CIK: 0001357550 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Apr 17, 2015
Total Value ($000): $246,403 (77.4% shares, 22.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MICROCHIP TECHNOLOGY INC | 25,000,000 | $44,717 | 18.1% | $1.80 | — | SDCV 2.125%12/1 | 595017AB0 |
| — | HF2 FINL MGMT INC | 1,700,000 | $17,697 | 7.2% | $10.20 | — | CL A | 40421A104 |
| EWY | ISHARES | 252,182 | $13,946 | 5.7% | $57.68 | — | MSCI STH KOR ETF | 464286772 |
| — | STARWOOD PPTY TR INC | 10,000,000 | $10,984 | 4.5% | $1.10 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| — | TEMPLETON DRAGON FD INC | 393,110 | $9,450 | 3.8% | $24.04 | — | COM | 88018T101 |
| — | RAMCO-GERSHENSON PPTYS TR | 135,000 | $9,036 | 3.7% | $66.93 | — | PERP PFD-D CV | 751452608 |
| — | SWISS HELVETIA FD INC | 753,289 | $8,392 | 3.4% | $11.14 | — | COM | 870875101 |
| — | INDIA FD INC | 284,402 | $7,340 | 3.0% | $25.81 | — | COM | 454089103 |
| SA | SEABRIDGE GOLD INC | 950,000 | $7,202 | 2.9% | $9.40 | -19.9% | COM | 811916105 |
| ASHR | DBX ETF TR | 150,000 | $5,582 | 2.3% | $37.21 | — | DBXTR HAR CS 300 | 233051879 |
| — | GARNERO GROUP ACQUISITION CO | 575,000 | $5,497 | 2.2% | $9.53 | — | SHS | G5866L108 |
| — | LEVY ACQUISITION CORP | 550,000 | $5,352 | 2.2% | $9.73 | — | COM | 52748T104 |
| — | ADAMS EXPRESS CO | 374,835 | $5,128 | 2.1% | $13.68 | — | COM | 006212104 |
| — | CAPITOL ACQUISITION CORP II | 500,000 | $4,925 | 2.0% | $9.85 | — | COM | 14056V105 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 500,826 | $4,893 | 2.0% | $9.89 | — | UNIT | 85207H104 |
| — | BLACKROCK ENERGY & RES TR | 237,982 | $4,748 | 1.9% | $19.95 | — | COM | 09250U101 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 254,017 | $4,737 | 1.9% | $22.06 | -0.8% | COM | 33766Y100 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 530,708 | $4,591 | 1.9% | $8.65 | — | UNIT | 85207Q104 |
| — | ROYCE VALUE TR INC | 297,445 | $4,262 | 1.7% | $14.33 | — | COM | 780910105 |
| XXCHNXX | CHINA FD INC | 231,630 | $4,223 | 1.7% | $18.23 | — | COM | 169373107 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4,128 | 1.7% | $10.32 | — | COM | 37953N108 |
| — | CAMBRIDGE CAP ACQUISITION CO | 400,000 | $3,960 | 1.6% | $9.87 | — | COM | 13215Q106 |
| — | THAI FD INC | 333,947 | $3,941 | 1.6% | $11.80 | — | COM | 882904105 |
| — | DT ASIA INVTS LTD | 400,000 | $3,880 | 1.6% | $9.70 | — | SHS | G2615J104 |
| — | FIRST TR ENERGY INFRASTRCTR | 151,247 | $3,597 | 1.5% | $23.78 | — | COM | 33738C103 |
| — | ROYCE MICRO-CAP TR INC | 335,005 | $3,377 | 1.4% | $10.08 | — | COM | 780915104 |
| — | 1347 CAP CORP | 350,000 | $3,290 | 1.3% | $9.56 | — | COM | 68245V103 |
| — | PETROLEUM & RES CORP | 137,862 | $3,287 | 1.3% | $23.84 | — | COM | 716549100 |
| — | MEDIA GEN INC NEW | 174,049 | $2,912 | 1.2% | $16.73 | — | COM | 58441K100 |
| — | C B PHARMA ACQUISITION CORP | 268,246 | $2,691 | 1.1% | $10.03 | — | UNIT 99/99/9999 | G2029P100 |
| — | TEMPLETON EMERGING MKTS FD I | 145,689 | $2,247 | 0.9% | $15.42 | — | COM | 880191101 |
| — | GENERAL AMERN INVS INC | 60,410 | $2,114 | 0.9% | $34.99 | — | COM | 368802104 |
| — | GAMCO GLOBAL GOLD NAT RES & | 255,493 | $1,788 | 0.7% | $7.00 | — | COM SH BEN INT | 36465A109 |
| — | NEW GERMANY FD INC | 122,002 | $1,709 | 0.7% | $14.01 | — | COM | 644465106 |
| — | HYDRA INDS ACQUISITION CORP | 175,000 | $1,670 | 0.7% | $9.54 | — | COM | 448740100 |
| — | SOURCE CAP INC | 21,987 | $1,586 | 0.6% | $72.13 | — | COM | 836144105 |
| — | LAKE SHORE GOLD CORP | 2,165,000 | $1,453 | 0.6% | $0.67 | — | COM | 510728108 |
| — | MORGAN STANLEY EM MKTS DM DE | 131,365 | $1,387 | 0.6% | $10.56 | — | COM | 617477104 |
| — | PIMCO HIGH INCOME FD | 107,514 | $1,210 | 0.5% | $11.25 | — | COM SHS | 722014107 |
| — | OHA INVT CORP | 228,145 | $1,070 | 0.4% | $4.69 | — | COM | 67091U102 |
| — | MORGAN STANLEY EASTN EUR FD | 71,977 | $993 | 0.4% | $13.80 | — | COM | 616988101 |
| — | CENTRAL SECS CORP | 44,777 | $982 | 0.4% | $21.93 | — | COM | 155123102 |
| — | TAIWAN FD INC | 57,993 | $948 | 0.4% | $16.35 | — | COM | 874036106 |
| — | EATON VANCE TX ADV GLB DIV O | 33,862 | $823 | 0.3% | $24.30 | — | COM | 27828U106 |
| — | BLACKROCK HEALTH SCIENCES TR | 19,145 | $817 | 0.3% | $42.67 | — | COM | 09250W107 |
| DNN | DENISON MINES CORP | 766,900 | $746 | 0.3% | $1.28 | -20.2% | COM | 248356107 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 39,667 | $693 | 0.3% | $17.47 | — | COM | 67090X107 |
| — | MECHEL OAO | 1,000,000 | $684 | 0.3% | $0.68 | — | SPONSORED ADR | 583840103 |
| HYG | ISHARES | 7,000 | $627 | 0.3% | $89.57 | — | IBOXX HI YD ETF | 464288513 |
| — | TEMPLETON EMERG MKTS INCOME | 49,792 | $565 | 0.2% | $11.35 | — | COM | 880192109 |
| — | WESTERN ASSET HIGH INCM FD I | 67,806 | $563 | 0.2% | $8.30 | — | COM | 95766J102 |
| — | MEXICO EQUITY & INCOME FD | 37,284 | $464 | 0.2% | $12.45 | — | COM | 592834105 |
| — | TORTOISE ENERGY INDEPENDENC | 22,392 | $424 | 0.2% | $18.94 | — | COM | 89148K101 |
| — | GAMCO NAT RES GOLD & INCOME | 49,763 | $402 | 0.2% | $8.08 | — | SH BEN INT | 36465E101 |
| — | STONE HBR EMERG MRKTS INC FD | 25,469 | $395 | 0.2% | $15.51 | — | COM | 86164T107 |
| — | MEXICO FD INC | 18,900 | $393 | 0.2% | $20.79 | — | COM | 592835102 |
| — | SPECIAL OPPORTUNITIES FD INC | 24,782 | $381 | 0.2% | $15.37 | — | COM | 84741T104 |
| — | WESTERN ASSET MTG DEF OPPTY | 12,703 | $303 | 0.1% | $23.85 | — | COM | 95790B109 |
| — | BROOKFIELD GLOBL LISTED INFR | 13,231 | $276 | 0.1% | $20.86 | — | COM SHS | 11273Q109 |
| — | NUVEEN GLOBAL EQUITY INCOME | 16,664 | $217 | 0.1% | $14.73 | — | COM | 6706EH103 |
| — | ELLSWORTH FUND LTD | 24,655 | $215 | 0.1% | $8.72 | — | COM | 289074106 |
| — | 1347 CAP CORP | 326,550 | $114 | 0.0% | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| — | DT ASIA INVTS LTD | 367,900 | $88 | 0.0% | $0.24 | — | RIGHTS 03/30/2016 | G2615J112 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $75 | 0.0% | $0.06 | — | RIGHT 01/27/2016 | 203668116 |
| — | 1347 CAP CORP | 326,550 | $69 | 0.0% | $0.25 | — | *W EXP 07/15/202 | 68245V129 |
| — | GARNERO GROUP ACQUISITION CO | 192,600 | $58 | 0.0% | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | GARNERO GROUP ACQUISITION CO | 284,000 | $34 | 0.0% | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | ENSERVCO CORP | 19,075 | $31 | 0.0% | $2.46 | — | COM | 29358Y102 |
| — | DT ASIA INVTS LTD | 188,600 | $24 | 0.0% | $0.13 | — | *W EXP 03/29/202 | G2615J138 |