Weiss Asset Management LP Quant / Systematic

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	TYSON FOODS INC	412,667	$25,041	6.3%	$60.68	—	UNIT 99/99/9999	902494301
—	WESCO INTL INC	12,860,000	$19,174	4.9%	$1.49	—	DBCV 6.000% 9/1	95082PAH8
—	VECTOR GROUP LTD	10,700,000	$15,743	4.0%	$1.50	—	FRNT 1/1	92240MAY4
—	VERISIGN INC	6,000,000	$15,484	3.9%	$2.58	—	SDCV 3.250% 8/1	92343EAD4
—	QUINPARIO ACQUISITION CORP 2	1,569,800	$15,227	3.9%	$9.70	—	COM	74874U101
—	TERRAPIN 3 ACQUISITION CORP	1,330,000	$13,114	3.3%	$9.86	—	COM CL A	88104P104
STLA 7.875 12/15/16 FCAU	FIAT CHRYSLER AUTOMOBILES N	11,000,000	$12,833	3.3%	$1.17	—	MAN COV SEC 16	N31738110
—	DOUBLE EAGLE ACQUISITION COR	1,311,233	$12,535	3.2%	$9.56	—	COM	G28195124
—	AR CAP ACQUISITION CORP	1,257,926	$12,240	3.1%	$9.73	—	COM	00191R109
—	KAYNE ANDERSON MLP INVT CO	699,284	$12,091	3.1%	$17.29	—	COM	486606106
PHYS	SPROTT PHYSICAL GOLD TRUST	1,228,471	$10,725	2.7%	$8.77	—	UNIT	85207H104
—	NUVEEN LG/SHT COMMODITY TOTR	637,969	$9,914	2.5%	$16.50	—	COM UT BEN INT	670731108
—	INVESCO MORTGAGE CAPITAL INC	780,000	$9,664	2.4%	$12.39	—	COM	46131B100
—	MORGAN STANLEY CHINA A SH FD	401,707	$7,998	2.0%	$19.91	—	COM	617468103
—	BOULEVARD ACQUISITION	769,301	$7,616	1.9%	$9.90	—	CL A	10157Q102
—	RAMCO-GERSHENSON PPTYS TR	120,000	$7,338	1.9%	$66.45	—	PERP PFD-D CV	751452608
—	DT ASIA INVTS LTD	700,000	$7,049	1.8%	$9.91	—	SHS	G2615J104
—	HENNESSY CAP ACQUISITION COR	616,600	$5,944	1.5%	$9.64	—	COM	42588J100
—	AROWANA INC	572,500	$5,622	1.4%	$9.83	—	SHS	G05011104
—	NORTH AMERN ENERGY PARTNERS	3,005,463	$5,360	1.4%	$2.15	—	COM	656844107
IWM	ISHARES TR	42,400	$4,770	1.2%	$111.90	—	RUSSELL 2000 ETF	464287655
—	C B PHARMA ACQUISITION CORP	423,246	$4,211	1.1%	$9.87	—	SHS	G2029P126
SPPP	SPROTT PHYSICAL PLAT PALLAD	665,303	$4,098	1.0%	$7.88	—	UNIT	85207Q104
—	ATLANTIC ALLIANCE PARTNER CO	400,000	$4,044	1.0%	$10.18	—	SHS	G04897107
—	GLOBAL HIGH INCOME FUND INC	451,595	$3,839	1.0%	$8.50	—	COM	37933G108
—	INDIA FD INC	160,246	$3,644	0.9%	$22.74	—	COM	454089103
—	ALLIANCEBERNSTEIN INCOME FUN	452,395	$3,470	0.9%	$7.82	—	COM	01881E101
—	ELECTRUM SPL ACQUISITION COR	359,850	$3,469	0.9%	$9.64	—	SHS	G3105C104
—	NUVEEN DIVERSIFIED COMMODTY	370,716	$3,344	0.8%	$10.28	—	COM UT BEN INT	67074P104
—	NUVEEN DIV ADVANTAGE MUN FD	220,816	$3,127	0.8%	$14.16	—	COM	67070F100
—	DOUBLELINE INCOME SOLUTIONS	192,600	$3,124	0.8%	$16.22	—	COM	258622109
—	TORTOISE ENERGY INFRSTRCTR C	112,211	$3,122	0.8%	$27.82	—	COM	89147L100
—	E COMPASS ACQUISITION CORP	300,000	$2,985	0.8%	$9.95	—	ORD SHS	G2920Y101
—	TORTOISE MLP FD INC	167,666	$2,911	0.7%	$17.36	—	COM	89148B101
—	PIMCO DYNAMIC CR INCOME FD	151,916	$2,739	0.7%	$18.03	—	COM SHS	72202D106
—	HARMONY MERGER CORP	265,000	$2,602	0.7%	$9.82	—	COM	413247107
—	BARINGTON HILCO ACQUISITION	257,000	$2,526	0.6%	$9.55	—	COM	06759V101
SA	SEABRIDGE GOLD INC	300,000	$2,482	0.6%	$8.98	-12.5%	COM	811916105
—	1347 CAP CORP	250,000	$2,462	0.6%	$9.56	—	COM	68245V103
—	CLEARBRIDGE ENERGY MLP FD IN	142,289	$2,160	0.5%	$15.18	—	COM	184692101
—	HATTERAS FINL CORP	162,500	$2,137	0.5%	$13.15	—	COM	41902R103
—	ABENGOA YIELD PLC	109,836	$2,119	0.5%	$19.29	—	ORD SHS	G00349103
—	GP INVTS ACQUISITION COR	196,800	$1,891	0.5%	$9.61	—	SHS	G40357124
—	PACIFIC SPL ACQUISITION CORP	175,000	$1,724	0.4%	$9.85	—	SHS	G68588105
—	EATON VANCE LTD DUR INCOME F	123,083	$1,571	0.4%	$12.76	—	COM	27828H105
—	BLACKROCK CORPOR HI YLD FD I	149,647	$1,464	0.4%	$9.78	—	COM	09255P107
—	ADAM NAT RES FD INC	81,363	$1,443	0.4%	$17.74	—	COM	00548F105
—	ANDINA ACQUISITION CORP II	150,000	$1,425	0.4%	$9.50	—	SHS	G0441P104
—	FIDUCIARY CLAYMORE MLP OPP F	108,047	$1,402	0.4%	$12.98	—	COM	31647Q106
—	FIRST TR MLP & ENERGY INCOME	105,797	$1,399	0.4%	$13.22	—	COM	33739B104
—	NEUBERGER BERMAN MLP INCOME	169,299	$1,381	0.3%	$8.16	—	COM	64129H104
—	AMERICAN CAP MTG INVT CORP	97,500	$1,361	0.3%	$13.96	—	COM	02504A104
—	TWO HBRS INVT CORP	162,500	$1,316	0.3%	$8.10	—	COM	90187B101
—	TEKLA HEALTHCARE INVS	43,297	$1,284	0.3%	$29.66	—	SH BEN INT	87911J103
—	ALLIANZGI NFJ DIVID INT & PR	100,886	$1,250	0.3%	$12.39	—	COM	01883A107
—	ADAMS DIVERSIFIED EQUITY FD	93,935	$1,205	0.3%	$12.83	—	COM	006212104
—	BLACKROCK ENHANCED EQT DIV T	145,202	$1,105	0.3%	$7.61	—	COM	09251A104
—	STRATEGIC GLOBAL INCOME FD	125,172	$1,097	0.3%	$8.76	—	COM	862719101
—	ABERDEEN ASIA PACIFIC INCOM	235,312	$1,075	0.3%	$4.57	—	COM	003009107
—	NUVEEN MUN OPPORTUNITY FD IN	72,975	$1,046	0.3%	$14.33	—	COM	670984103
—	CLEARBRIDGE ENERGY MLP TR FD	82,984	$1,022	0.3%	$12.32	—	COM	18469Q108
—	NUVEEN CR STRATEGIES INCM FD	127,270	$998	0.3%	$7.84	—	COM SHS	67073D102
—	BLACKROCK RES & COMM STRAT T	139,690	$993	0.3%	$7.11	—	SHS	09257A108
—	GABELLI DIVD & INCOME TR	51,354	$948	0.2%	$18.46	—	COM	36242H104
—	CLEARBRIDGE AMERN ENERG MLP	113,711	$931	0.2%	$8.19	—	COM	184691103
—	GOLDMAN SACHS MLP INC OPP FD	111,873	$921	0.2%	$8.23	—	COM SHS	38147W103
—	BLACKROCK CR ALLCTN INC TR	74,389	$918	0.2%	$12.34	—	COM	092508100
—	CALAMOS STRATEGIC TOTL RETN	92,575	$916	0.2%	$9.89	—	COM SH BEN INT	128125101
—	CLEARBRIDGE ENERGY MLP OPP F	71,581	$907	0.2%	$12.67	—	COM	18469P100
—	COHEN & STEERS QUALITY RLTY	72,968	$892	0.2%	$12.22	—	COM	19247L106
—	BLACKSTONE GSO STRATEGIC CR	65,987	$882	0.2%	$13.37	—	COM SHS BEN IN	09257R101
—	TEMPLETON GLOBAL INCOME FD	135,914	$863	0.2%	$6.35	—	COM	880198106
—	CALAMOS CONV & HIGH INCOME F	78,599	$826	0.2%	$10.51	—	COM SHS	12811P108
—	PRUDENTIAL GLB SHT DUR HG YL	58,109	$822	0.2%	$14.15	—	COM	74433A109
—	ALPINE TOTAL DYNAMIC DIVID F	106,589	$819	0.2%	$7.68	—	COM SH BEN INT N	021060207
—	TEMPLETON DRAGON FD INC	45,962	$819	0.2%	$17.82	—	COM	88018T101
—	GENERAL AMERN INVS INC	25,250	$806	0.2%	$31.92	—	COM	368802104
—	CENTRAL GOLDTRUST	20,807	$785	0.2%	$39.68	—	TR UNIT	153546106
—	DUFF & PHELPS GLB UTL INC FD	52,461	$773	0.2%	$14.73	—	COM	26433C105
—	INVESCO DYNAMIC CR OPP FD	70,303	$742	0.2%	$10.55	—	COM	46132R104
—	GAMCO GLOBAL GOLD NAT RES &	155,551	$739	0.2%	$4.75	—	COM SH BEN INT	36465A109
—	NUVEEN CORE EQUITY ALPHA FUN	51,775	$739	0.2%	$13.77	—	COM	67090X107
—	LIBERTY ALL STAR EQUITY FD	138,084	$739	0.2%	$5.35	—	SH BEN INT	530158104
—	ALLIANZGI CONV & INCOME FD	129,833	$719	0.2%	$5.54	—	COM	018828103
—	FIRST TR HIGH INCOME L/S FD	50,134	$706	0.2%	$14.08	—	COM	33738E109
—	ALLIANZGI CONV & INCOME FD I	139,170	$703	0.2%	$5.05	—	COM	018825109
—	WESTERN ASSET EMRG MKT DEBT	50,696	$696	0.2%	$13.73	—	COM	95766A101
—	ROYCE VALUE TR INC	58,389	$687	0.2%	$11.77	—	COM	780910105
—	ALLIANCEBERNSTEIN GBL HGH IN	62,778	$677	0.2%	$10.78	—	COM	01879R106
—	COHEN & STEERS INFRASTRUCTUR	35,358	$675	0.2%	$19.09	—	COM	19248A109
—	CBRE CLARION GLOBAL REAL EST	87,860	$671	0.2%	$7.64	—	COM	12504G100
—	INVESCO SR INCOME TR	165,949	$670	0.2%	$4.04	—	COM	46131H107
—	MORGAN STANLEY EM MKTS DM DE	96,545	$657	0.2%	$6.81	—	COM	617477104
—	SOURCE CAP INC	9,853	$653	0.2%	$66.27	—	COM	836144105
—	PRUDENTIAL SHT DURATION HG Y	43,128	$630	0.2%	$14.61	—	COM	74442F107
—	WESTERN ASSET HIGH INCM FD I	99,069	$625	0.2%	$6.31	—	COM	95766J102
—	NUVEEN ENERGY MLP TOTL RTRNF	55,639	$618	0.2%	$11.11	—	COM	67074U103
—	VOYA GLBL EQTY DIV & PREM OP	87,746	$614	0.2%	$7.00	—	COM	92912T100
—	ADVENT CLAYMORE CV SECS & IN	44,023	$595	0.2%	$13.52	—	COM	00764C109
—	KAYNE ANDERSON MDSTM ENERGY	47,489	$587	0.1%	$12.36	—	COM	48661E108
—	COHEN & STEERS LTD DUR PFD I	25,981	$585	0.1%	$22.52	—	COM	19248C105
—	NUVEEN PFD INCOME OPPRTNY FD	63,366	$580	0.1%	$9.15	—	COM	67073B106
—	BLACKROCK LTD DURATION INC T	39,203	$572	0.1%	$14.59	—	COM SHS	09249W101
—	BLACKROCK MULTI-SECTOR INC T	35,929	$568	0.1%	$15.81	—	COM	09258A107
—	COHEN & STEERS REIT & PFD IN	30,759	$567	0.1%	$18.43	—	COM	19247X100
—	VOYA PRIME RATE TR	109,542	$554	0.1%	$5.06	—	SH BEN INT	92913A100
—	HYDRA INDS ACQUISITION CORP	56,716	$551	0.1%	$9.72	—	COM	448740100
—	CALAMOS CONV OPP AND INC FD	55,547	$550	0.1%	$9.90	—	SH BEN INT	128117108
—	FIRST TR ENERGY INFRASTRCTR	37,394	$546	0.1%	$14.60	—	COM	33738C103
—	CLOUGH GLOBAL OPPORTUNITIES	50,346	$526	0.1%	$10.45	—	SH BEN INT	18914E106
—	WESTERN ASSET HIGH INCM OPP	111,478	$523	0.1%	$4.69	—	COM	95766K109
—	BLACKROCK GLOBAL OPP EQTY TR	40,334	$515	0.1%	$12.77	—	COM	092501105
—	BLACKROCK ENERGY & RES TR	40,961	$513	0.1%	$12.52	—	COM	09250U101
NXDT	NEXPOINT CR STRATEGIES FD	25,090	$513	0.1%	$20.45	—	COM NEW	65340G205
—	BLACKROCK FLOAT RATE OME STR	39,765	$513	0.1%	$12.90	—	COM	09255X100
—	FIRST TR ENERGY INCOME & GRW	21,634	$498	0.1%	$23.02	—	COM	33738G104
—	EASTERLY ACQUISITION CORP	50,000	$495	0.1%	$9.90	—	COM	27616L102
—	KAYNE ANDERSON ENRGY TTL RT	58,372	$494	0.1%	$8.46	—	COM	48660P104
—	APOLLO SR FLOATING RATE FD I	32,207	$488	0.1%	$15.15	—	COM	037636107
—	APOLLO RESIDENTIAL MTG INC	40,799	$488	0.1%	$11.96	—	COM	03763V102
—	ZAIS FINL CORP	31,890	$481	0.1%	$15.08	—	COM	98886K108
—	ALPINE GLOBAL PREMIER PPTYS	82,887	$478	0.1%	$5.77	—	COM SBI	02083A103
—	TRI CONTL CORP	23,118	$463	0.1%	$20.03	—	COM	895436103
—	NUVEEN FLTNG RTE INCM OPP FD	45,924	$450	0.1%	$9.80	—	COM SHS	6706EN100
—	WELLS FARGO INCOME OPPORTUNI	60,171	$448	0.1%	$7.45	—	COM SHS	94987B105
—	BABSON CAP GLB SHT DURHGH YL	27,088	$447	0.1%	$16.50	—	COM	05617T100
—	TORTOISE ENERGY INDEPENDENC	39,415	$445	0.1%	$11.29	—	COM	89148K101
—	PIMCO INCOME OPPORTUNITY FD	20,915	$443	0.1%	$21.18	—	COM	72202B100
—	BLACKROCK DEBT STRAT FD INC	130,878	$441	0.1%	$3.37	—	COM	09255R103
—	TEMPLETON EMERG MKTS INCOME	43,689	$436	0.1%	$9.98	—	COM	880192109
—	CALAMOS GBL DYN INCOME FUND	59,832	$428	0.1%	$7.15	—	COM	12811L107
—	PIMCO CORPORATE INCOME STRAT	31,573	$423	0.1%	$13.40	—	COM	72200U100
—	EATON VANCE FLTING RATE INC	33,243	$420	0.1%	$12.63	—	COM	278279104
—	TORTOISE PIPELINE & ENERGY F	28,912	$420	0.1%	$14.53	—	COM	89148H108
—	EATON VANCE SR FLTNG RTE TR	32,942	$409	0.1%	$12.42	—	COM	27828Q105
—	COHEN & STEERS MLP INC & ENR	37,929	$397	0.1%	$10.47	—	COM SHS	19249B106
—	SALIENT MIDSTREAM & MLP FD	40,948	$390	0.1%	$9.52	—	SH BEN INT	79471V105
—	WELLS FARGO MULTI SECTOR INC	34,213	$387	0.1%	$11.31	—	COM SHS	94987D101
—	NUVEEN QUALITY INCOME MUN FD	27,150	$385	0.1%	$14.18	—	COM	670977107
—	WELLS FARGO GLOBAL DIVIDEND	63,453	$376	0.1%	$5.93	—	COM	94987C103
—	NUVEEN FLOATING RATE INCOME	35,567	$364	0.1%	$10.23	—	COM	67072T108
—	WESTERN ASSET EMRG MKT INCM	36,760	$358	0.1%	$9.74	—	COM	95766E103
—	ALLIANZGI EQUITY & CONV INCO	19,563	$351	0.1%	$17.94	—	COM	018829101
—	PRIMERO MNG CORP	152,528	$344	0.1%	$2.26	—	COM	74164W106
—	GUGGENHEIM STRATEGIC OPP FD	19,944	$336	0.1%	$16.85	—	COM SBI	40167F101
—	LEGG MASON BW GLB INC OPP FD	28,909	$335	0.1%	$11.59	—	COM	52469B100
—	CENTRAL SECS CORP	17,624	$335	0.1%	$19.01	—	COM	155123102
—	CLOUGH GLOBAL EQUITY FD	26,566	$333	0.1%	$12.53	—	COM	18914C100
—	MFS CHARTER INCOME TR	43,005	$328	0.1%	$7.63	—	SH BEN INT	552727109
—	BROOKFIELD GLOBL LISTED INFR	27,898	$328	0.1%	$11.76	—	COM SHS	11273Q109
—	IVY HIGH INC OPPORTUNITIES F	25,715	$318	0.1%	$12.37	—	COM	465893105
—	ZWEIG FD	23,574	$310	0.1%	$13.15	—	COM NEW	989834205
—	WESTERN ASSET CLYM INFL OPP	29,977	$308	0.1%	$10.27	—	COM	95766R104
—	MFS MULTIMARKET INCOME TR	55,456	$306	0.1%	$5.52	—	SH BEN INT	552737108
—	BLACKROCK INTL GRWTH & INC T	48,894	$305	0.1%	$6.24	—	COM BENE INTER	092524107
—	WESTERN ASSET GLB HI INCOME	34,900	$304	0.1%	$8.71	—	COM	95766B109
—	BROOKFIELD MTG OPP INC FD IN	20,588	$304	0.1%	$14.77	—	COM	112792106
—	VOYA INFRASTRUCTURE INDLS &	24,633	$302	0.1%	$12.26	—	COM	92912X101
—	BLACKROCK UTIL & INFRASTRCTU	17,564	$295	0.1%	$16.80	—	COM	09248D104
—	ARES DYNAMIC CR ALLOCATION F	21,988	$294	0.1%	$13.37	—	COM	04014F102
—	LMP CAP & INCOME FD INC	23,028	$285	0.1%	$12.38	—	COM	50208A102
—	NUVEEN MUN ADVANTAGE FD INC	20,370	$282	0.1%	$13.84	—	COM	67062H106
—	MORGAN STANLEY INDIA INVS FD	11,034	$281	0.1%	$25.47	—	COM	61745C105
—	EATON VANCE SH TM DR DIVR IN	20,584	$276	0.1%	$13.41	—	COM	27828V104
—	NUVEEN NJ DIV ADVANTAGE MUN	20,313	$274	0.1%	$13.49	—	COM	67069Y102
—	COHEN & STEERS CLOSED END OP	23,914	$262	0.1%	$10.96	—	COM	19248P106
—	APOLLO TACTICAL INCOME FD IN	18,551	$258	0.1%	$13.91	—	COM	037638103
—	EATON VANCE RISK MNGD DIV EQ	25,209	$256	0.1%	$10.16	—	COM	27829G106
—	MACQUARIE GLBL INFRA TOTL RE	13,168	$251	0.1%	$19.06	—	COM	55608D101
XPHTX	PIONEER HIGH INCOME TR	26,084	$249	0.1%	$9.55	—	COM	72369H106
—	NUVEEN QUALITY PFD INC FD 3	28,933	$246	0.1%	$8.50	—	COM	67072W101
—	BROOKFIELD TOTAL RETURN FD I	11,207	$246	0.1%	$21.95	—	COM	11283U108
—	AVENUE INCOME CR STRATEGIES	21,259	$241	0.1%	$11.34	—	COM	05358E106
—	STONE HBR EMERG MRKTS INC FD	19,783	$238	0.1%	$12.03	—	COM	86164T107
—	TEKLA LIFE SCIENCES INVS	10,036	$237	0.1%	$23.61	—	SH BEN INT	87911K100
—	TEMPLETON EMERGING MKTS FD I	23,714	$236	0.1%	$9.95	—	COM	880191101
—	DIVIDEND & INCOME FUND	21,373	$235	0.1%	$10.86	—	COM NEW	25538A204
XPHDX	PIONEER FLOATING RATE TR	21,336	$231	0.1%	$10.83	—	COM	72369J102
—	ROYCE MICRO-CAP TR INC	31,807	$231	0.1%	$7.26	—	COM	780915104
—	KKR INCOME OPPORTUNITIES FD	16,262	$226	0.1%	$13.90	—	COM	48249T106
—	BOULDER GROWTH & INCOME FD I	28,536	$221	0.1%	$7.74	—	COM	101507101
—	MANAGED HIGH YIELD PLUS FD I	125,237	$220	0.1%	$1.76	—	COM	561911108
—	WESTERN ASSET MGD HI INCM FD	48,772	$220	0.1%	$4.51	—	COM	95766L107
—	FIRST TR ENHANCED EQTY INC F	16,482	$218	0.1%	$13.23	—	COM	337318109
—	BLACKSTONE GSO LNG SHRT CR I	15,933	$215	0.1%	$13.49	—	COM SHS BN INT	09257D102
—	DREYFUS HIGH YIELD STRATEGIE	69,432	$214	0.1%	$3.08	—	SH BEN INT	26200S101
—	NEUBERGER BERMAN HGH YLD FD	20,963	$212	0.1%	$10.11	—	COM	64128C106
—	BLACKROCK FLOATING RATE INCO	16,942	$212	0.1%	$12.51	—	COM	091941104
—	VIRTUS GLOBAL MULTI-SEC INC	14,671	$207	0.1%	$14.11	—	COM	92829B101
—	JOHN HANCOCK HDG EQ & INC FD	13,710	$198	0.1%	$14.44	—	COM	47804L102
—	ADVENT CLAY CONV SEC INC FD	35,293	$196	0.0%	$5.55	—	COM	007639107
—	NUVEEN SR INCOME FD	34,050	$196	0.0%	$5.76	—	COM	67067Y104
XHNWX	PIONEER DIV HIGH INCOME TRUS	13,366	$195	0.0%	$14.59	—	COM	723653101
—	FIRST TR SR FLG RTE INCM FD	15,827	$195	0.0%	$12.32	—	COM	33733U108
—	FRANKLIN LTD DURATION INC TR	18,115	$194	0.0%	$10.71	—	COM	35472T101
—	EATON VANCE SR INCOME TR	33,301	$192	0.0%	$5.77	—	SH BEN INT	27826S103
—	PUTNAM PREMIER INCOME TR	38,196	$189	0.0%	$4.95	—	SH BEN INT	746853100
—	NUVEEN DIVERSIFIED DIV INCM	17,488	$189	0.0%	$10.81	—	COM	6706EP105
—	DELAWARE ENHANCED GBL DIV &	20,148	$188	0.0%	$9.33	—	COM	246060107
—	JAPAN SMALLER CAPTLZTN FD IN	18,122	$185	0.0%	$10.21	—	COM	47109U104
—	CENTER COAST MLP & INFRSTR F	18,012	$181	0.0%	$10.05	—	COM SHS	151461100
—	MEXICO FD INC	10,823	$180	0.0%	$16.63	—	COM	592835102
—	GAMCO NAT RES GOLD & INCOME	31,394	$180	0.0%	$5.73	—	SH BEN INT	36465E101
XXHYBXX	NEW AMER HIGH INCOME FD INC	23,425	$179	0.0%	$7.64	—	COM NEW	641876800
—	TORTOISE PWR & ENERGY INFRAS	10,595	$178	0.0%	$16.80	—	COM	89147X104
—	NUVEEN SHT DUR CR OPP FD	11,913	$177	0.0%	$14.86	—	COM	67074X107
—	CUSHING MLP TOTAL RETURN FD	16,361	$175	0.0%	$10.70	—	COM NEW	231631201
—	GABELLI MULTIMEDIA TR INC	23,048	$173	0.0%	$7.51	—	COM	36239Q109
—	FIRST TR ABERDEEN GLBL OPP F	15,894	$161	0.0%	$10.13	—	COM SHS	337319107
—	STONE HBR EMERG MKTS TL INC	13,907	$158	0.0%	$11.36	—	COM	86164W100
—	GABELLI EQUITY TR INC	28,512	$151	0.0%	$5.30	—	COM	362397101
—	VOYA RISK MANAGED NAT RES FD	27,466	$150	0.0%	$5.46	—	COM	92913C106
—	BROOKFIELD HIGH INCOME FD IN	21,819	$150	0.0%	$6.87	—	COM	11272P102
—	CREDIT SUISSE HIGH YLD BND F	62,878	$143	0.0%	$2.27	—	SH BEN INT	22544F103
—	VOYA EMERGING MKTS HIGH DIVI	19,095	$141	0.0%	$7.38	—	COM	92912P108
—	NUVEEN MD PREM INCOME MUN FD	10,977	$139	0.0%	$12.66	—	COM	67061Q107
—	CLOUGH GLOBAL ALLOCATION FD	10,072	$136	0.0%	$13.50	—	COM	18913Y103
—	NUVEEN TX ADV TOTAL RET STRG	11,605	$135	0.0%	$11.63	—	COM	67090H102
—	PIMCO INCOME STRATEGY FUND I	14,387	$126	0.0%	$8.76	—	COM	72201J104
—	ALPINE GLOBAL DYNAMIC DIVD F	14,166	$125	0.0%	$8.82	—	COM NEW	02082E205
—	ADVENT CLAYMORE ENH GRW & IN	13,768	$114	0.0%	$8.20	—	COM	00765E104
—	DEUTSCHE MULTI-MKT INCOME TR	14,459	$110	0.0%	$7.61	—	SHS	25160E102
—	PUTNAM MASTER INTER INCOME T	23,939	$109	0.0%	$4.55	—	SH BEN INT	746909100
—	MORGAN STANLEY EMER MKTS DEB	11,981	$103	0.0%	$8.60	—	COM	61744H105
—	ABERDEEN GLOBAL INCOME FD IN	12,633	$97	0.0%	$7.68	—	COM	003013109
—	ABERDEEN AUSTRALIA EQTY FD I	16,979	$93	0.0%	$5.48	—	COM	003011103
—	VIRTUS TOTAL RETURN FD	22,718	$87	0.0%	$3.83	—	COM	92829A103
—	ROYCE GLOBAL VALUE TR INC	11,466	$85	0.0%	$7.41	—	COM	78081T104
—	WESTERN ASSET GLB PTNRS INCO	10,194	$79	0.0%	$7.75	—	COM	95766G108
—	FRANKLIN UNVL TR	13,426	$77	0.0%	$5.74	—	SH BEN INT	355145103
—	PACHOLDER HIGH YIELD FD INC	12,037	$73	0.0%	$6.06	—	COM	693742108
—	E COMPASS ACQUISITION CORP	300,000	$45	0.0%	$0.15	—	RIGHT 02/18/2017	G2920Y119
—	ELECTRUM SPL ACQUISITION COR	159,850	$35	0.0%	$0.22	—	*W EXP 99/99/999	G3105C112
—	COMMUNITY HEALTH SYS INC NEW	3,000,000	$27	0.0%	$0.06	—	RIGHT 99/99/9999	203668116
—	PACIFIC SPL ACQUISITION CORP	119,000	$24	0.0%	$0.20	—	RIGHT 03/15/2017	G68588113
—	ANDINA ACQUISITION CORP II	79,100	$24	0.0%	$0.30	—	RIGHT 09/01/2017	G0441P120
—	ENSERVCO CORP	19,075	$10	0.0%	$2.46	—	COM	29358Y102
—	EASTERLY ACQUISITION CORP	25,000	$9	0.0%	$0.36	—	*W EXP 07/29/202	27616L110