Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 14, 2015
Total Value: $118M (81.2% shares, 18.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY INTERACTIVE LLC | 12,000,000 | $16.74M | 14.1% | $1.40 | $1.40 | — | DEB 0.750% 3/3 | 530610AC8 |
| EWY | ISHARES | 163,682 | $9.369M | 7.9% | $57.24 | $57.68 | — | MSCI STH KOR ETF | 464286772 |
| — | RAMCO-GERSHENSON PPTYS TR | 135,000 | $9.058M | 7.6% | $67.10 | $66.93 | — | PERP PFD-D CV | 751452608 |
| SA | SEABRIDGE GOLD INC | 1,285,000 | $7.051M | 6.0% | $5.49 * | $8.98 | -13.2% | COM | 811916105 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 344,044 | $5.721M | 4.8% | $16.63 | $16.63 | — | COM UT BEN INT | 670731108 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 691,496 | $5.567M | 4.7% | $8.05 | $8.51 | — | UNIT | 85207Q104 |
| — | GARNERO GROUP ACQUISITION CO | 575,000 | $5.554M | 4.7% | $9.66 | $9.53 | — | SHS | G5866L108 |
| — | COLONY FINL INC | 5,100,000 | $5.406M | 4.6% | $1.06 | $1.06 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | STEIN MART INC | 400,000 | $4.98M | 4.2% | $12.45 | $12.45 | — | COM | 858375108 |
| — | AURICO GOLD INC | 1,739,922 | $4.801M | 4.1% | $2.76 | $2.76 | — | COM | 05155C105 |
| — | BARINGTON HILCO ACQUISITION | 457,000 | $4.364M | 3.7% | $9.55 | $9.55 | — | COM | 06759V101 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4.164M | 3.5% | $10.41 | $10.32 | — | COM | 37953N108 |
| — | CAPITOL ACQUISITION CORP II | 400,000 | $4.044M | 3.4% | $10.11 | $9.85 | — | COM | 14056V105 |
| — | CAMBRIDGE CAP ACQUISITION CO | 400,000 | $4.02M | 3.4% | $10.05 | $9.87 | — | COM | 13215Q106 |
| — | DT ASIA INVTS LTD | 400,000 | $3.928M | 3.3% | $9.82 | $9.70 | — | SHS | G2615J104 |
| — | TEMPLETON DRAGON FD INC | 137,135 | $3.406M | 2.9% | $24.84 | $24.04 | — | COM | 88018T101 |
| — | 1347 CAP CORP | 350,000 | $3.36M | 2.8% | $9.60 | $9.56 | — | COM | 68245V103 |
| — | C B PHARMA ACQUISITION CORP | 268,246 | $2.634M | 2.2% | $9.82 | $9.82 | — | SHS | G2029P126 |
| — | SWISS HELVETIA FD INC | 225,911 | $2.607M | 2.2% | $11.54 | $11.14 | — | COM | 870875101 |
| — | LAKE SHORE GOLD CORP | 2,165,000 | $1.758M | 1.5% | $0.81 | $0.67 | — | COM | 510728108 |
| — | HYDRA INDS ACQUISITION CORP | 175,000 | $1.673M | 1.4% | $9.56 | $9.54 | — | COM | 448740100 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 109,040 | $1.564M | 1.3% | $14.34 * | $22.06 | -29.7% | COM | 33766Y100 |
| — | MECHEL OAO | 1,000,000 | $1.24M | 1.0% | $1.24 | $0.68 | — | SPONSORED ADR | 583840103 |
| — | GENERAL MTRS CO | 50,000 | $982K | 0.8% | $19.64 | $19.64 | — | *W EXP 07/10/201 | 37045V126 |
| — | RUBICON MINERALS CORP | 1,064,100 | $965K | 0.8% | $0.91 | $0.91 | — | COM | 780911103 |
| — | THAI FD INC | 100,208 | $874K | 0.7% | $8.72 | $11.80 | — | COM | 882904105 |
| — | ROYCE MICRO-CAP TR INC | 69,148 | $676K | 0.6% | $9.78 | $10.08 | — | COM | 780915104 |
| — | NEW GERMANY FD INC | 32,130 | $498K | 0.4% | $15.50 | $14.01 | — | COM | 644465106 |
| — | NUVEEN DIVERSIFIED COMMODTY | 34,503 | $408K | 0.3% | $11.83 | $11.83 | — | COM UT BEN INT | 67074P104 |
| — | FRANKLIN FINL NETWORK INC | 15,000 | $315K | 0.3% | $21.00 | $21.00 | — | COM | 35352P104 |
| — | ADAMS EXPRESS CO | 15,788 | $220K | 0.2% | $13.93 | $13.68 | — | COM | 006212104 |
| — | ALPHA NATURAL RESOURCES INC | 125,000 | $123K | 0.1% | $0.98 | $0.98 | — | NOTE 2.375% 4/1 | 02076XAA0 |
| — | 1347 CAP CORP | 326,550 | $91,000 | 0.1% | $0.28 | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| — | 1347 CAP CORP | 326,550 | $75,000 | 0.1% | $0.23 | $0.25 | — | *W EXP 07/15/202 | 68245V129 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $66,000 | 0.1% | $0.02 | $0.06 | — | RIGHT 01/27/2016 | 203668116 |
| — | DT ASIA INVTS LTD | 367,840 | $59,000 | 0.0% | $0.16 | $0.24 | — | RIGHT 03/30/2016 | G2615J112 |
| — | GARNERO GROUP ACQUISITION CO | 192,600 | $37,000 | 0.0% | $0.19 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | ENSERVCO CORP | 19,075 | $33,000 | 0.0% | $1.73 | $2.46 | — | COM | 29358Y102 |
| — | GARNERO GROUP ACQUISITION CO | 284,000 | $31,000 | 0.0% | $0.11 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | DT ASIA INVTS LTD | 188,600 | $17,000 | 0.0% | $0.09 | $0.13 | — | *W EXP 03/29/202 | G2615J138 |
| — | CENTER COAST MLP & INFRSTR F | 14,506 | $8,000 | 0.0% | $0.55 | $0.55 | — | RIGHT 04/17/2015 | 151461118 |