Bleichroeder LP Diversified Active

CIK: 0001781002 · Show all filings

Period: Q4 2019 (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $631,588 (100.0% shares, 0.0% debt)

Holdings (44)

— DURECT CORP 15.9%

Value ($000) $100,611 Shares 26,476,546 Est. Cost $3.80 Unrealized —

GLD SPDR GOLD TRUST 10.7%

Value ($000) $67,878 Shares 475,000 Est. Cost $142.90 Unrealized —

— DCP MIDSTREAM LP 10.7%

Value ($000) $67,318 Shares 2,748,805 Est. Cost $24.49 Unrealized —

XRX XEROX HOLDINGS CORP 9.8%

Value ($000) $61,706 Shares 1,673,600 Est. Cost $34.97 Unrealized 0.0%

— ARQULE INC 8.7%

Value ($000) $54,890 Shares 2,750,000 Est. Cost $19.96 Unrealized —

— LINDE PLC 6.5%

Value ($000) $41,010 Shares 192,627 Est. Cost $212.90 Unrealized —

— INTEVAC INC 5.6%

Value ($000) $35,137 Shares 4,976,855 Est. Cost $7.06 Unrealized —

NGL NGL ENERGY PARTNERS LP 4.4%

Value ($000) $27,710 Shares 2,443,583 Est. Cost $11.34 Unrealized —

IDN INTELLICHECK INC 3.2%

Value ($000) $20,510 Shares 2,738,314 Est. Cost $6.20 Unrealized 0.0%

— SHELL MIDSTREAM PARTNERS L P 2.7%

Value ($000) $17,144 Shares 848,297 Est. Cost $20.21 Unrealized —

— AMAG PHARMACEUTICALS INC 2.5%

Value ($000) $15,821 Shares 1,299,994 Est. Cost $12.17 Unrealized —

— NUSTAR ENERGY LP 1.8%

Value ($000) $11,258 Shares 435,500 Est. Cost $25.85 Unrealized —

SPGI S&P GLOBAL INC 1.7%

Value ($000) $10,922 Shares 40,000 Est. Cost $246.86 Unrealized 0.0%

INVE IDENTIV INC 1.7%

Value ($000) $10,648 Shares 1,888,004 Est. Cost $5.05 Unrealized 0.0%

— HAYMAKER ACQUISITION CORP II 1.7%

Value ($000) $10,500 Shares 1,000,000 Est. Cost $10.50 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 1.6%

Value ($000) $9,975 Shares 207,204 Est. Cost $48.14 Unrealized —

AXP AMERICAN EXPRESS CO 1.5%

Value ($000) $9,723 Shares 78,106 Est. Cost $110.13 Unrealized 0.0%

SAVA CASSAVA SCIENCES INC 1.4%

Value ($000) $9,046 Shares 1,739,540 Est. Cost $1.73 Unrealized 0.0%

CDXS CODEXIS INC 0.9%

Value ($000) $5,463 Shares 341,636 Est. Cost $14.80 Unrealized 0.0%

— LIBERTY MEDIA CORP DELAWARE 0.8%

Value ($000) $5,008 Shares 103,602 Est. Cost $48.34 Unrealized —

— INDEPENDENCE HLDG CO NEW 0.7%

Value ($000) $4,605 Shares 109,423 Est. Cost $42.08 Unrealized —

JPM JPMORGAN CHASE & CO 0.7%

Value ($000) $4,182 Shares 30,000 Est. Cost $108.67 Unrealized 0.0%

— CUI GLOBAL INC 0.6%

Value ($000) $4,071 Shares 3,700,542 Est. Cost $1.10 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 0.6%

Value ($000) $3,557 Shares 126,301 Est. Cost $28.16 Unrealized —

AMP AMERIPRISE FINL INC 0.6%

Value ($000) $3,552 Shares 21,324 Est. Cost $139.45 Unrealized 0.0%

— RICEBRAN TECHNOLOGIES 0.5%

Value ($000) $2,945 Shares 2,003,334 Est. Cost $1.47 Unrealized —

CUE CUE BIOPHARMA INC 0.4%

Value ($000) $2,619 Shares 165,000 Est. Cost $10.47 Unrealized 0.0%

BX BLACKSTONE GROUP INC 0.4%

Value ($000) $2,238 Shares 40,000 Est. Cost $42.09 Unrealized 0.0%

TRAK PARK CITY GROUP INC 0.3%

Value ($000) $2,208 Shares 436,445 Est. Cost $5.14 Unrealized 0.0%

CDNA CAREDX INC 0.3%

Value ($000) $2,157 Shares 100,000 Est. Cost $22.94 Unrealized 0.0%

— LIBERTY GLOBAL PLC 0.2%

Value ($000) $1,517 Shares 69,618 Est. Cost $21.79 Unrealized —

MTB M & T BK CORP 0.2%

Value ($000) $1,194 Shares 7,032 Est. Cost $132.84 Unrealized 0.0%

— UNITED TECHNOLOGIES CORP 0.1%

Value ($000) $899 Shares 6,000 Est. Cost $149.83 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.1%

Value ($000) $612 Shares 20,717 Est. Cost $29.54 Unrealized —

LBTYAUSD LIBERTY GLOBAL PLC 0.1%

Value ($000) $523 Shares 22,989 Est. Cost $22.75 Unrealized —

INFIQ INFINITY PHARMACEUTICALS INC 0.1%

Value ($000) $480 Shares 500,000 Est. Cost $1.10 Unrealized 0.0%

— X4 PHARMACEUTICALS INC 0.1%

Value ($000) $382 Shares 35,730 Est. Cost $10.69 Unrealized —

LHX L3HARRIS TECHNOLOGIES INC 0.1%

Value ($000) $317 Shares 1,600 Est. Cost $177.58 Unrealized 0.0%

— LIBERTY MEDIA CORP DELAWARE 0.0%

Value ($000) $307 Shares 10,356 Est. Cost $29.64 Unrealized —

VYGR VOYAGER THERAPEUTICS INC 0.0%

Value ($000) $293 Shares 21,029 Est. Cost $13.93 Unrealized —

LILAK LIBERTY LATIN AMERICA LTD 0.0%

Value ($000) $237 Shares 12,166 Est. Cost $17.02 Unrealized 0.0%

— LIONS GATE ENTMNT CORP 0.0%

Value ($000) $163 Shares 16,413 Est. Cost $9.93 Unrealized —

PHYS SPROTT PHYSICAL GOLD TRUST 0.0%

Value ($000) $153 Shares 12,540 Est. Cost $12.20 Unrealized —

— SUNESIS PHARMACEUTICALS INC 0.0%

Value ($000) $99 Shares 294,480 Est. Cost $0.34 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	DURECT CORP	26,476,546	$100,611	15.9%	$3.80	—	COM	266605104
GLD	SPDR GOLD TRUST	475,000	$67,878	10.7%	$142.90	—	GOLD SHS	78463V107
—	DCP MIDSTREAM LP	2,748,805	$67,318	10.7%	$24.49	—	COM UT LTD PTN	23311P100
XRX	XEROX HOLDINGS CORP	1,673,600	$61,706	9.8%	$34.97	0.0%	COM NEW	98421M106
—	ARQULE INC	2,750,000	$54,890	8.7%	$19.96	—	COM	04269E107
—	LINDE PLC	192,627	$41,010	6.5%	$212.90	—	SHS	G5494J103
—	INTEVAC INC	4,976,855	$35,137	5.6%	$7.06	—	COM	461148108
NGL	NGL ENERGY PARTNERS LP	2,443,583	$27,710	4.4%	$11.34	—	COM UNIT REPST	62913M107
IDN	INTELLICHECK INC	2,738,314	$20,510	3.2%	$6.20	0.0%	COM NEW	45817G201
—	SHELL MIDSTREAM PARTNERS L P	848,297	$17,144	2.7%	$20.21	—	UNIT LTD INT	822634101
—	AMAG PHARMACEUTICALS INC	1,299,994	$15,821	2.5%	$12.17	—	COM	00163U106
—	NUSTAR ENERGY LP	435,500	$11,258	1.8%	$25.85	—	UNIT COM	67058H102
SPGI	S&P GLOBAL INC	40,000	$10,922	1.7%	$246.86	0.0%	COM	78409V104
INVE	IDENTIV INC	1,888,004	$10,648	1.7%	$5.05	0.0%	COM NEW	45170X205
—	HAYMAKER ACQUISITION CORP II	1,000,000	$10,500	1.7%	$10.50	—	UNIT 10/31/2026	42087L200
—	LIBERTY MEDIA CORP DELAWARE	207,204	$9,975	1.6%	$48.14	—	COM C SIRIUSXM	531229607
AXP	AMERICAN EXPRESS CO	78,106	$9,723	1.5%	$110.13	0.0%	COM	025816109
SAVA	CASSAVA SCIENCES INC	1,739,540	$9,046	1.4%	$1.73	0.0%	COM	14817C107
CDXS	CODEXIS INC	341,636	$5,463	0.9%	$14.80	0.0%	COM	192005106
—	LIBERTY MEDIA CORP DELAWARE	103,602	$5,008	0.8%	$48.34	—	COM A SIRIUSXM	531229409
—	INDEPENDENCE HLDG CO NEW	109,423	$4,605	0.7%	$42.08	—	COM NEW	453440307
JPM	JPMORGAN CHASE & CO	30,000	$4,182	0.7%	$108.67	0.0%	COM	46625H100
—	CUI GLOBAL INC	3,700,542	$4,071	0.6%	$1.10	—	COM NEW	126576206
EPD	ENTERPRISE PRODS PARTNERS L	126,301	$3,557	0.6%	$28.16	—	COM	293792107
AMP	AMERIPRISE FINL INC	21,324	$3,552	0.6%	$139.45	0.0%	COM	03076C106
—	RICEBRAN TECHNOLOGIES	2,003,334	$2,945	0.5%	$1.47	—	COM NEW	762831204
CUE	CUE BIOPHARMA INC	165,000	$2,619	0.4%	$10.47	0.0%	COM	22978P106
BX	BLACKSTONE GROUP INC	40,000	$2,238	0.4%	$42.09	0.0%	COM CL A	09260D107
TRAK	PARK CITY GROUP INC	436,445	$2,208	0.3%	$5.14	0.0%	COM NEW	700215304
CDNA	CAREDX INC	100,000	$2,157	0.3%	$22.94	0.0%	COM	14167L103
—	LIBERTY GLOBAL PLC	69,618	$1,517	0.2%	$21.79	—	SHS CL C	G5480U120
MTB	M & T BK CORP	7,032	$1,194	0.2%	$132.84	0.0%	COM	55261F104
—	UNITED TECHNOLOGIES CORP	6,000	$899	0.1%	$149.83	—	COM	913017109
—	LIBERTY MEDIA CORP DELAWARE	20,717	$612	0.1%	$29.54	—	COM C BRAVES GRP	531229888
LBTYAUSD	LIBERTY GLOBAL PLC	22,989	$523	0.1%	$22.75	—	SHS CL A	G5480U104
INFIQ	INFINITY PHARMACEUTICALS INC	500,000	$480	0.1%	$1.10	0.0%	COM	45665G303
—	X4 PHARMACEUTICALS INC	35,730	$382	0.1%	$10.69	—	COM	98420X103
LHX	L3HARRIS TECHNOLOGIES INC	1,600	$317	0.1%	$177.58	0.0%	COM	502431109
—	LIBERTY MEDIA CORP DELAWARE	10,356	$307	0.0%	$29.64	—	COM A BRAVES GRP	531229706
VYGR	VOYAGER THERAPEUTICS INC	21,029	$293	0.0%	$13.93	—	COM	92915B106
LILAK	LIBERTY LATIN AMERICA LTD	12,166	$237	0.0%	$17.02	0.0%	COM CL C	G9001E128
—	LIONS GATE ENTMNT CORP	16,413	$163	0.0%	$9.93	—	CL B NON VTG	535919500
PHYS	SPROTT PHYSICAL GOLD TRUST	12,540	$153	0.0%	$12.20	—	UNIT	85207H104
—	SUNESIS PHARMACEUTICALS INC	294,480	$99	0.0%	$0.34	—	COM	867328700