Location: Durham, NC
CIK: 0001278960 · Show all filings
Period: Q1 2024 (← Previous) (Next →)
Filing Date: May 14, 2024
Total Value: $751M (4.3% shares, 95.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MONGODB INC | 26,057,000 | $45.61M | 6.1% | $1.75 | — | NOTE 0.250% 1/1 | 60937PAD8 |
| — | NOVA LTD | 18,504,000 | $44.2M | 5.9% | $1.78 | — | NOTE 10/1 | 66980MAB2 |
| — | Ivanhoe Mines Ltd | 18,625,000 | $30.54M | 4.1% | $1.22 | — | NOTE 2.500 04/15/26 | 46579RAA2 |
| — | INFINERA CORP | 25,890,000 | $26.87M | 3.6% | $0.91 | — | NOTE 2.500% 3/0 | 45667GAE3 |
| — | DISH NETWORK CORPORATION | 41,968,000 | $26.33M | 3.5% | $0.65 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | SEMTECH CORP | 26,500,000 | $26.21M | 3.5% | $0.86 | — | NOTE 1.625%11/0 | 816850AF8 |
| — | STRIDE INC | 17,500,000 | $23.15M | 3.1% | $1.32 | — | NOTE 1.125% 9/0 | 86333MAA6 |
| — | Lucid Group Inc | 43,754,000 | $22.56M | 3.0% | $0.52 | — | NOTE 1.250 12/15/26 | 549498AA1 |
| — | INFINERA CORP | 18,035,000 | $20.29M | 2.7% | $0.92 | — | NOTE 3.750% 8/0 | 45667GAG8 |
| — | Porch Group Inc | 29,400,000 | $20.15M | 2.7% | $0.65 | — | NOTE 6.750 10/01/28 | 733245AC8 |
| — | FUBOTV INC | 30,000,000 | $18.91M | 2.5% | $0.41 | — | NOTE 3.250% 2/1 | 35953DAB0 |
| — | Viavi Solutions Inc | 18,702,000 | $18.13M | 2.4% | $1.01 | — | NOTE 1.625 03/15/26 | 925550AG0 |
| — | IMPINJ INC | 13,156,000 | $17.76M | 2.4% | $1.18 | — | NOTE 1.125% 5/1 | 453204AD1 |
| — | VROOM INC | 32,312,000 | $17.29M | 2.3% | $0.37 | — | NOTE 0.750% 7/0 | 92918VAB5 |
| — | MACOM TECH SOLUTIONS HLDGS I | 12,257,000 | $15.53M | 2.1% | $1.15 | — | NOTE 0.250% 3/1 | 55405YAB6 |
| — | LUMENTUM HLDGS INC | 16,733,000 | $14.76M | 2.0% | $0.95 | — | NOTE 0.500%12/1 | 55024UAD1 |
| — | AXON ENTERPRISE INC | 10,000,000 | $14.55M | 1.9% | $1.45 | — | NOTE 0.500%12/1 | 05464CAB7 |
| — | LIVEPERSON INC | 35,082,000 | $14M | 1.9% | $0.60 | — | NOTE 12/1 | 538146AD3 |
| — | ZSCALER INC | 10,000,000 | $13.63M | 1.8% | $1.36 | — | NOTE 0.125% 7/0 | 98980GAB8 |
| — | PAR TECHNOLOGY CORP | 10,500,000 | $13.04M | 1.7% | $1.24 | — | NOTE 2.875% 4/1 | 698884AC7 |
| HLIT | HARMONIC INC | 879,412 | $11.82M | 1.6% | $12.76 | 0.0% | COM | 413160102 |
| — | PROS HOLDINGS INC | 10,800,000 | $11.78M | 1.6% | $0.97 | — | NOTE 2.250% 9/1 | 74346YAG8 |
| — | ACCURAY INC DEL | 13,096,000 | $11.67M | 1.6% | $0.80 | — | NOTE 3.750% 6/0 | 004397AK1 |
| — | CABLE ONE INC | 12,900,000 | $11.26M | 1.5% | $0.81 | — | NOTE 3/1 | 12685JAE5 |
| — | Luminar Technologies Inc | 32,100,000 | $11.07M | 1.5% | $0.59 | — | NOTE 1.250 12/15/26 | 550424AA3 |
| — | REVANCE THERAPEUTICS INC | 15,000,000 | $11.05M | 1.5% | $0.78 | — | NOTE 1.750% 2/1 | 761330AB5 |
| — | ALLIANT ENERGY CORP | 10,769,000 | $10.63M | 1.4% | $0.99 | — | NOTE 3.875% 3/1 | 018802AC2 |
| — | TRAVERE THERAPEUTICS INC | 16,500,000 | $10.5M | 1.4% | $0.65 | — | NOTE 2.250% 3/0 | 89422GAA5 |
| — | BANDWIDTH INC | 11,825,000 | $10.42M | 1.4% | $1.06 | — | NOTE 0.250% 3/0 | 05988JAB9 |
| — | DIGITALOCEAN HLDGS INC | 12,000,000 | $10.07M | 1.3% | $0.77 | — | NOTE 12/0 | 25402DAB8 |
| — | 8X8 INC NEW | 12,045,000 | $9.744M | 1.3% | $0.79 | — | NOTE 4.000% 2/0 | 282914AE0 |
| — | SHOPIFY INC | 10,000,000 | $9.525M | 1.3% | $0.95 | — | NOTE 0.125%11/0 | 82509LAA5 |
| — | INOTIV INC | 14,000,000 | $8.526M | 1.1% | $0.43 | — | NOTE 3.250%10/1 | 45783QAB6 |
| — | CHEGG INC | 10,171,000 | $8.495M | 1.1% | $0.82 | — | NOTE 9/0 | 163092AF6 |
| — | EVENTBRITE INC | 9,900,000 | $8.394M | 1.1% | $0.79 | — | NOTE 0.750% 9/1 | 29975EAD1 |
| — | CRACKER BARREL OLD CTRY STOR | 9,498,000 | $8.376M | 1.1% | $0.85 | — | NOTE 0.625% 6/1 | 22410JAB2 |
| — | STEM Inc | 15,600,000 | $8.233M | 1.1% | $0.53 | — | NOTE 4.250 04/01/30 | 85859NAC6 |
| — | Beauty Health Co | 9,703,000 | $8.106M | 1.1% | $0.79 | — | NOTE 1.250 10/01/26 | 88331LAA6 |
| — | NEOGENOMICS INC | 10,000,000 | $8.019M | 1.1% | $0.68 | — | NOTE 0.250% 1/1 | 64049MAB6 |
| — | GUARDANT HEALTH INC | 11,138,000 | $7.581M | 1.0% | $0.67 | — | NOTE 11/1 | 40131MAB5 |
| — | BEYOND MEAT INC | 31,466,000 | $7.421M | 1.0% | $0.38 | — | NOTE 3/1 | 08862EAB5 |
| — | POST HLDGS INC | 6,000,000 | $6.754M | 0.9% | $1.02 | — | NOTE 2.500% 8/1 | 737446AT1 |
| — | CUTERA INC | 24,816,000 | $5.892M | 0.8% | $0.51 | — | NOTE 2.250% 6/0 | 232109AD0 |
| — | BIGCOMMERCE HLDGS INC | 6,993,000 | $5.874M | 0.8% | $0.76 | — | NOTE 0.250%10/0 | 08975PAB4 |
| — | GROUPON INC | 7,250,000 | $5.726M | 0.8% | $0.54 | — | NOTE 1.125% 3/1 | 399473AF4 |
| — | VERITONE INC | 15,444,000 | $5.705M | 0.8% | $0.57 | — | NOTE 1.750%11/1 | 92347MAB6 |
| — | STANDARD BIOTOOLS INC | 5,000,000 | $5.559M | 0.7% | $0.86 | — | NOTE 5.250%12/0 | 34385PAF5 |
| — | PAR TECHNOLOGY CORP | 5,832,000 | $5.359M | 0.7% | $0.79 | — | NOTE 1.500%10/1 | 698884AE3 |
| — | Porch Group Inc | 8,629,000 | $4.929M | 0.7% | $0.52 | — | NOTE 0.75 09/15/26 | 733245AA2 |
| — | TELADOC HEALTH INC | 5,772,000 | $4.877M | 0.6% | $0.82 | — | NOTE 1.250% 6/0 | 87918AAF2 |
| — | 3D SYS CORP DEL | 8,000,000 | $4.601M | 0.6% | $0.75 | — | NOTE 11/1 | 88554DAD8 |
| — | BLOCK INC | 5,000,000 | $4.481M | 0.6% | $0.88 | — | NOTE 5/0 | 852234AJ2 |
| RDNW | RUMBLEON INC | 666,438 | $4.305M | 0.6% | $15.21 | -54.2% | COM CL B | 781386305 |
| — | Danimer Scientific Corp | 32,870,000 | $3.958M | 0.5% | $0.33 | — | NOTE 3.250 12/15/26 | 236272AA8 |
| NE | NOBLE CORP PLC | 76,506 | $3.77M | 0.5% | $42.44 | -5.9% | ORD SHS A | G65431127 |
| — | BRIDGEBIO PHARMA INC | 4,500,000 | $3.707M | 0.5% | $0.75 | — | NOTE 2.250% 2/0 | 10806XAD4 |
| — | TPI Composites Inc | 7,225,000 | $3.491M | 0.5% | $0.51 | — | NOTE 5.250 03/15/28 | 87266JAA2 |
| REAL | THE REALREAL INC | 729,941 | $2.854M | 0.4% | $2.38 | 0.0% | COM | 88339P101 |
| AKTSQ | AKOUSTIS TECHNOLOGIES INC | 4,238,389 | $2.505M | 0.3% | $4.00 | -83.9% | COM | 00973N102 |
| — | WAYFAIR INC | 2,500,000 | $2.317M | 0.3% | $0.71 | — | NOTE 1.000% 8/1 | 94419LAF8 |
| — | Cryoport Inc | 2,500,000 | $2.202M | 0.3% | $0.80 | — | NOTE 0.750 12/01/26 | 229050AC3 |
| — | CONFLUENT INC | 2,500,000 | $2.145M | 0.3% | $0.84 | — | NOTE 1/1 | 20717MAB9 |
| VAL | VALARIS LTD | 27,500 | $2.07M | 0.3% | $49.23 | +36.2% | CL A | G9460G101 |
| — | ACCOLADE INC | 2,213,000 | $1.97M | 0.3% | $0.66 | — | NOTE 0.500% 4/0 | 00437EAB8 |
| — | Repay Holdings Corp | 1,885,000 | $1.75M | 0.2% | $0.82 | — | NOTE 0% 02/01/26 | 76029LAA8 |
| VERI | VERITONE INC | 324,922 | $1.709M | 0.2% | $2.23 | +5.9% | COM | 92347M100 |
| — | AVADEL PHARMACEUTICALS PLC | 100,000 | $1.689M | 0.2% | — | — | Call | 05337M104 |
| — | BIORA THERAPEUTICS INC | 2,600,000 | $1.512M | 0.2% | $0.59 | — | NOTE 7.250%12/0 | 74319FAB3 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 220,000 | $1.228M | 0.2% | $18.49 | -65.4% | COM | 55933J203 |
| — | THE REALREAL INC | 1,850,000 | $833K | 0.1% | $0.38 | — | NOTE 1.000% 3/0 | 88339PAD3 |
| LAB | STANDARD BIOTOOLS INC | 125,000 | $339K | 0.0% | $1.98 | +22.2% | COM | 34385P108 |
| — | ADTHEORENT HOLDING COMPANY | 27,191 | $87,283 | 0.0% | $0.11 | — | COM | 00739D109 |
| AISP | AIRSHIP AI HLDGS INC | 12,500 | $82,375 | 0.0% | $9.93 | -63.0% | COM | 008940108 |
| — | DANIMER SCIENTIFIC INC | 57,000 | $62,130 | 0.0% | — | — | Put | 236272100 |
| — | VROOM INC | 3,123 | $41,942 | 0.0% | $13.43 | — | COM NEW | 92918V208 |
| — | QUADRO ACQUISITION ONE CORP | 366 | $4,015 | 0.0% | $0.05 | — | CL A SHS | G52807107 |
| — | ZAPP ELEC VEHS GROUP LTD | 7,961 | $1,990 | 0.0% | $0.03 | — | SHS | G9889X107 |