CIK: 0001389933 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $161,052 (92.6% shares, 7.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LOXO ONCOLOGY INC | 262,121 | $24,147 | 15.0% | $34.29 | — | COM | 548862101 |
| ATRC | ATRICURE INC | 384,145 | $8,593 | 5.3% | $12.11 | +86.6% | COM | 04963C209 |
| ONC | BEIGENE LTD | 71,849 | $7,433 | 4.6% | $30.44 | — | SPONSORED ADR | 07725L102 |
| — | IMMUNOMEDICS INC | 460,451 | $6,437 | 4.0% | $6.25 | — | COM | 452907108 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 1,193,228 | $6,253 | 3.9% | $5.90 | -13.2% | COM | 09058V103 |
| — | NXSTAGE MEDICAL INC | 216,119 | $5,965 | 3.7% | $12.97 | — | COM | 67072V103 |
| — | AERIE PHARMACEUTICALS INC | 116,770 | $5,675 | 3.5% | $39.84 | — | COM | 00771V108 |
| — | BLUEPRINT MEDICINES CORP | 76,000 | $5,295 | 3.3% | $29.50 | — | COM | 09627Y109 |
| — | ALDER BIOPHARMACEUTICALS INC | 346,013 | $4,239 | 2.6% | $19.94 | — | COM | 014339105 |
| — | RADIUS HEALTH INC | 4,000,000 | $4,000 | 2.5% | $1.00 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | CYMABAY THERAPEUTICS INC | 435,000 | $3,506 | 2.2% | $7.90 | — | COM | 23257D103 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 54,508 | $3,340 | 2.1% | $39.85 | +32.4% | COM | 64125C109 |
| — | ACHILLION PHARMACEUTICALS | 718,272 | $3,225 | 2.0% | $5.98 | — | COM | 00448Q201 |
| GLPG | GALAPAGOS NV | 31,609 | $3,216 | 2.0% | $53.51 | — | SPON ADR | 36315X101 |
| PODD | INSULET CORP | 57,484 | $3,166 | 2.0% | $28.33 | +92.7% | COM | 45784P101 |
| IBB | ISHARES TR NASDQ BIOTECH | 8,700 | $2,902 | 1.8% | $265.40 | — | ETF | 464287556 |
| MGNX | MACROGENICS INC | 154,200 | $2,850 | 1.8% | $22.01 | -21.3% | COM | 556099109 |
| — | INSULET CORP | 2,250,000 | $2,814 | 1.7% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| DXCM | DEXCOM INC | 57,500 | $2,813 | 1.7% | $17.68 | 0.0% | COM | 252131107 |
| AKBA | AKEBIA THERAPEUTICS INC | 135,738 | $2,670 | 1.7% | $11.16 | +37.7% | COM | 00972D105 |
| ASND | ASCENDIS PHARMA A S | 72,226 | $2,618 | 1.6% | $30.03 | — | SPONSORED ADR | 04351P101 |
| VYGR | VOYAGER THERAPEUTICS INC | 117,259 | $2,414 | 1.5% | $10.45 | — | COM | 92915B106 |
| — | PROTALIX BIOTHERAPEUTICS INC | 2,500,000 | $2,125 | 1.3% | $0.80 | — | NOTE 4.500% 9/1 | 74365AAB7 |
| — | RADIUS HEALTH INC | 53,309 | $2,055 | 1.3% | $34.50 | — | COM NEW | 750469207 |
| — | DERMIRA INC | 75,500 | $2,039 | 1.3% | $26.36 | — | COM | 24983L104 |
| — | ZOGENIX INC | 52,500 | $1,840 | 1.1% | $5.87 | — | COM NEW | 98978L204 |
| ARDX | ARDELYX INC | 325,409 | $1,822 | 1.1% | $9.97 | -47.2% | COM | 039697107 |
| — | AEGLEA BIOTHERAPEUTICS INC | 349,592 | $1,723 | 1.1% | $4.86 | — | COM | 00773J103 |
| — | CIDARA THERAPEUTICS INC | 208,458 | $1,689 | 1.0% | $9.79 | — | COM | 171757107 |
| QURE | UNIQURE N V | 175,307 | $1,683 | 1.0% | $13.39 | -39.9% | SHS | N90064101 |
| — | APPLIED GENETIC TECHNOL CORP | 421,000 | $1,663 | 1.0% | $12.15 | — | COM | 03820J100 |
| — | BIOTELEMETRY INC | 50,000 | $1,650 | 1.0% | $9.68 | — | COM | 090672106 |
| — | DERMIRA INC | 1,500,000 | $1,624 | 1.0% | $1.11 | — | NOTE 3.000% 5/1 | 24983LAA2 |
| — | SUNESIS PHARMACEUTICALS INC | 831,332 | $1,613 | 1.0% | $3.62 | — | COM PAR | 867328700 |
| KURA | KURA ONCOLOGY INC | 105,859 | $1,583 | 1.0% | $9.39 | 0.0% | COM | 50127T109 |
| — | NEURODERM LTD | 37,938 | $1,476 | 0.9% | $20.00 | — | ORD SHS | M74231107 |
| — | FOAMIX PHARMACEUTICALS LTD | 258,667 | $1,436 | 0.9% | $6.97 | — | SHS | M46135105 |
| — | MINERVA NEUROSCIENCES INC | 171,094 | $1,300 | 0.8% | $8.58 | — | COM | 603380106 |
| — | CARA THERAPEUTICS INC | 93,800 | $1,284 | 0.8% | $13.69 | — | COM | 140755109 |
| — | SCYNEXIS INC | 506,900 | $1,222 | 0.8% | $3.65 | — | COM | 811292101 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $1,222 | 0.8% | $59.66 | +76.0% | COM | 478160104 |
| — | AQUINOX PHARMACEUTICALS INC | 79,542 | $1,129 | 0.7% | $14.19 | — | COM | 03842B101 |
| — | RIGEL PHARMACEUTICALS INC | 443,478 | $1,126 | 0.7% | $3.31 | — | COM NEW | 766559603 |
| STXS | STEREOTAXIS INC | 1,372,862 | $1,126 | 0.7% | $2.92 | -78.4% | COM | 85916J409 |
| XENE | XENON PHARMACEUTICALS INC | 377,695 | $1,114 | 0.7% | $7.42 | -58.3% | COM | 98420N105 |
| — | ADVAXIS INC | 247,000 | $1,032 | 0.6% | $6.96 | — | COM NEW | 007624208 |
| — | CLEMENTIA PHARMACEUTICALS IN | 60,000 | $1,013 | 0.6% | $16.88 | — | COM | 185575107 |
| — | EXACTECH INC | 27,532 | $907 | 0.6% | $21.85 | — | COM | 30064E109 |
| ARGX | ARGENX SE | 40,000 | $904 | 0.6% | $21.20 | — | SPONSORED ADR | 04016X101 |
| — | COGENTIX MEDICAL INC | 323,482 | $828 | 0.5% | $1.68 | — | COM | 19243A104 |
| — | OBSEVA SA | 86,000 | $700 | 0.4% | $8.80 | — | COM | H5861P103 |
| — | IRONWOOD PHARMACEUTICALS INC | 573,000 | $682 | 0.4% | $1.03 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | BLUEBIRD BIO INC | 4,500 | $618 | 0.4% | $46.68 | — | COM | 09609G100 |
| — | LUMINEX CORP DEL | 25,000 | $508 | 0.3% | $20.32 | — | COM | 55027E102 |
| — | CASCADIAN THERAPEUTICS INC | 117,310 | $480 | 0.3% | $4.14 | — | COM NEW | 14740B606 |
| — | ARQULE INC | 427,478 | $475 | 0.3% | $1.23 | — | COM | 04269E107 |
| — | INOTEK PHARMACEUTICALS CORP | 600,000 | $461 | 0.3% | $1.32 | — | NOTE 5.750% 8/0 | 45780VAB8 |
| MASI | MASIMO CORPORATION | 5,000 | $433 | 0.3% | $43.65 | +102.6% | COM | 574795100 |
| — | KADMON HOLDINGS INC | 125,000 | $419 | 0.3% | $3.35 | — | COM | 48283N106 |
| — | DECIPHERA PHARMACEUTICALS IN | 20,000 | $380 | 0.2% | $19.00 | — | COM | 24344T101 |
| — | NATUS MEDICAL INC DEL | 7,900 | $296 | 0.2% | $37.34 | — | COM | 639050103 |
| — | NEOS THERAPEUTICS INC | 27,500 | $252 | 0.2% | $9.81 | — | COM | 64052L106 |
| — | BELLICUM PHARMACEUTICALS INC | 20,000 | $231 | 0.1% | $12.35 | — | COM | 079481107 |
| — | DEXCOM INC | 250,000 | $223 | 0.1% | $1.02 | — | DBCV 0.750% 5/1 | 252131AE7 |
| — | EDGE THERAPEUTICS INC | 19,400 | $208 | 0.1% | $10.26 | — | COM | 279870109 |
| — | ACTINIUM PHARMACEUTICALS INC | 333,000 | $192 | 0.1% | $0.58 | — | COM | 00507W107 |
| — | OPHTHOTECH CORP | 50,000 | $141 | 0.1% | $2.82 | — | COM | 683745103 |
| — | ADAMIS PHARMACEUTICALS CORP | 24,401 | $127 | 0.1% | $4.27 | — | COM NEW | 00547W208 |
| — | INTEC PHARMA LTD JERUSALEM | 14,100 | $126 | 0.1% | $8.94 | — | SHS | M53644016 |
| — | SPRING BANK PHARMACEUTICALS | 6,507 | $110 | 0.1% | $46.10 | — | COM | 849431101 |
| CTMX | CYTOMX THERAPEUTICS INC | 5,900 | $107 | 0.1% | $15.60 | 0.0% | COM | 23284F105 |
| — | SIERRA ONCOLOGY INC | 44,000 | $68 | 0.0% | $1.53 | — | COM | 82640U107 |
| — | GALENA BIOPHARMA INC | 46,145 | $16 | 0.0% | $0.61 | — | COM NEW | 363256504 |