Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Apr 17, 2015
Total Value: $246M (77.4% shares, 22.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MICROCHIP TECHNOLOGY INC | 25,000,000 | $44.72M | 18.1% | $1.79 | $1.80 | — | SDCV 2.125%12/1 | 595017AB0 |
| — | HF2 FINL MGMT INC | 1,700,000 | $17.7M | 7.2% | $10.41 | $10.20 | — | CL A | 40421A104 |
| EWY | ISHARES | 252,182 | $13.95M | 5.7% | $55.30 | $57.68 | — | MSCI STH KOR ETF | 464286772 |
| — | STARWOOD PPTY TR INC | 10,000,000 | $10.98M | 4.5% | $1.10 | $1.10 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| — | TEMPLETON DRAGON FD INC | 393,110 | $9.45M | 3.8% | $24.04 | $24.04 | — | COM | 88018T101 |
| — | RAMCO-GERSHENSON PPTYS TR | 135,000 | $9.036M | 3.7% | $66.93 | $66.93 | — | PERP PFD-D CV | 751452608 |
| — | SWISS HELVETIA FD INC | 753,289 | $8.392M | 3.4% | $11.14 | $11.14 | — | COM | 870875101 |
| — | INDIA FD INC | 284,402 | $7.34M | 3.0% | $25.81 | $25.81 | — | COM | 454089103 |
| SA | SEABRIDGE GOLD INC | 950,000 | $7.202M | 2.9% | $7.58 | $9.40 | -19.9% | COM | 811916105 |
| ASHR | DBX ETF TR | 150,000 | $5.582M | 2.3% | $37.21 | $37.21 | — | DBXTR HAR CS 300 | 233051879 |
| — | GARNERO GROUP ACQUISITION CO | 575,000 | $5.497M | 2.2% | $9.56 | $9.53 | — | SHS | G5866L108 |
| — | LEVY ACQUISITION CORP | 550,000 | $5.352M | 2.2% | $9.73 | $9.73 | — | COM | 52748T104 |
| — | ADAMS EXPRESS CO | 374,835 | $5.128M | 2.1% | $13.68 | $13.68 | — | COM | 006212104 |
| — | CAPITOL ACQUISITION CORP II | 500,000 | $4.925M | 2.0% | $9.85 | $9.85 | — | COM | 14056V105 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 500,826 | $4.893M | 2.0% | $9.77 | $9.89 | — | UNIT | 85207H104 |
| — | BLACKROCK ENERGY & RES TR | 237,982 | $4.748M | 1.9% | $19.95 | $19.95 | — | COM | 09250U101 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 254,017 | $4.737M | 1.9% | $18.65 * | $22.06 | -0.8% | COM | 33766Y100 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 530,708 | $4.591M | 1.9% | $8.65 | $8.65 | — | UNIT | 85207Q104 |
| — | ROYCE VALUE TR INC | 297,445 | $4.262M | 1.7% | $14.33 | $14.33 | — | COM | 780910105 |
| XXCHNXX | CHINA FD INC | 231,630 | $4.223M | 1.7% | $18.23 | $18.23 | — | COM | 169373107 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4.128M | 1.7% | $10.32 | $10.32 | — | COM | 37953N108 |
| — | CAMBRIDGE CAP ACQUISITION CO | 400,000 | $3.96M | 1.6% | $9.90 | $9.87 | — | COM | 13215Q106 |
| — | THAI FD INC | 333,947 | $3.941M | 1.6% | $11.80 | $11.80 | — | COM | 882904105 |
| — | DT ASIA INVTS LTD | 400,000 | $3.88M | 1.6% | $9.70 | $9.70 | — | SHS | G2615J104 |
| — | FIRST TR ENERGY INFRASTRCTR | 151,247 | $3.597M | 1.5% | $23.78 | $23.78 | — | COM | 33738C103 |
| — | ROYCE MICRO-CAP TR INC | 335,005 | $3.377M | 1.4% | $10.08 | $10.08 | — | COM | 780915104 |
| — | 1347 CAP CORP | 350,000 | $3.29M | 1.3% | $9.40 | $9.56 | — | COM | 68245V103 |
| — | PETROLEUM & RES CORP | 137,862 | $3.287M | 1.3% | $23.84 | $23.84 | — | COM | 716549100 |
| — | MEDIA GEN INC NEW | 174,049 | $2.912M | 1.2% | $16.73 | $16.73 | — | COM | 58441K100 |
| — | C B PHARMA ACQUISITION CORP | 268,246 | $2.691M | 1.1% | $10.03 | $10.03 | — | UNIT 99/99/9999 | G2029P100 |
| — | TEMPLETON EMERGING MKTS FD I | 145,689 | $2.247M | 0.9% | $15.42 | $15.42 | — | COM | 880191101 |
| — | GENERAL AMERN INVS INC | 60,410 | $2.114M | 0.9% | $34.99 | $34.99 | — | COM | 368802104 |
| — | GAMCO GLOBAL GOLD NAT RES & | 255,493 | $1.788M | 0.7% | $7.00 | $7.00 | — | COM SH BEN INT | 36465A109 |
| — | NEW GERMANY FD INC | 122,002 | $1.709M | 0.7% | $14.01 | $14.01 | — | COM | 644465106 |
| — | HYDRA INDS ACQUISITION CORP | 175,000 | $1.67M | 0.7% | $9.54 | $9.54 | — | COM | 448740100 |
| — | SOURCE CAP INC | 21,987 | $1.586M | 0.6% | $72.13 | $72.13 | — | COM | 836144105 |
| — | LAKE SHORE GOLD CORP | 2,165,000 | $1.453M | 0.6% | $0.67 | $0.67 | — | COM | 510728108 |
| — | MORGAN STANLEY EM MKTS DM DE | 131,365 | $1.387M | 0.6% | $10.56 | $10.56 | — | COM | 617477104 |
| — | PIMCO HIGH INCOME FD | 107,514 | $1.21M | 0.5% | $11.25 | $11.25 | — | COM SHS | 722014107 |
| — | OHA INVT CORP | 228,145 | $1.07M | 0.4% | $4.69 | $4.69 | — | COM | 67091U102 |
| — | MORGAN STANLEY EASTN EUR FD | 71,977 | $993K | 0.4% | $13.80 | $13.80 | — | COM | 616988101 |
| — | CENTRAL SECS CORP | 44,777 | $982K | 0.4% | $21.93 | $21.93 | — | COM | 155123102 |
| — | TAIWAN FD INC | 57,993 | $948K | 0.4% | $16.35 | $16.35 | — | COM | 874036106 |
| — | EATON VANCE TX ADV GLB DIV O | 33,862 | $823K | 0.3% | $24.30 | $24.30 | — | COM | 27828U106 |
| — | BLACKROCK HEALTH SCIENCES TR | 19,145 | $817K | 0.3% | $42.67 | $42.67 | — | COM | 09250W107 |
| DNN | DENISON MINES CORP | 766,900 | $746K | 0.3% | $0.97 | $1.28 | -20.2% | COM | 248356107 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 39,667 | $693K | 0.3% | $17.47 | $17.47 | — | COM | 67090X107 |
| — | MECHEL OAO | 1,000,000 | $684K | 0.3% | $0.68 | $0.68 | — | SPONSORED ADR | 583840103 |
| HYG | ISHARES | 7,000 | $627K | 0.3% | $89.57 | $89.57 | — | IBOXX HI YD ETF | 464288513 |
| — | TEMPLETON EMERG MKTS INCOME | 49,792 | $565K | 0.2% | $11.35 | $11.35 | — | COM | 880192109 |
| — | WESTERN ASSET HIGH INCM FD I | 67,806 | $563K | 0.2% | $8.30 | $8.30 | — | COM | 95766J102 |
| — | MEXICO EQUITY & INCOME FD | 37,284 | $464K | 0.2% | $12.45 | $12.45 | — | COM | 592834105 |
| — | TORTOISE ENERGY INDEPENDENC | 22,392 | $424K | 0.2% | $18.94 | $18.94 | — | COM | 89148K101 |
| — | GAMCO NAT RES GOLD & INCOME | 49,763 | $402K | 0.2% | $8.08 | $8.08 | — | SH BEN INT | 36465E101 |
| — | STONE HBR EMERG MRKTS INC FD | 25,469 | $395K | 0.2% | $15.51 | $15.51 | — | COM | 86164T107 |
| — | MEXICO FD INC | 18,900 | $393K | 0.2% | $20.79 | $20.79 | — | COM | 592835102 |
| — | SPECIAL OPPORTUNITIES FD INC | 24,782 | $381K | 0.2% | $15.37 | $15.37 | — | COM | 84741T104 |
| — | WESTERN ASSET MTG DEF OPPTY | 12,703 | $303K | 0.1% | $23.85 | $23.85 | — | COM | 95790B109 |
| — | BROOKFIELD GLOBL LISTED INFR | 13,231 | $276K | 0.1% | $20.86 | $20.86 | — | COM SHS | 11273Q109 |
| — | NUVEEN GLOBAL EQUITY INCOME | 16,664 | $217K | 0.1% | $13.02 | $14.73 | — | COM | 6706EH103 |
| — | ELLSWORTH FUND LTD | 24,655 | $215K | 0.1% | $8.72 | $8.72 | — | COM | 289074106 |
| — | 1347 CAP CORP | 326,550 | $114K | 0.0% | $0.35 | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| — | DT ASIA INVTS LTD | 367,900 | $88,000 | 0.0% | $0.24 | $0.24 | — | RIGHTS 03/30/2016 | G2615J112 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $75,000 | 0.0% | $0.03 | $0.06 | — | RIGHT 01/27/2016 | 203668116 |
| — | 1347 CAP CORP | 326,550 | $69,000 | 0.0% | $0.21 | $0.25 | — | *W EXP 07/15/202 | 68245V129 |
| — | GARNERO GROUP ACQUISITION CO | 192,600 | $58,000 | 0.0% | $0.30 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | GARNERO GROUP ACQUISITION CO | 284,000 | $34,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | ENSERVCO CORP | 19,075 | $31,000 | 0.0% | $1.63 | $2.46 | — | COM | 29358Y102 |
| — | DT ASIA INVTS LTD | 188,600 | $24,000 | 0.0% | $0.13 | $0.13 | — | *W EXP 03/29/202 | G2615J138 |