0.5% | $22.90 | $22.90 | — | COM UNIT LTD | Y3262R100 |
| — | MEDLEY MGMT INC | 25,000 | $422K | 0.4% | $16.88 | $16.88 | — | CL A COM | 58503T106 |
| — | NUVEEN QUALITY MUN FD INC | 31,290 | $405K | 0.4% | $12.94 | $13.10 | — | COM | 67062N103 |
| MPVDF | MOUNTAIN PROV DIAMONDS INC | 75,000 | $375K | 0.4% | $5.00 | $4.56 | +9.2% | COM NEW | 62426E402 |
| — | CORNERSTONE STRATEGIC VALUE | 63,078 | $368K | 0.4% | $5.83 | $5.83 | — | COM NEW | 21924B203 |
| — | VITAE PHARMACEUTICALS INC | 40,000 | $305K | 0.3% | $7.63 | $7.63 | — | COM | 92847N103 |
| LEU | CENTRUS ENERGY CORP | 21,780 | $221K | 0.2% | $10.15 * | $51.25 | 0.0% | CL A | 15643U104 |
| — | NUVEEN CONN PREM INCOME MUN | 12,436 | $155K | 0.2% | $12.46 | $12.63 | — | COM | 67060D107 |
| — | 1347 CAP CORP | 350,000 | $126K | 0.1% | $0.36 | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| — | HERZFELD CARIBBEAN BASIN FD | 15,200 | $122K | 0.1% | $8.03 | $8.03 | — | COM | 42804T106 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $90,000 | 0.1% | $0.03 | $0.06 | — | RIGHT 01/27/2016 | 203668116 |
| — | 1347 CAP CORP | 350,000 | $88,000 | 0.1% | $0.25 | $0.25 | — | *W EXP 07/15/202 | 68245V129 |
| — | GARNERO GROUP ACQUISITION CO | 267,600 | $75,000 | 0.1% | $0.28 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | ENSERVCO CORP | 19,075 | $69,000 | 0.1% | $3.62 | $2.46 | — | COM | 29358Y102 |
| — | GABELLI EQUITY TR INC | 976,156 | $56,000 | 0.1% | $0.06 | $0.06 | — | RIGHT 10/20/2014 | 362397184 |
| — | GARNERO GROUP ACQUISITION CO | 334,000 | $40,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |