SHAH CAPITAL MANAGEMENT Long-Term Concentrated

CIK: 0001383838 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 30, 2013

Total Value ($000): $131,888 (100.0% shares, 0.0% debt)

Holdings (17)

CYD CHINA YUCHAI INTL LTD 41.6%

Value ($000) $54,830 Shares 2,306,721 Est. Cost $7.66 Unrealized +28.5%

— UTSTARCOM INC 15.4%

Value ($000) $20,260 Shares 6,856,900 Est. Cost $2.95 Unrealized —

— CHIQUITA BRANDS INTL INC 11.9%

Value ($000) $15,721 Shares 1,241,794 Est. Cost $10.92 Unrealized —

CSIQ CANADIANSOLAR INC 7.5%

Value ($000) $9,856 Shares 580,126 Est. Cost $6.87 Unrealized +94.5%

— TRINA SOLAR LTD-SPON ADR 5.8%

Value ($000) $7,612 Shares 492,400 Est. Cost $5.96 Unrealized —

— YINGLI GREEN ENERGY HOLDING 4.5%

Value ($000) $5,973 Shares 860,762 Est. Cost $3.24 Unrealized —

— CHINA XINIYA FASHION LTD 4.2%

Value ($000) $5,481 Shares 4,282,143 Est. Cost $0.96 Unrealized —

— AEGON NV 2.2%

Value ($000) $2,928 Shares 395,740 Est. Cost $6.76 Unrealized —

— CORINTHIAN COLLEGES INC 2.2%

Value ($000) $2,926 Shares 1,330,150 Est. Cost $2.24 Unrealized —

ESINQ ITT EDUCATIONAL SERVICES 0.9%

Value ($000) $1,243 Shares 40,100 Est. Cost $20.57 Unrealized +37.0%

— ARCELORMITTAL NY 0.9%

Value ($000) $1,223 Shares 89,506 Est. Cost $11.19 Unrealized —

— MOLYCORP INC 0.7%

Value ($000) $939 Shares 143,253 Est. Cost $6.20 Unrealized —

— ARCH COAL INC. 0.7%

Value ($000) $875 Shares 213,116 Est. Cost $3.78 Unrealized —

— ANGLOGOLD ASHANTI LTD 0.6%

Value ($000) $798 Shares 60,100 Est. Cost $13.28 Unrealized —

— RENESOLA LTD 0.6%

Value ($000) $748 Shares 150,000 Est. Cost $4.99 Unrealized —

— JC PENNY CO INC 0.3%

Value ($000) $396 Shares 45,000 Est. Cost $8.80 Unrealized —

BB BLACKBERRY LTD 0.1%

Value ($000) $79 Shares 10,000 Est. Cost $9.71 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CYD	CHINA YUCHAI INTL LTD	2,306,721	$54,830	41.6%	$7.66	+28.5%	COM	G21082105
—	UTSTARCOM INC	6,856,900	$20,260	15.4%	$2.95	—	COM	918076100
—	CHIQUITA BRANDS INTL INC	1,241,794	$15,721	11.9%	$10.92	—	COM	170032809
CSIQ	CANADIANSOLAR INC	580,126	$9,856	7.5%	$6.87	+94.5%	COM	136635109
—	TRINA SOLAR LTD-SPON ADR	492,400	$7,612	5.8%	$5.96	—	ADR	8962E8104
—	YINGLI GREEN ENERGY HOLDING	860,762	$5,973	4.5%	$3.24	—	COM	98584B103
—	CHINA XINIYA FASHION LTD	4,282,143	$5,481	4.2%	$0.96	—	ADR	16950W105
—	AEGON NV	395,740	$2,928	2.2%	$6.76	—	COM	7924103
—	CORINTHIAN COLLEGES INC	1,330,150	$2,926	2.2%	$2.24	—	COM	218868107
ESINQ	ITT EDUCATIONAL SERVICES	40,100	$1,243	0.9%	$20.57	+37.0%	COM	45068B109
—	ARCELORMITTAL NY	89,506	$1,223	0.9%	$11.19	—	ADR	03937E101
—	MOLYCORP INC	143,253	$939	0.7%	$6.20	—	COM	608753208
—	ARCH COAL INC.	213,116	$875	0.7%	$3.78	—	COM	39380100
—	ANGLOGOLD ASHANTI LTD	60,100	$798	0.6%	$13.28	—	ADR	35128206
—	RENESOLA LTD	150,000	$748	0.6%	$4.99	—	ADR	75971T103
—	JC PENNY CO INC	45,000	$396	0.3%	$8.80	—	COM	708160106
BB	BLACKBERRY LTD	10,000	$79	0.1%	$9.71	0.0%	COM	09228F103