SHAH CAPITAL MANAGEMENT Long-Term Concentrated

Location: Raleigh, NC

CIK: 0001383838 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 30, 2013

Total Value: $132M (100.0% shares, 0.0% debt)

Holdings (17)

CYD CHINA YUCHAI INTL LTD 41.6%

Value $54.83M Shares 2,306,721 Share Price $23.77 * Est. Cost/Share $7.66 Unrealized @ Report Date +28.5%

— UTSTARCOM INC 15.4%

Value $20.26M Shares 6,856,900 Share Price $2.95 Est. Cost/Share $2.95 Unrealized @ Report Date —

— CHIQUITA BRANDS INTL INC 11.9%

Value $15.72M Shares 1,241,794 Share Price $12.66 Est. Cost/Share $10.92 Unrealized @ Report Date —

CSIQ CANADIANSOLAR INC 7.5%

Value $9.856M Shares 580,126 Share Price $16.99 * Est. Cost/Share $6.87 Unrealized @ Report Date +94.5%

— TRINA SOLAR LTD-SPON ADR 5.8%

Value $7.612M Shares 492,400 Share Price $15.46 Est. Cost/Share $5.96 Unrealized @ Report Date —

— YINGLI GREEN ENERGY HOLDING 4.5%

Value $5.973M Shares 860,762 Share Price $6.94 Est. Cost/Share $3.24 Unrealized @ Report Date —

— CHINA XINIYA FASHION LTD 4.2%

Value $5.481M Shares 4,282,143 Share Price $1.28 Est. Cost/Share $0.96 Unrealized @ Report Date —

— AEGON NV 2.2%

Value $2.928M Shares 395,740 Share Price $7.40 Est. Cost/Share $6.76 Unrealized @ Report Date —

— CORINTHIAN COLLEGES INC 2.2%

Value $2.926M Shares 1,330,150 Share Price $2.20 Est. Cost/Share $2.24 Unrealized @ Report Date —

ESINQ ITT EDUCATIONAL SERVICES 0.9%

Value $1.243M Shares 40,100 Share Price $31.00 * Est. Cost/Share $20.57 Unrealized @ Report Date +37.0%

— ARCELORMITTAL NY 0.9%

Value $1.223M Shares 89,506 Share Price $13.66 Est. Cost/Share $11.19 Unrealized @ Report Date —

— MOLYCORP INC 0.7%

Value $939K Shares 143,253 Share Price $6.55 Est. Cost/Share $6.20 Unrealized @ Report Date —

— ARCH COAL INC. 0.7%

Value $875K Shares 213,116 Share Price $4.11 Est. Cost/Share $3.78 Unrealized @ Report Date —

— ANGLOGOLD ASHANTI LTD 0.6%

Value $798K Shares 60,100 Share Price $13.28 Est. Cost/Share $13.28 Unrealized @ Report Date —

— RENESOLA LTD 0.6%

Value $748K Shares 150,000 Share Price $4.99 Est. Cost/Share $4.99 Unrealized @ Report Date —

— JC PENNY CO INC 0.3%

Value $396K Shares 45,000 Share Price $8.80 Est. Cost/Share $8.80 Unrealized @ Report Date —

BB BLACKBERRY LTD 0.1%

Value $79,000 Shares 10,000 Share Price $7.90 * Est. Cost/Share $9.71 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CYD	CHINA YUCHAI INTL LTD	2,306,721	$54.83M	41.6%	$23.77 *	$7.66	+28.5%	COM	G21082105
—	UTSTARCOM INC	6,856,900	$20.26M	15.4%	$2.95	$2.95	—	COM	918076100
—	CHIQUITA BRANDS INTL INC	1,241,794	$15.72M	11.9%	$12.66	$10.92	—	COM	170032809
CSIQ	CANADIANSOLAR INC	580,126	$9.856M	7.5%	$16.99 *	$6.87	+94.5%	COM	136635109
—	TRINA SOLAR LTD-SPON ADR	492,400	$7.612M	5.8%	$15.46	$5.96	—	ADR	8962E8104
—	YINGLI GREEN ENERGY HOLDING	860,762	$5.973M	4.5%	$6.94	$3.24	—	COM	98584B103
—	CHINA XINIYA FASHION LTD	4,282,143	$5.481M	4.2%	$1.28	$0.96	—	ADR	16950W105
—	AEGON NV	395,740	$2.928M	2.2%	$7.40	$6.76	—	COM	7924103
—	CORINTHIAN COLLEGES INC	1,330,150	$2.926M	2.2%	$2.20	$2.24	—	COM	218868107
ESINQ	ITT EDUCATIONAL SERVICES	40,100	$1.243M	0.9%	$31.00 *	$20.57	+37.0%	COM	45068B109
—	ARCELORMITTAL NY	89,506	$1.223M	0.9%	$13.66	$11.19	—	ADR	03937E101
—	MOLYCORP INC	143,253	$939K	0.7%	$6.55	$6.20	—	COM	608753208
—	ARCH COAL INC.	213,116	$875K	0.7%	$4.11	$3.78	—	COM	39380100
—	ANGLOGOLD ASHANTI LTD	60,100	$798K	0.6%	$13.28	$13.28	—	ADR	35128206
—	RENESOLA LTD	150,000	$748K	0.6%	$4.99	$4.99	—	ADR	75971T103
—	JC PENNY CO INC	45,000	$396K	0.3%	$8.80	$8.80	—	COM	708160106
BB	BLACKBERRY LTD	10,000	$79,000	0.1%	$7.90 *	$9.71	0.0%	COM	09228F103