SHAH CAPITAL MANAGEMENT Long-Term Concentrated

CIK: 0001383838 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 6, 2014

Total Value ($000): $132,994 (100.0% shares, 0.0% debt)

Holdings (16)

CYD CHINA YUCHAI INTL LTD 36.2%

Value ($000) $48,081 Shares 2,303,836 Est. Cost $7.66 Unrealized +52.5%

— UTSTARCOM INC 15.2%

Value ($000) $20,260 Shares 6,854,968 Est. Cost $2.95 Unrealized —

— CHIQUITA BRANDS INTL INC 10.9%

Value ($000) $14,446 Shares 1,234,776 Est. Cost $10.92 Unrealized —

CSIQ CANADIANSOLAR INC 10.4%

Value ($000) $13,800 Shares 462,800 Est. Cost $6.87 Unrealized +284.8%

— TRINA SOLAR LTD-SPON ADR 5.0%

Value ($000) $6,710 Shares 490,900 Est. Cost $5.96 Unrealized —

— CORINTHIAN COLLEGES INC 4.4%

Value ($000) $5,813 Shares 3,265,818 Est. Cost $1.97 Unrealized —

— CHINA XINIYA FASHION LTD 4.2%

Value ($000) $5,537 Shares 4,226,821 Est. Cost $0.96 Unrealized —

— ARCH COAL INC. 3.1%

Value ($000) $4,058 Shares 911,922 Est. Cost $4.29 Unrealized —

— MOLYCORP INC 3.0%

Value ($000) $3,988 Shares 709,703 Est. Cost $5.74 Unrealized —

— YINGLI GREEN ENERGY HOLDING 2.9%

Value ($000) $3,820 Shares 756,562 Est. Cost $3.24 Unrealized —

CDE COEUR MINING INC 1.6%

Value ($000) $2,083 Shares 192,000 Est. Cost $11.27 Unrealized 0.0%

— ARCELORMITTAL NY 1.2%

Value ($000) $1,582 Shares 88,706 Est. Cost $11.19 Unrealized —

— JC PENNY CO INC 1.0%

Value ($000) $1,317 Shares 144,000 Est. Cost $9.04 Unrealized —

— ANGLOGOLD ASHANTI LTD 0.5%

Value ($000) $700 Shares 59,800 Est. Cost $13.28 Unrealized —

— RENESOLA LTD 0.4%

Value ($000) $536 Shares 155,619 Est. Cost $4.93 Unrealized —

— AEGON NV 0.2%

Value ($000) $263 Shares 27,791 Est. Cost $6.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CYD	CHINA YUCHAI INTL LTD	2,303,836	$48,081	36.2%	$7.66	+52.5%	COM	G21082105
—	UTSTARCOM INC	6,854,968	$20,260	15.2%	$2.95	—	COM	918076100
—	CHIQUITA BRANDS INTL INC	1,234,776	$14,446	10.9%	$10.92	—	COM	170032809
CSIQ	CANADIANSOLAR INC	462,800	$13,800	10.4%	$6.87	+284.8%	COM	136635109
—	TRINA SOLAR LTD-SPON ADR	490,900	$6,710	5.0%	$5.96	—	ADR	8962E8104
—	CORINTHIAN COLLEGES INC	3,265,818	$5,813	4.4%	$1.97	—	COM	218868107
—	CHINA XINIYA FASHION LTD	4,226,821	$5,537	4.2%	$0.96	—	ADR	16950W105
—	ARCH COAL INC.	911,922	$4,058	3.1%	$4.29	—	COM	39380100
—	MOLYCORP INC	709,703	$3,988	3.0%	$5.74	—	COM	608753208
—	YINGLI GREEN ENERGY HOLDING	756,562	$3,820	2.9%	$3.24	—	COM	98584B103
CDE	COEUR MINING INC	192,000	$2,083	1.6%	$11.27	0.0%	COM	192108504
—	ARCELORMITTAL NY	88,706	$1,582	1.2%	$11.19	—	ADR	03937E101
—	JC PENNY CO INC	144,000	$1,317	1.0%	$9.04	—	COM	708160106
—	ANGLOGOLD ASHANTI LTD	59,800	$700	0.5%	$13.28	—	ADR	35128206
—	RENESOLA LTD	155,619	$536	0.4%	$4.93	—	ADR	75971T103
—	AEGON NV	27,791	$263	0.2%	$6.76	—	COM	7924103