Location: Mill Valley, CA
CIK: 0001728201 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value: $1.356B (25.2% shares, 74.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MERCADOLIBRE INC | 57,500,000 | $218M | 16.1% | $2.97 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| — | MICROCHIP TECHNOLOGY INC. | 46,500,000 | $94.78M | 7.0% | $1.20 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | PG&E CORP | 685,000 | $84.14M | 6.2% | $112.00 | — | UNIT 99/99/9999 | 69331C140 |
| — | INSULET CORP | 25,000,000 | $68.79M | 5.1% | $2.15 | — | NOTE 1.375%11/1 | 45784PAH4 |
| — | AKAMAI TECHNOLOGIES INC | 50,000,000 | $62.13M | 4.6% | $1.26 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | NICE SYS INC | 17,500,000 | $59.61M | 4.4% | $1.73 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | LIBERTY MEDIA CORP DEL | 42,500,000 | $53.93M | 4.0% | $1.08 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | REALPAGE INC | 22,500,000 | $47.04M | 3.5% | $1.42 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | UNITED STATES STL CORP NEW | 26,800,000 | $40.2M | 3.0% | $1.50 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | LIBERTY MEDIA CORP DEL | 42,500,000 | $38.37M | 2.8% | $0.71 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | EXACT SCIENCES CORP | 20,000,000 | $37.98M | 2.8% | $1.90 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | COUPA SOFTWARE INC | 17,000,000 | $37.17M | 2.7% | $1.87 | — | NOTE 0.125% 6/1 | 22266LAC0 |
| — | SOUTHWEST AIRLS CO | 25,000,000 | $36.44M | 2.7% | $1.26 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | SAILPOINT TECHNOLOGIES HLDGS | 18,000,000 | $35.14M | 2.6% | $1.95 | — | NOTE 0.125% 9/1 | 78781PAB1 |
| — | PINDUODUO INC | 25,000,000 | $30.96M | 2.3% | $1.24 | — | NOTE 12/0 | 722304AC6 |
| — | ZILLOW GROUP INC | 10,000,000 | $29.86M | 2.2% | $2.99 | — | NOTE 0.750% 9/0 | 98954MAE1 |
| — | COLFAX 5.75 UNT | 175,000 | $28.27M | 2.1% | $129.44 | — | UNIT 01/15/2022T | 194014205 |
| MDB | MONGODB INC | 73,400 | $26.35M | 1.9% | $113.76 | +145.5% | CL A | 60937P106 |
| CNX | CNX RES CORP | 1,986,000 | $21.45M | 1.6% | $10.10 | -0.2% | COM | 12653C108 |
| CLF | CLEVELAND CLIFFS ORD | 1,431,600 | $20.84M | 1.5% | $7.56 | +34.0% | COM | 185899101 |
| CNK | CINEMARK HLDGS INC | 926,700 | $16.13M | 1.2% | $12.37 | +0.4% | COM | 17243V102 |
| — | NUANCE COMMUNICATIONS INC | 8,500,000 | $15.86M | 1.2% | $0.99 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | NEXTERA ENERGY INC | 300,000 | $15.25M | 1.1% | $50.84 | — | UNIT 99/99/9999 | 65339F770 |
| EQT | EQT CORP | 1,120,000 | $14.23M | 1.0% | $13.66 | -0.9% | COM | 26884L109 |
| — | PROS HOLDINGS INC | 13,000,000 | $13.96M | 1.0% | $1.07 | — | NOTE 1.000% 5/1 | 74346YAH6 |
| — | SPLUNK INC | 10,000,000 | $13.56M | 1.0% | $1.36 | — | NOTE 1.125% 9/1 | 848637AD6 |
| — | TWITTER INC | 13,000,000 | $13.27M | 1.0% | $1.00 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | KNOWLES CORP | 10,000,000 | $11.42M | 0.8% | $1.17 | — | NOTE 3.250%11/0 | 49926DAB5 |
| TDOC | TELADOC HEALTH INC | 52,800 | $10.56M | 0.8% | $205.00 | -0.8% | COM | 87918A105 |
| — | YY INC | 10,000,000 | $10.18M | 0.8% | $1.04 | — | NOTE 1.375% 6/1 | 98426TAF3 |
| RPD | RAPID7 ORD | 96,200 | $8.673M | 0.6% | $48.07 | +48.8% | COM | 753422104 |
| — | PALO ALTO NETWORKS INC | 6,000,000 | $8.477M | 0.6% | $1.41 | — | NOTE 0.750% 7/0 | 697435AD7 |
| WDAY | WORKDAY INC | 28,600 | $6.853M | 0.5% | $224.69 | 0.0% | CL A | 98138H101 |
| — | HOSTESS BRANDS INC | 3,740,000 | $5.946M | 0.4% | $0.71 | — | *W EXP 11/04/202 | 44109J114 |
| — | NEXTERA ENERGY INC | 100,000 | $5.92M | 0.4% | $48.54 | — | UNIT 09/01/2022S | 65339F796 |
| BURL | BURLINGTON STORES ORD | 22,600 | $5.911M | 0.4% | $222.79 | 0.0% | COM | 122017106 |
| GEN | NORTONLIFELOCK ORD | 269,400 | $5.598M | 0.4% | $18.46 | -1.8% | COM | 668771108 |
| — | SOUTHERN CORPORATE SRS A UNT | 100,000 | $5.19M | 0.4% | $44.29 | — | UNIT 08/01/2022 | 842587602 |
| — | ZILLOW GROUP INC | 3,000,000 | $5.108M | 0.4% | $1.70 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | DOMINION ENERGY INC | 50,000 | $5.017M | 0.4% | $105.76 | — | UNIT 99/99/9999 | 25746U133 |
| SHOP | SHOPIFY INC | 4,200 | $4.754M | 0.4% | $104.97 | 0.0% | CL A | 82509L107 |
| — | DISH NETWORK CORPORATION | 4,500,000 | $4.301M | 0.3% | $0.92 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| ZD | J2 GLOBAL INC | 42,500 | $4.152M | 0.3% | $72.39 | 0.0% | COM | 48123V102 |
| — | SPLUNK INC | 3,000,000 | $3.929M | 0.3% | $1.44 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | OPENDOOR TECHNOLOGIES EQY WARRANT | 500,000 | $3.86M | 0.3% | $7.72 | — | *W EXP 12/18/202 | 683712111 |
| — | LUMINAR TECHNOLOGIES EQY WARRANT | 200,000 | $3.434M | 0.3% | $17.17 | — | *W EXP 12/02/202 | 550424113 |
| — | NABORS INDS INC NEW | 6,500,000 | $3.398M | 0.3% | $0.75 | — | NOTE 0.750% 1/1 | 62957HAB1 |
| — | AIR TRANSPORT SERVICES GRP I | 108,100 | $3.388M | 0.2% | $22.03 | — | COM | 00922R105 |
| EEFT | EURONET WORLDWIDE ORD | 21,900 | $3.174M | 0.2% | $128.57 | -9.5% | COM | 298736109 |
| — | DISH NETWORK CORPORATION | 3,297,000 | $3.085M | 0.2% | $0.90 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | MP MATERIALS EQY WARRANT | 200,000 | $3.074M | 0.2% | $15.37 | — | *W EXP 05/04/202 | 553368119 |
| PEB | PEBBLEBROOK HOTEL TR | 153,100 | $2.878M | 0.2% | $18.80 | — | COM | 70509V100 |
| — | THERAVANCE BIOPHARMA INC | 3,000,000 | $2.84M | 0.2% | $0.95 | — | NOTE 3.250%11/0 | 88339KAA0 |
| POST | POST HOLDINGS ORD | 27,500 | $2.778M | 0.2% | $57.07 | +8.2% | COM | 737446104 |
| — | PTC THERAPEUTICS INC | 2,000,000 | $2.598M | 0.2% | $1.16 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| ZS | ZSCALER INC | 12,500 | $2.496M | 0.2% | $159.02 | 0.0% | COM | 98980G102 |
| — | APOLLO COML REAL EST FIN INC | 2,500,000 | $2.346M | 0.2% | $0.82 | — | NOTE 5.375%10/1 | 03762UAC9 |
| — | TPG SPECIALTY LENDING INC | 2,100,000 | $2.273M | 0.2% | $0.93 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | MERITOR INC | 77,800 | $2.171M | 0.2% | $16.67 | — | COM | 59001K100 |
| DCH | AMERICAN AXLE AND MANUFACTURING ORD | 254,000 | $2.118M | 0.2% | $7.45 | +1.0% | COM | 024061103 |
| BKNG | BOOKING HOLDINGS INC | 915 | $2.038M | 0.2% | $1727.91 | +9.9% | COM | 09857L108 |
| — | BLACKSTONE MTG TR INC | 2,000,000 | $2.011M | 0.1% | $1.01 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | INVITAE CORP | 47,700 | $1.994M | 0.1% | $15.35 | — | COM | 46185L103 |
| — | FORUM ENERGY TECHNOLOGIES IN | 3,000,000 | $1.965M | 0.1% | $0.66 | — | NOTE 9.000% 8/0 | 34984VAC4 |
| — | APOLLO COML REAL EST FIN INC | 1,750,000 | $1.676M | 0.1% | $0.95 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| LNG | CHENIERE ENERGY INC | 24,900 | $1.495M | 0.1% | $61.55 | -12.9% | COM NEW | 16411R208 |
| — | BLACKSTONE MTG TR INC | 1,300,000 | $1.304M | 0.1% | $0.97 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| ON | ON SEMICONDUCTOR ORD | 38,600 | $1.263M | 0.1% | $20.86 | +33.7% | COM | 682189105 |
| SUPN | SUPERNUS PHARMACEUTICALS ORD | 46,400 | $1.167M | 0.1% | $39.52 | -45.5% | COM | 868459108 |
| JAZZ | JAZZ PHARMACEUTICALS ORD | 6,600 | $1.089M | 0.1% | $110.58 | +34.7% | SHS USD | G50871105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 11,200 | $982K | 0.1% | $83.72 | -5.3% | COM | 09061G101 |
| — | BERRY GLOBAL GROUP INC | 15,000 | $843K | 0.1% | $33.72 | — | COM | 08579W103 |
| — | XL FLEET CORP | 100,000 | $810K | 0.1% | $8.10 | — | *W EXP 06/01/202 | 9837FR118 |
| OI | O-I GLASS INC | 66,300 | $789K | 0.1% | $9.82 | +16.1% | COM | 67098H104 |
| — | INTERCEPT PHARMACEUTICALS IN | 1,000,000 | $776K | 0.1% | $0.78 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| SATS | ECHOSTAR CL A ORD | 30,000 | $636K | 0.0% | $30.37 | -21.2% | CL A | 278768106 |
| ADNT | ADIENT ORD | 16,500 | $574K | 0.0% | $17.43 | +61.8% | ORD SHS | G0084W101 |
| — | LONGVIEW ACQUISITION EQY WARRANT | 75,000 | $494K | 0.0% | $6.59 | — | *W EXP 05/27/202 | 543195119 |
| — | DESKTOP METAL INC | 100,000 | $481K | 0.0% | $4.81 | — | *W EXP 03/31/202 | 25058X113 |
| — | CORNERSTONE BLDG BRANDS INC | 46,500 | $432K | 0.0% | $9.29 | — | COM | 21925D109 |
| — | GOLDEN NUGGET ONLINE GAMIN | 44,800 | $403K | 0.0% | $9.00 | — | *W EXP 05/09/202 | 38113L115 |
| — | IMMATICS EQY WARRANT | 100,000 | $288K | 0.0% | $3.37 | — | *W EXP 07/01/202 | N44445117 |
| BHC | BAUSCH HEALTH COMPANIES ORD | 13,000 | $270K | 0.0% | $24.11 | -22.6% | COM | 071734107 |
| — | RR DONNELLEY AND SONS ORD | 102,500 | $232K | 0.0% | $2.99 | — | COM | 257867200 |
| — | GSX Jan1 50.0 P | 450 | $176K | 0.0% | — | — | Put | 36257Y959 |
| FPH | FIVE POINT HOLDINGS LLC | 30,000 | $164K | 0.0% | $5.03 | -0.8% | COM CL A | 33833Q106 |