CIK: 0001357550 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 13, 2016
Total Value ($000): $402,548 (90.3% shares, 9.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NATIONAL PENN BANCSHARES INC | 6,500,000 | $69,160 | 17.2% | $10.64 | — | COM | 637138108 |
| — | NEXTERA ENERGY INC | 650,000 | $39,585 | 9.8% | $60.90 | — | UNIT 09/01/2016 | 65339F861 |
| — | VECTOR GROUP LTD | 13,200,000 | $19,718 | 4.9% | $1.50 | — | FRNT 1/1 | 92240MAY4 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 18,000 | $16,545 | 4.1% | $919.17 | — | PFD CONV SER A | G0177J116 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,569,800 | $15,353 | 3.8% | $9.70 | — | COM | 74874U101 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,496,233 | $14,543 | 3.6% | $9.58 | — | COM | G28195124 |
| — | AR CAP ACQUISITION CORP | 1,389,890 | $13,690 | 3.4% | $9.74 | — | COM | 00191R109 |
| — | T MOBILE US INC | 200,000 | $13,240 | 3.3% | $66.20 | — | CONV PFD SER A | 872590203 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,330,000 | $13,167 | 3.3% | $9.86 | — | COM CL A | 88104P104 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 1,573,880 | $12,355 | 3.1% | $7.84 | — | COM | 01881E101 |
| — | WESCO INTL INC | 6,000,000 | $11,550 | 2.9% | $1.49 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | BOULEVARD ACQUISITION | 1,117,301 | $10,894 | 2.7% | $9.85 | — | CL A | 10157Q102 |
| — | ELECTRUM SPL ACQUISITION COR | 1,002,495 | $9,674 | 2.4% | $9.65 | — | SHS | G3105C104 |
| — | ATLANTIC ALLIANCE PARTNER CO | 825,100 | $8,606 | 2.1% | $10.31 | — | SHS | G04897107 |
| — | GP INVTS ACQUISITION COR | 841,600 | $8,037 | 2.0% | $9.56 | — | SHS | G40357124 |
| — | KLR ENERGY ACQUISITION CORP | 799,000 | $8,014 | 2.0% | $10.03 | — | UNIT 12/31/2020 | 49877M207 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 517,731 | $7,797 | 1.9% | $16.50 | — | COM UT BEN INT | 670731108 |
| — | FIDELITY NATIONAL FINANCIAL | 4,065,000 | $7,621 | 1.9% | $1.87 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | CROWN CASTLE INTL CORP NEW | 60,000 | $6,432 | 1.6% | $107.20 | — | CNV PFD STK SR A | 22822V200 |
| — | NORTH AMERN ENERGY PARTNERS | 3,074,758 | $6,335 | 1.6% | $2.14 | — | COM | 656844107 |
| — | HENNESSY CAP ACQUISITION COR | 616,600 | $5,969 | 1.5% | $9.64 | — | COM | 42588J100 |
| — | RAMCO-GERSHENSON PPTYS TR | 90,000 | $5,876 | 1.5% | $66.45 | — | PERP PFD-D CV | 751452608 |
| — | AROWANA INC | 572,500 | $5,696 | 1.4% | $9.83 | — | SHS | G05011104 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 333,104 | $4,947 | 1.2% | $14.39 | — | COM | 67070F100 |
| — | C B PHARMA ACQUISITION CORP | 423,246 | $4,275 | 1.1% | $9.87 | — | SHS | G2029P126 |
| — | AMSURG CORP | 30,000 | $4,275 | 1.1% | $142.50 | — | PFD CNV SR A-1 % | 03232P504 |
| — | GORES HLDGS INC | 385,000 | $3,754 | 0.9% | $9.75 | — | CL A | 382866101 |
| — | WL ROSS HLDG CORP | 359,023 | $3,601 | 0.9% | $10.03 | — | COM SHS | 92939D104 |
| — | LMP REAL ESTATE INCOME FD IN | 239,803 | $3,276 | 0.8% | $13.66 | — | COM | 50208C108 |
| — | BB&T CORP | 94,152 | $3,132 | 0.8% | $33.27 | — | COM | 054937107 |
| — | E COMPASS ACQUISITION CORP | 300,000 | $3,000 | 0.7% | $9.95 | — | ORD SHS | G2920Y101 |
| I 5.75 05/01/16 A | INTELSAT S A | 375,550 | $2,788 | 0.7% | $7.42 | — | MAN CONV JR PFD | L5140P119 |
| — | NUVEEN DIVERSIFIED COMMODTY | 309,821 | $2,761 | 0.7% | $10.28 | — | COM UT BEN INT | 67074P104 |
| — | HARMONY MERGER CORP | 265,000 | $2,624 | 0.7% | $9.82 | — | COM | 413247107 |
| IBB | ISHARES TR | 10,000 | $2,608 | 0.6% | $260.80 | — | NASDQ BIOTEC ETF | 464287556 |
| — | BARINGTON HILCO ACQUISITION | 257,000 | $2,552 | 0.6% | $9.55 | — | COM | 06759V101 |
| — | 1347 CAP CORP | 250,000 | $2,485 | 0.6% | $9.56 | — | COM | 68245V103 |
| — | STRATEGIC GLOBAL INCOME FD | 241,890 | $2,155 | 0.5% | $8.83 | — | COM | 862719101 |
| — | NUVEEN QUALITY PFD INC FD 3 | 240,487 | $2,061 | 0.5% | $8.56 | — | COM | 67072W101 |
| — | ABENGOA YIELD PLC | 109,836 | $1,953 | 0.5% | $19.29 | — | ORD SHS | G00349103 |
| — | MANAGED HIGH YIELD PLUS FD I | 1,096,786 | $1,952 | 0.5% | $1.78 | — | COM | 561911108 |
| — | PACIFIC SPL ACQUISITION CORP | 175,000 | $1,750 | 0.4% | $9.85 | — | SHS | G68588105 |
| — | ALERE INC | 4,304 | $1,700 | 0.4% | $394.98 | — | PERP PFD CONV SE | 01449J204 |
| — | ALLERGAN PLC | 6,000 | $1,608 | 0.4% | — | — | Put | G0177J108 |
| — | DT ASIA INVTS LTD | 150,000 | $1,522 | 0.4% | $9.91 | — | SHS | G2615J104 |
| — | ANDINA ACQUISITION CORP II | 150,000 | $1,455 | 0.4% | $9.50 | — | SHS | G0441P104 |
| AR | ANTERO RES CORP | 50,000 | $1,244 | 0.3% | $24.03 | 0.0% | COM | 03674X106 |
| — | NUVEEN SELECT QUALITY MUN FD | 84,888 | $1,244 | 0.3% | $14.65 | — | COM | 670973106 |
| — | ENERGEN CORP | 30,000 | $1,098 | 0.3% | $36.60 | — | COM | 29265N108 |
| — | GLOBAL HIGH INCOME FUND INC | 110,459 | $960 | 0.2% | $8.50 | — | COM | 37933G108 |
| — | ZAIS FINL CORP | 60,685 | $905 | 0.2% | $15.00 | — | COM | 98886K108 |
| SA | SEABRIDGE GOLD INC | 60,149 | $657 | 0.2% | $8.98 | -2.8% | COM | 811916105 |
| — | NUVEEN QUALITY PFD INCOME FD | 78,684 | $655 | 0.2% | $8.32 | — | COM | 67071S101 |
| — | NUVEEN MUN ADVANTAGE FD INC | 41,837 | $600 | 0.1% | $14.10 | — | COM | 67062H106 |
| — | HYDRA INDS ACQUISITION CORP | 56,716 | $561 | 0.1% | $9.72 | — | COM | 448740100 |
| — | EASTERLY ACQUISITION CORP | 50,000 | $485 | 0.1% | $9.90 | — | COM | 27616L102 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 30,659 | $465 | 0.1% | $15.17 | — | COM | 67071L106 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 31,574 | $430 | 0.1% | $13.77 | — | COM | 67090X107 |
| — | NUVEEN PREM INCOME MUN FD | 27,800 | $405 | 0.1% | $14.57 | — | COM | 67062T100 |
| — | PRIMERO MNG CORP | 152,528 | $277 | 0.1% | $2.26 | — | COM | 74164W106 |
| — | NUVEEN PREMIER MUN INCOME FD | 11,188 | $158 | 0.0% | $14.12 | — | COM | 670988104 |
| — | PACE HLDGS CORP | 11,250 | $106 | 0.0% | $9.42 | — | CL A | G6865N103 |
| — | E COMPASS ACQUISITION CORP | 300,000 | $72 | 0.0% | $0.15 | — | RIGHT 02/18/2017 | G2920Y119 |
| — | INTELSAT S A | 15,255 | $38 | 0.0% | $2.49 | — | COM | L5140P101 |
| — | SUNEDISON INC | 60,908 | $33 | 0.0% | $0.54 | — | COM | 86732Y109 |
| — | ANDINA ACQUISITION CORP II | 79,100 | $20 | 0.0% | $0.30 | — | RIGHT 09/01/2017 | G0441P120 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $18 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | PACIFIC SPL ACQUISITION CORP | 119,000 | $16 | 0.0% | $0.20 | — | RIGHT 03/15/2017 | G68588113 |
| — | EASTERLY ACQUISITION CORP | 25,000 | $10 | 0.0% | $0.36 | — | *W EXP 07/29/202 | 27616L110 |