Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value: $667M (55.1% shares, 44.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | INTEL CORP | 54,675,000 | $74.39M | 11.1% | $1.36 | $1.37 | — | SDCV 12/1 | 458140AD2 |
| — | XILINX INC | 33,628,000 | $71.89M | 10.8% | $2.14 | $2.14 | — | NOTE 2.625% 6/1 | 983919AF8 |
| — | KEYCORP NEW | 341,235 | $46.07M | 6.9% | $135.00 | $135.00 | — | PFD 7.75% SR A | 493267405 |
| — | MENTOR GRAPHICS CORP | 24,153,000 | $44.86M | 6.7% | $1.86 | $1.81 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | QUINPARIO ACQUISITION CORP 2 | 3,824,400 | $38.05M | 5.7% | $9.95 | $9.82 | — | COM | 74874U101 |
| — | BROCADE COMMUNICATIONS SYS I | 36,385,000 | $36.65M | 5.5% | $1.01 | $1.01 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | NVIDIA CORP | 5,434,000 | $28.9M | 4.3% | $5.32 | $5.32 | — | NOTE 1.000%12/0 | 67066GAC8 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 3,017,325 | $28.33M | 4.2% | $9.39 | $9.39 | — | UNIT | 85207H104 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 28,034 | $21.38M | 3.2% | $762.47 | $772.98 | — | PFD CONV SER A | G0177J116 |
| — | ENVISION HEALTHCARE CORP | 173,737 | $20.74M | 3.1% | $119.38 | $119.38 | — | PFD CNV 5.25% A1 | 29414D209 |
| — | BLACK HILLS CORP | 275,000 | $18.94M | 2.8% | $68.87 | $68.87 | — | UNIT 99/99/9999 | 092113125 |
| — | ELECTRUM SPL ACQUISITION COR | 1,836,395 | $18.18M | 2.7% | $9.90 | $9.73 | — | SHS | G3105C104 |
| — | DYNEGY INC NEW DEL | 256,630 | $15.95M | 2.4% | $62.14 | $82.89 | — | UNIT 07/01/20191 | 26817R405 |
| — | GP INVTS ACQUISITION COR | 1,196,315 | $11.84M | 1.8% | $9.90 | $9.66 | — | SHS | G40357124 |
| — | PACIRA PHARMACEUTICALS INC | 7,819,000 | $11.17M | 1.7% | $1.43 | $1.43 | — | NOTE 3.250% 2/0 | 695127AB6 |
| — | M III ACQUISITION CORP | 1,058,000 | $10.32M | 1.5% | $9.75 | $9.75 | — | COM | 55378T104 |
| — | SOUTHWESTERN ENERGY CO | 331,800 | $8.451M | 1.3% | $25.47 | $25.47 | — | DEP SHS 1/20 B | 845467208 |
| — | KLR ENERGY ACQUISITION CORP | 814,000 | $8.425M | 1.3% | $10.35 | $10.01 | — | CL A | 49877M108 |
| — | VECTOR GROUP LTD | 5,200,000 | $8.16M | 1.2% | $1.57 | $1.50 | — | FRNT 1/1 | 92240MAY4 |
| — | STILLWATER MNG CO | 6,025,000 | $7.691M | 1.2% | $1.28 | $1.28 | — | NOTE 1.750%10/1 | 86074QAL6 |
| — | JPMORGAN CHASE & CO | 200,000 | $6.322M | 0.9% | $31.61 | $31.61 | — | ALERIAN ML ETN | 46625H365 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 847,238 | $5.846M | 0.9% | $6.90 | $6.90 | — | UNIT | 85207Q104 |
| BABA | ALIBABA GROUP HLDG LTD | 60,000 | $5.269M | 0.8% | $87.82 | — | — | Put | 01609W102 |
| — | GENERAL MTRS CO | 300,000 | $5.139M | 0.8% | $17.13 | $17.13 | — | *W EXP 07/10/201 | 37045V126 |
| — | NORTH AMERN ENERGY PARTNERS | 1,307,473 | $5.039M | 0.8% | $3.85 | $2.14 | — | COM | 656844107 |
| PHUN | STELLAR ACQUISITION III INC | 500,000 | $5M | 0.7% | $10.00 | $10.00 | — | COM | Y8172W107 |
| — | BOULEVARD ACQUISITION | 474,901 | $4.711M | 0.7% | $9.92 | $9.82 | — | CL A | 10157Q102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 400,000 | $4.2M | 0.6% | $10.50 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | M I ACQUISITIONS INC | 400,000 | $4M | 0.6% | $10.00 | $10.00 | — | COM | 55304A104 |
| — | DOUBLE EAGLE ACQUISITION COR | 399,393 | $3.974M | 0.6% | $9.95 | $9.70 | — | COM | G28195124 |
| — | GREEN PLAINS INC | 2,627,000 | $3.781M | 0.6% | $1.44 | $1.44 | — | NOTE 3.250%10/0 | 393222AD6 |
| — | AMERICAN TOWER CORP NEW | 35,000 | $3.669M | 0.5% | $104.83 | $104.83 | — | PFD CONV SER A | 03027X308 |
| — | CHESAPEAKE ENERGY CORP | 3,500,000 | $3.45M | 0.5% | $0.99 | $0.99 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | THERAVANCE BIOPHARMA INC | 3,000,000 | $3.446M | 0.5% | $1.15 | $1.15 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | WPX ENERGY INC | 50,000 | $3.284M | 0.5% | $65.68 | $65.68 | — | PFD SER A CV | 98212B202 |
| — | E COMPASS ACQUISITION CORP | 300,000 | $3.075M | 0.5% | $10.25 | $9.95 | — | ORD SHS | G2920Y101 |
| — | ADVENT CLAYMORE ENH GRW & IN | 340,523 | $2.83M | 0.4% | $8.31 | $8.33 | — | COM | 00765E104 |
| — | ARBOR RLTY TR INC | 2,750,000 | $2.761M | 0.4% | $1.00 | $1.00 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | PACIFIC SPL ACQUISITION CORP | 246,000 | $2.546M | 0.4% | $10.35 | $10.05 | — | SHS | G68588105 |
| — | SUCAMPO PHARMACEUTICALS INC | 2,000,000 | $2M | 0.3% | $1.00 | $1.00 | — | DBCV 3.250%12/1 | 864909AA4 |
| — | CF CORP | 196,960 | $1.966M | 0.3% | $9.98 | $9.79 | — | SHS CL A | G20307107 |
| — | EATON VANCE TAX MNGD GBL DV | 228,559 | $1.833M | 0.3% | $8.02 | $8.02 | — | COM | 27829F108 |
| — | BARINGTON HILCO ACQUISITION | 157,000 | $1.595M | 0.2% | $10.16 | $9.55 | — | COM | 06759V101 |
| — | ORIGO ACQUISITION CORP | 126,676 | $1.317M | 0.2% | $10.40 | $10.22 | — | SHS | G67789126 |
| — | NUVEEN CA QUALTY MUN INCOME | 84,369 | $1.193M | 0.2% | $14.14 | $14.14 | — | COM | 67066Y105 |
| — | EATON VANCE TX MGD DIV EQ IN | 97,036 | $1.004M | 0.2% | $10.35 | $10.35 | — | COM | 27828N102 |
| — | GAMCO GLOBAL GOLD NAT RES & | 187,690 | $995K | 0.1% | $5.30 | $5.30 | — | COM SH BEN INT | 36465A109 |
| — | NUVEEN MUN VALUE FD INC | 99,147 | $948K | 0.1% | $9.56 | $9.56 | — | COM | 670928100 |
| — | COHEN & STEERS QUALITY RLTY | 73,708 | $900K | 0.1% | $12.21 | $12.21 | — | COM | 19247L106 |
| — | TRINA SOLAR LIMITED | 92,700 | $862K | 0.1% | $9.30 | — | — | Put | 89628E104 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 53,404 | $831K | 0.1% | $15.56 | $15.56 | — | COM | 184692101 |
| — | DOUBLELINE INCOME SOLUTIONS | 43,525 | $827K | 0.1% | $19.00 | $19.00 | — | COM | 258622109 |
| — | EATON VANCE TXMGD GL BUYWR O | 78,509 | $791K | 0.1% | $10.08 | $10.08 | — | COM | 27829C105 |
| — | CBRE CLARION GLOBAL REAL EST | 98,327 | $718K | 0.1% | $7.30 | $7.30 | — | COM | 12504G100 |
| — | EATON VANCE TX ADV GLBL DIV | 49,055 | $690K | 0.1% | $14.07 | $14.07 | — | COM | 27828S101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 88,170 | $668K | 0.1% | $7.58 | $7.58 | — | COM SH BEN INT N | 021060207 |
| ARCC | ARES CAP CORP | 38,700 | $638K | 0.1% | $16.49 | — | — | Put | 04010L103 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 49,002 | $623K | 0.1% | $12.71 | $12.71 | — | COM | 6706ER101 |
| — | LIBERTY ALL STAR EQUITY FD | 113,828 | $587K | 0.1% | $5.16 | $5.16 | — | SH BEN INT | 530158104 |
| — | VOYA GLBL EQTY DIV & PREM OP | 86,445 | $586K | 0.1% | $6.78 | $6.78 | — | COM | 92912T100 |
| — | KLONDEX MNS LTD | 124,000 | $577K | 0.1% | $4.65 | $4.65 | — | COM | 498696103 |
| — | INVESCO MUN TR | 46,252 | $567K | 0.1% | $12.26 | $12.26 | — | COM | 46131J103 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 38,563 | $552K | 0.1% | $14.31 | $14.31 | — | COM | 670651108 |
| — | INVESCO CALIF VALUE MUN INC | 41,005 | $498K | 0.1% | $12.14 | $12.14 | — | COM | 46132H106 |
| — | CALAMOS STRATEGIC TOTL RETN | 47,621 | $490K | 0.1% | $10.29 | $10.29 | — | COM SH BEN INT | 128125101 |
| — | EATON VANCE RISK MNGD DIV EQ | 53,101 | $476K | 0.1% | $8.96 | $8.96 | — | COM | 27829G106 |
| — | SANDRIDGE ENERGY INC | 376,539 | $474K | 0.1% | $1.26 | $1.26 | — | NOTE 10/0 | 80007PBC2 |
| — | DUFF & PHELPS GLB UTL INC FD | 30,292 | $469K | 0.1% | $15.48 | $15.48 | — | COM | 26433C105 |
| — | GUGGENHEIM TAXABLE MUN MNGD | 21,065 | $451K | 0.1% | $21.41 | $21.41 | — | COM | 401664107 |
| — | MORGAN STANLEY EM MKTS DM DE | 62,786 | $450K | 0.1% | $7.17 | $7.17 | — | COM | 617477104 |
| — | NUVEEN BUILD AMER BD FD | 21,608 | $446K | 0.1% | $20.64 | $20.64 | — | COM | 67074C103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 31,653 | $446K | 0.1% | $14.09 | $14.09 | — | COM | 09254L107 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 49,158 | $440K | 0.1% | $8.95 | $8.95 | — | SH BEN INT | 18914E106 |
| — | MORGAN STANLEY CHINA A SH FD | 25,876 | $440K | 0.1% | $17.00 | $17.00 | — | COM | 617468103 |
| — | ASA GOLD AND PRECIOUS MTLS L | 39,241 | $433K | 0.1% | $11.03 | $11.03 | — | SHS | G3156P103 |
| — | NUVEEN NEW JERSEY QULT MUN F | 30,687 | $404K | 0.1% | $13.17 | $13.17 | — | COM | 67069Y102 |
| — | EASTERLY ACQUISITION CORP | 40,400 | $398K | 0.1% | $9.85 | $9.90 | — | COM | 27616L102 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 16,993 | $390K | 0.1% | $22.95 | $22.95 | — | COM | 67075A106 |
| — | TEMPLETON EMERG MKTS INCOME | 35,362 | $386K | 0.1% | $10.92 | $10.92 | — | COM | 880192109 |
| — | TEKLA HEALTHCARE INVS | 17,956 | $379K | 0.1% | $21.11 | $21.11 | — | SH BEN INT | 87911J103 |
| — | NUVEEN PREFERRED SECURITIES | 40,654 | $378K | 0.1% | $9.30 | $9.30 | — | COM | 67072C105 |
| — | DOUBLELINE OPPORTUNISTIC CR | 16,025 | $370K | 0.1% | $23.09 | $23.09 | — | COM | 258623107 |
| — | ALPINE GLOBAL PREMIER PPTYS | 71,286 | $366K | 0.1% | $5.13 | $5.13 | — | COM SBI | 02083A103 |
| — | TIME INC NEW | 19,757 | $353K | 0.1% | $17.87 | $17.87 | — | COM | 887228104 |
| — | BLACKROCK INTL GRWTH & INC T | 61,872 | $341K | 0.1% | $5.51 | $5.51 | — | COM BENE INTER | 092524107 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 14,540 | $336K | 0.1% | $23.11 | $23.11 | — | COM | 41013V100 |
| — | BLACKROCK MUN INCOME TR | 24,161 | $334K | 0.1% | $13.82 | $13.82 | — | SH BEN INT | 09248F109 |
| — | TRINA SOLAR LIMITED | 360,000 | $334K | 0.1% | $0.93 | $0.94 | — | NOTE 4.000%10/1 | 89628EAE4 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 21,491 | $334K | 0.1% | $15.54 | $15.54 | — | COM SHS | 33740D107 |
| — | EATON VANCE ENH EQTY INC FD | 26,019 | $333K | 0.0% | $12.80 | $12.80 | — | COM | 278277108 |
| — | ROYCE VALUE TR INC | 24,510 | $328K | 0.0% | $13.38 | $13.38 | — | COM | 780910105 |
| — | COHEN & STEERS REIT & PFD IN | 16,991 | $325K | 0.0% | $19.13 | $19.13 | — | COM | 19247X100 |
| — | ALLIANZGI NFJ DIVID INT & PR | 23,920 | $302K | 0.0% | $12.63 | $12.63 | — | COM | 01883A107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 20,569 | $298K | 0.0% | $14.49 | $14.49 | — | SH BEN INT | 09248E102 |
| — | MCDERMOTT INTL INC | 40,000 | $296K | 0.0% | $7.40 | — | — | Call | 580037109 |
| — | PUTNAM MUN OPPORTUNITIES TR | 24,618 | $294K | 0.0% | $11.94 | $11.94 | — | SH BEN INT | 746922103 |
| — | INVESCO ADVANTAGE MUNICIPAL | 25,317 | $283K | 0.0% | $11.18 | $11.18 | — | SH BEN INT | 46132E103 |
| — | HANCOCK JOHN PFD INCOME FD I | 13,986 | $283K | 0.0% | $20.23 | $20.23 | — | COM | 41013X106 |
| — | FLAHERTY & CRUMRINE DYN PFD | 11,820 | $281K | 0.0% | $23.77 | $23.77 | — | SHS | 33848W106 |
| — | BLACKROCK RES & COMM STRAT T | 33,992 | $281K | 0.0% | $8.27 | $8.27 | — | SHS | 09257A108 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 21,245 | $272K | 0.0% | $12.80 | $12.80 | — | COM | 670656107 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 17,326 | $269K | 0.0% | $15.53 | $15.53 | — | SHS | 879105104 |
| — | BLACKROCK CORE BD TR | 20,670 | $269K | 0.0% | $13.01 | $13.01 | — | SHS BEN INT | 09249E101 |
| — | NUVEEN REAL ESTATE INCOME FD | 24,785 | $267K | 0.0% | $10.77 | $10.77 | — | COM | 67071B108 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 22,884 | $265K | 0.0% | $11.58 | $11.58 | — | COM | 092501105 |
| — | GENERAL AMERN INVS INC | 8,303 | $258K | 0.0% | $31.07 | $31.07 | — | COM | 368802104 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 18,348 | $255K | 0.0% | $13.90 | $13.90 | — | COM | 09254X101 |
| — | BLACKROCK MUNIASSETS FD INC | 18,735 | $252K | 0.0% | $13.45 | $13.45 | — | COM | 09254J102 |
| — | INVESCO TR INVT GRADE MUNS | 19,540 | $249K | 0.0% | $12.74 | $12.74 | — | COM | 46131M106 |
| — | ADAMS DIVERSIFIED EQUITY FD | 18,869 | $240K | 0.0% | $12.72 | $12.72 | — | COM | 006212104 |
| — | WELLS FARGO GLOBAL DIVIDEND | 43,827 | $239K | 0.0% | $5.45 | $5.45 | — | COM | 94987C103 |
| — | CALAMOS DYNAMIC CONV & INCOM | 13,541 | $237K | 0.0% | $17.50 | $17.50 | — | COM | 12811V105 |
| — | SEMGROUP CORP | 5,678 | $237K | 0.0% | $41.74 | $35.37 | — | CL A | 81663A105 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 14,743 | $236K | 0.0% | $16.01 | $16.01 | — | SHS | 67075G103 |
| — | RSP PERMIAN INC | 5,236 | $234K | 0.0% | $44.69 | $35.34 | — | COM | 74978Q105 |
| — | CF CORP | 184,158 | $230K | 0.0% | $1.25 | $0.90 | — | *W EXP 05/25/202 | G20307115 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 16,980 | $229K | 0.0% | $13.49 | $13.49 | — | COM | 09254C107 |
| — | CALAMOS CONV & HIGH INCOME F | 21,596 | $228K | 0.0% | $10.56 | $10.56 | — | COM SHS | 12811P108 |
| — | EATON VANCE ENHANCED EQ INC | 18,305 | $227K | 0.0% | $12.40 | $12.40 | — | COM | 278274105 |
| — | BLACKROCK MUNIYIELD QLTY FD | 16,450 | $225K | 0.0% | $13.68 | $13.68 | — | COM | 09254E103 |
| — | BLACKROCK MULTI-SECTOR INC T | 13,563 | $224K | 0.0% | $16.52 | $16.52 | — | COM | 09258A107 |
| SM | SM ENERGY CO | 6,481 | $223K | 0.0% | $34.41 * | $32.31 | 0.0% | COM | 78454L100 |
| — | SOURCE CAP INC | 6,204 | $223K | 0.0% | $35.94 | $35.94 | — | COM | 836144105 |
| — | MEXICO FD INC | 15,768 | $222K | 0.0% | $14.08 | $14.08 | — | COM | 592835102 |
| — | INVESCO TR INVT GRADE NY MUN | 16,407 | $218K | 0.0% | $13.29 | $13.29 | — | COM | 46131T101 |
| FCPT | FOUR CORNERS PPTY TR INC | 10,635 | $218K | 0.0% | $20.50 | $20.50 | — | COM | 35086T109 |
| — | TEMPLETON GLOBAL INCOME FD | 33,018 | $214K | 0.0% | $6.48 | $6.48 | — | COM | 880198106 |
| — | TEKLA LIFE SCIENCES INVS | 12,538 | $213K | 0.0% | $16.99 | $16.99 | — | SH BEN INT | 87911K100 |
| — | COHEN & STEERS TOTAL RETURN | 17,464 | $211K | 0.0% | $12.08 | $12.08 | — | COM | 19247R103 |
| — | TRI CONTL CORP | 9,540 | $210K | 0.0% | $22.01 | $22.01 | — | COM | 895436103 |
| — | CHESAPEAKE ENERGY CORP | 29,923 | $210K | 0.0% | $7.02 | $7.02 | — | COM | 165167107 |
| — | WESTERN ASSET GLB HI INCOME | 21,286 | $209K | 0.0% | $9.82 | $9.82 | — | COM | 95766B109 |
| JACK | JACK IN THE BOX INC | 1,875 | $209K | 0.0% | $111.47 * | $94.83 | +7.7% | COM | 466367109 |
| MAN | MANPOWERGROUP INC | 2,327 | $207K | 0.0% | $88.96 * | $68.93 | +19.6% | COM | 56418H100 |
| VC | VISTEON CORP | 2,558 | $206K | 0.0% | $80.53 * | $74.77 | 0.0% | COM NEW | 92839U206 |
| — | CHIMERA INVT CORP | 12,077 | $206K | 0.0% | $17.06 | $15.96 | — | COM NEW | 16934Q208 |
| AAL | AMERICAN AIRLS GROUP INC | 4,387 | $205K | 0.0% | $46.73 * | $34.02 | +23.6% | COM | 02376R102 |
| NSP | INSPERITY INC | 2,889 | $205K | 0.0% | $70.96 * | $28.62 | +1.1% | COM | 45778Q107 |
| — | BLACKROCK MUNICIPL INC QLTY | 14,753 | $205K | 0.0% | $13.90 | $13.90 | — | COM | 092479104 |
| — | SPIRIT AEROSYSTEMS HLDGS INC | 3,515 | $205K | 0.0% | $58.32 | $58.32 | — | COM CL A | 848574109 |
| LECO | LINCOLN ELEC HLDGS INC | 2,672 | $205K | 0.0% | $76.72 * | $62.26 | +15.1% | COM | 533900106 |
| — | HANCOCK JOHN PFD INCOME FD | 10,004 | $204K | 0.0% | $20.39 | $20.39 | — | SH BEN INT | 41013W108 |
| DPZ | DOMINOS PIZZA INC | 1,281 | $204K | 0.0% | $159.25 * | $131.60 | +11.5% | COM | 25754A201 |
| CENX | CENTURY ALUM CO | 23,888 | $204K | 0.0% | $8.54 | $6.91 | +23.8% | COM | 156431108 |
| — | XL GROUP LTD | 5,454 | $203K | 0.0% | $37.22 | $37.22 | — | COM | G98294104 |
| CCL | CARNIVAL CORP | 3,905 | $203K | 0.0% | $51.98 * | $44.75 | 0.0% | UNIT 99/99/9999 | 143658300 |
| — | GRACE W R & CO DEL NEW | 3,007 | $203K | 0.0% | $67.51 | $73.93 | — | COM | 38388F108 |
| — | INVESCO MORTGAGE CAPITAL INC | 13,905 | $203K | 0.0% | $14.60 | $15.21 | — | COM | 46131B100 |
| — | INVESTORS BANCORP INC NEW | 14,482 | $202K | 0.0% | $13.95 | $12.03 | — | COM | 46146L101 |
| — | SYNTEL INC | 10,202 | $202K | 0.0% | $19.80 | $19.80 | — | COM | 87162H103 |
| — | SYMANTEC CORP | 8,460 | $202K | 0.0% | $23.88 | $25.13 | — | COM | 871503108 |
| — | WESTROCK CO | 3,985 | $202K | 0.0% | $50.69 | $48.46 | — | COM | 96145D105 |
| — | EATON VANCE TAX ADVT DIV INC | 9,785 | $201K | 0.0% | $20.54 | $20.54 | — | COM | 27828G107 |
| — | TWENTY FIRST CENTY FOX INC | 7,151 | $201K | 0.0% | $28.11 | $24.18 | — | CL A | 90130A101 |
| — | NUVEEN NEW YORK QLT MUN INC | 14,918 | $200K | 0.0% | $13.41 | $13.41 | — | COM | 67066X107 |
| — | FLAHERTY&CRMN PFD SEC INCOM | 10,622 | $200K | 0.0% | $18.83 | $18.83 | — | COM | 338478100 |
| RWT | REDWOOD TR INC | 13,068 | $199K | 0.0% | $15.23 | $14.17 | — | COM | 758075402 |
| — | ISTAR INC | 16,121 | $199K | 0.0% | $12.34 | $10.73 | — | COM | 45031U101 |
| — | MFA FINL INC | 25,885 | $198K | 0.0% | $7.65 | $7.65 | — | COM | 55272X102 |
| — | TEMPLETON DRAGON FD INC | 12,000 | $197K | 0.0% | $16.42 | $16.42 | — | COM | 88018T101 |
| — | INVESCO MUNI INCOME OPP TRST | 27,399 | $196K | 0.0% | $7.15 | $7.15 | — | COM | 46132X101 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 12,015 | $195K | 0.0% | $16.23 | $16.23 | — | COM | 670695105 |
| — | NORTHSTAR RLTY FIN CORP | 12,691 | $192K | 0.0% | $15.13 | $13.19 | — | COM | 66704R803 |
| AMD | ADVANCED MICRO DEVICES INC | 16,904 | $192K | 0.0% | $11.36 * | $8.39 | 0.0% | COM | 007903107 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 13,599 | $192K | 0.0% | $14.12 | $14.12 | — | COM | 09253W104 |
| — | FIDELITY NATIONAL FINANCIAL | 14,002 | $192K | 0.0% | $13.71 | $12.46 | — | FNFV GROUP COM | 31620R402 |
| — | TWO HBRS INVT CORP | 21,989 | $192K | 0.0% | $8.73 | $8.73 | — | COM | 90187B101 |
| PPC | PILGRIMS PRIDE CORP NEW | 10,080 | $191K | 0.0% | $18.95 * | $23.20 | -15.8% | COM | 72147K108 |
| — | MTGE INVT CORP | 12,148 | $191K | 0.0% | $15.72 | $15.72 | — | COM | 55378A105 |
| — | NEW SR INVT GROUP INC | 19,465 | $191K | 0.0% | $9.81 | $11.56 | — | COM | 648691103 |
| — | UNIVERSAL AMERN CORP NEW | 19,061 | $190K | 0.0% | $9.97 | $9.97 | — | COM | 91338E101 |
| NAVI | NAVIENT CORP | 11,592 | $190K | 0.0% | $16.39 * | $13.93 | +11.6% | COM | 63938C108 |
| — | SPRINT CORP | 22,391 | $189K | 0.0% | $8.44 | $8.44 | — | COM SER 1 | 85207U105 |
| AGNC | AGNC INVT CORP | 10,416 | $189K | 0.0% | $18.15 | $18.15 | — | COM | 00123Q104 |
| — | GNC HLDGS INC | 17,163 | $189K | 0.0% | $11.01 | $17.37 | — | COM CL A | 36191G107 |
| — | CYS INVTS INC | 24,317 | $188K | 0.0% | $7.73 | $7.73 | — | COM | 12673A108 |
| BLMN | BLOOMIN BRANDS INC | 10,373 | $187K | 0.0% | $18.03 * | $14.30 | 0.0% | COM | 094235108 |
| MBI | MBIA INC | 17,422 | $186K | 0.0% | $10.68 * | $4.03 | 0.0% | COM | 55262C100 |
| — | MANITOWOC INC | 31,013 | $185K | 0.0% | $5.97 | $5.97 | — | COM | 563571108 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 33,175 | $185K | 0.0% | $5.58 * | $6.94 | 0.0% | COM | 203668108 |
| — | RUTHS HOSPITALITY GROUP INC | 10,005 | $183K | 0.0% | $18.29 | $18.29 | — | COM | 783332109 |
| — | NORTHSTAR REALTY EUROPE CORP | 14,397 | $181K | 0.0% | $12.57 | $12.57 | — | COM | 66706L101 |
| — | BARNES & NOBLE INC | 16,241 | $181K | 0.0% | $11.14 | $11.14 | — | COM | 067774109 |
| AA | ALCOA CORP | 6,451 | $181K | 0.0% | $28.06 * | $25.90 | 0.0% | COM | 013872106 |
| — | DONNELLEY R R & SONS CO | 11,103 | $181K | 0.0% | $16.30 | $16.30 | — | COM | 257867200 |
| — | ANWORTH MORTGAGE ASSET CP | 34,142 | $177K | 0.0% | $5.18 | $5.18 | — | COM | 037347101 |
| — | WESTERN ASSET HIGH INCM FD I | 23,587 | $167K | 0.0% | $7.08 | $7.08 | — | COM | 95766J102 |
| — | INVESCO QUALITY MUNI INC TRS | 13,437 | $167K | 0.0% | $12.43 | $12.43 | — | COM | 46133G107 |
| — | KAYNE ANDERSON MDSTM ENERGY | 10,495 | $167K | 0.0% | $15.91 | $15.91 | — | COM | 48661E108 |
| — | INVESCO PA VALUE MUN INCOME | 13,654 | $166K | 0.0% | $12.16 | $12.16 | — | COM | 46132K109 |
| FCX | FREEPORT-MCMORAN INC | 12,529 | $165K | 0.0% | $13.17 * | $11.60 | 0.0% | CL B | 35671D857 |
| — | BROCADE COMMUNICATIONS SYS I | 13,000 | $162K | 0.0% | $12.46 | — | — | Put | 111621306 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 11,326 | $161K | 0.0% | $14.22 | $14.22 | — | COM | 09254P108 |
| — | GAMCO NAT RES GOLD & INCOME | 23,893 | $159K | 0.0% | $6.65 | $6.65 | — | SH BEN INT | 36465E101 |
| — | NUVEEN SELECT TAX FREE INCM | 11,386 | $158K | 0.0% | $13.88 | $13.88 | — | SH BEN INT | 67062F100 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 11,917 | $156K | 0.0% | $13.09 | $13.09 | — | COM | 670972108 |
| — | NUVEEN MARYLAND QLT MUN INC | 12,338 | $153K | 0.0% | $12.40 | $12.40 | — | COM | 67061Q107 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 12,474 | $153K | 0.0% | $12.27 | $12.27 | — | SHS | 26203D101 |
| — | THAI FD INC | 18,348 | $139K | 0.0% | $7.58 | $7.58 | — | COM | 882904105 |
| — | LEGG MASON BW GLB INC OPP FD | 11,257 | $133K | 0.0% | $11.81 | $11.81 | — | COM | 52469B100 |
| — | TEMPLETON EMERGING MKTS FD I | 10,869 | $131K | 0.0% | $12.05 | $12.05 | — | COM | 880191101 |
| — | NUVEEN TX ADV TOTAL RET STRG | 10,819 | $123K | 0.0% | $11.37 | $11.37 | — | COM | 67090H102 |
| — | COHEN & STEERS GLOBAL INC BL | 14,399 | $123K | 0.0% | $8.54 | $8.54 | — | COM | 19248M103 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 10,018 | $119K | 0.0% | $11.88 | $11.88 | — | COM SHS | 723763108 |
| — | VOYA GLBL ADV & PREM OPP FD | 11,802 | $116K | 0.0% | $9.83 | $9.83 | — | COM | 92912R104 |
| — | GABELLI HLTHCARE & WELLNESS | 11,461 | $108K | 0.0% | $9.42 | $9.42 | — | SHS | 36246K103 |
| — | PUTNAM MANAGED MUN INCOM TR | 14,877 | $105K | 0.0% | $7.06 | $7.06 | — | COM | 746823103 |
| — | STELLAR ACQUISITION III INC | 500,000 | $100K | 0.0% | $0.20 | $0.20 | — | *W EXP 03/22/202 | Y8172W115 |
| — | M I ACQUISITIONS INC | 378,000 | $94,000 | 0.0% | $0.25 | $0.25 | — | *W EXP 99/99/999 | 55304A112 |
| — | GABELLI MULTIMEDIA TR INC | 12,743 | $92,000 | 0.0% | $7.22 | $7.22 | — | COM | 36239Q109 |
| — | VOYA ASIA PAC DIVID EQUITY I | 10,152 | $88,000 | 0.0% | $8.67 | $8.67 | — | COM | 92912J102 |
| — | OVERSEAS SHIPHOLDING GROUP I | 11,560 | $44,000 | 0.0% | $3.81 | $3.81 | — | CL A NEW | 69036R863 |
| — | AXAR ACQUISITION CORP | 195,415 | $15,000 | 0.0% | $0.08 | $0.08 | — | *W EXP 10/28/2019 | 05455L110 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $13,000 | 0.0% | $0.00 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | AXAR ACQUISITION CORP | 124,999 | $0 | 0.0% | $0.00 | — | — | *W EXP 12/31/2022 | 05455L128 |