Yakira Capital Management, Inc. Quant / Systematic

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	TD AMERITRADE HLDG CORP	326,387	$12,778	3.8%	$38.71	—	COM	87236Y108
—	GRUBHUB INC	165,873	$11,998	3.5%	$72.33	—	COM	400110102
—	NOBLE ENERGY INC	1,264,946	$10,815	3.2%	$8.55	—	COM	655044105
—	LIVONGO HEALTH INC	68,218	$9,554	2.8%	$140.05	—	COM	539183103
WTW	WILLIS TOWERS WATSON PLC LTD	41,151	$8,593	2.5%	$181.61	+4.6%	SHS	G96629103
—	GIGCAPITAL3 INC	804,625	$8,006	2.4%	$9.95	—	COM	37519D107
MPC	MARATHON PETE CORP	244,397	$7,171	2.1%	$30.14	0.0%	COM	56585A102
—	VIVINT SOLAR INC	166,546	$7,053	2.1%	$42.35	—	COM	92854Q106
—	VARIAN MED SYS INC	40,200	$6,914	2.0%	$171.99	—	COM	92220P105
—	NATIONAL GEN HLDGS CORP	189,286	$6,388	1.9%	$33.75	—	COM	636220303
—	ADVANCED DISP SVCS INC DEL	205,744	$6,220	1.8%	$32.24	—	COM	00790X101
—	CORNERSTONE STRATEGIC VALUE	550,025	$6,100	1.8%	$13.95	—	COM	21924B302
—	SAFEGUARD SCIENTIFICS INC	1,058,988	$5,803	1.7%	$12.69	—	COM NEW	786449207
—	E TRADE FINANCIAL CORP	113,558	$5,684	1.7%	$50.01	—	COM NEW	269246401
—	DISCOVERY INC	232,185	$4,551	1.3%	$22.38	—	COM SER C	25470F302
—	PROPERTY SOLUTIONS ACQUISITI	442,250	$4,462	1.3%	$10.09	—	UNIT 03/30/2027	74348Q207
—	COHEN & STEERS QUALITY INCOM	390,534	$4,339	1.3%	$9.04	—	COM	19247L106
—	GALILEO ACQUISITION CORP	423,000	$4,188	1.2%	$9.90	—	SHS	G3770A102
—	GIGCAPITAL2 INC	411,115	$4,177	1.2%	$10.16	—	COM	375036100
—	MONOCLE ACQUISITION CORP	400,000	$4,096	1.2%	$10.18	—	COM	609754106
—	MALACCA STRAITS ACQUISITION	402,000	$4,000	1.2%	$9.95	—	UNIT 99/99/9999	G5859B125
—	INTERPRIVATE ACQUISITION COR	395,484	$3,955	1.2%	$10.00	—	COM	46064A103
—	WRIGHT MED GROUP N V	124,600	$3,805	1.1%	$29.60	—	ORD SHS	N96617118
—	IMMUNOMEDICS INC	41,700	$3,546	1.0%	$85.04	—	COM	452907108
—	CHURCHILL CAPITAL CORP IV	351,750	$3,525	1.0%	$10.02	—	UNIT 99/99/9999	171439201
—	IAC INTERACTIVECORP NEW	27,627	$3,309	1.0%	$119.77	—	COM	44891N109
NFIN	NETFIN ACQUISITION CORP	318,706	$3,305	1.0%	$10.37	—	SHS CL A	G6455A107
—	MERIDA MERGER CORP I	325,000	$3,213	0.9%	$9.74	—	COM	58953M106
TOTA	TOTTENHAM ACQUISITION I LTD	290,000	$3,147	0.9%	$10.85	—	SHS	G8959N106
—	MOMENTA PHARMACEUTICALS INC	59,900	$3,144	0.9%	$52.49	—	COM	60877T100
—	PFENEX INC	243,849	$3,109	0.9%	$12.75	—	COM	717071104
—	VISTAS MEDIA ACQUISITION CO	301,500	$3,045	0.9%	$10.10	—	UNIT 08/03/2025	92840T206
—	NOVUS CAP CORP	252,075	$2,962	0.9%	$11.75	—	COM	67012U108
—	TIFFANY & CO NEW	23,931	$2,772	0.8%	$128.40	—	COM	886547108
—	UNION ACQUISITION CORP II	275,000	$2,731	0.8%	$9.93	—	SHS	G9402Q100
—	KBL MERGER CORP IV	248,549	$2,725	0.8%	$9.72	—	COM	48242A104
RVPH	TENZING ACQUISITION CORP	241,674	$2,598	0.8%	$10.75	—	ORD SHS	G8708A116
—	LF CAP ACQUISITION CORP	246,100	$2,594	0.8%	$10.70	—	CL A	50200K108
NXDT	NEXPOINT STRATEGIC OPPORTES	289,568	$2,508	0.7%	$19.25	—	COM NEW	65340G205
—	TUSCAN HLDGS CORP II	247,078	$2,466	0.7%	$9.98	—	COM	90070A103
—	NORTHERN GENESIS ACQUISITION	246,100	$2,459	0.7%	$9.99	—	UNIT 07/31/2027	66516T203
—	STANDARD AVB FINL CORP	73,547	$2,401	0.7%	$32.65	—	COM	85303B100
L	LOEWS CORP	68,448	$2,379	0.7%	$38.52	-8.8%	COM	540424108
—	CINCINNATI BELL INC NEW	158,202	$2,373	0.7%	$14.94	—	COM NEW	171871502
—	TUSCAN HLDGS CORP	225,000	$2,291	0.7%	$10.18	—	COM	90069K104
—	LIVE OAK ACQUISITION CORP	214,400	$2,262	0.7%	$10.02	—	UNIT 99/99/9999	53804F202
DD	DUPONT DE NEMOURS INC	40,000	$2,219	0.7%	$24.51	-14.0%	COM	26614N102
—	ALPHA HEALTHCARE ACQUISTN CO	221,100	$2,193	0.6%	$9.92	—	UNIT 09/21/2027	020751202
—	JUNIPER INDL HLDGS INC	201,000	$2,102	0.6%	$10.46	—	COM CL A	48205G106
—	GX ACQUISITION CORP	187,000	$2,098	0.6%	$10.05	—	UNIT 05/24/2026	36251A206
—	COLLECTIVE GROWTH CORP	201,000	$2,032	0.6%	$9.51	—	UNIT 04/29/2025	19424L200
LOAC	LONGEVITY ACQUISITION CORP	190,000	$2,030	0.6%	$10.70	—	ORD SHS	G56372132
—	E MERGE TECHNOLOGY ACQUISITI	201,000	$2,026	0.6%	$10.08	—	UNIT 07/30/2025	26873Y203
—	GREENCITY ACQUISITION CORP	201,000	$2,015	0.6%	$10.02	—	UNIT 04/30/2026	G4086B115
—	D8 HOLDINGS CORP	199,953	$2,014	0.6%	$10.07	—	UNIT 99/99/9999	G2614K102
—	SOFTWARE ACQUISITN GRUP INC	200,000	$1,990	0.6%	$9.95	—	UNIT 99/99/9999	83407F200
—	VERSO CORP	249,963	$1,972	0.6%	$11.28	—	CL A	92531L207
—	SIRIUS INTERNATIONAL INSURAN	170,074	$1,966	0.6%	$11.56	—	COM	G8196D101
—	B RILEY PRIN MERGER CORP II	177,600	$1,778	0.5%	$10.73	—	CL A	05600U106
—	SCHULTZE SPL PURP ACQUSTN CO	172,333	$1,754	0.5%	$10.23	—	COM	80821R109
—	AIMMUNE THERAPEUTICS INC	46,826	$1,613	0.5%	$34.45	—	COM	00900T107
—	LGL SYS ACQUISITION CORP	150,000	$1,586	0.5%	$10.07	—	UNIT 10/24/2024	50201G205
—	CORNERSTONE TOTAL RETURN FD	143,010	$1,573	0.5%	$13.88	—	COM	21924U300
—	WESTERN ASSET GLOBAL HIGH IN	158,993	$1,533	0.5%	$9.64	—	COM	95766B109
—	PERSHING SQUARE TONTINE HLDG	67,500	$1,532	0.5%	$22.70	—	COM CL A	71531R109
THBR	THUNDER BRDG ACQUISTION II L	150,000	$1,530	0.5%	$10.20	—	CL A SHS	G8857S116
—	BRILLIANT ACQUISITION CORP	150,750	$1,526	0.5%	$10.03	—	UNIT 12/31/2020	G1643W103
—	NEWHOLD INVESTMENT CORP	150,750	$1,517	0.4%	$10.06	—	UNIT 03/10/2025	651448201
—	BURGUNDY TECHNOLOGY ACQU COR	151,000	$1,504	0.4%	$9.96	—	UNIT 08/26/2025	G1702T132
—	FINTECH ACQUISITION CORP III	144,000	$1,485	0.4%	$11.16	—	COM CL A	31811A101
—	PMV CONSUMER ACQUISITION COR	143,000	$1,429	0.4%	$9.99	—	UNIT 08/31/2027	693486201
—	CUSHING NEXTGEN INFRA INCM F	53,132	$1,426	0.4%	$29.28	—	COM	231647207
ALUS/U	ALUSSA ENERGY ACQUISITION CO	137,200	$1,420	0.4%	$10.08	—	UNIT 10/31/2026	G0232J127
—	HIGHLAND INCOME FD	164,110	$1,410	0.4%	$8.81	—	HIGHLAND INCOME	43010E404
—	WESTERN ASSET CORPORATE LN F	150,311	$1,392	0.4%	$9.26	—	COM	95790J102
—	LIONHEART ACQUISITION CORP I	137,164	$1,366	0.4%	$9.96	—	UNIT 08/13/2025	53625R203
—	CRAFT BREW ALLIANCE INC	81,301	$1,341	0.4%	$14.89	—	COM	224122101
—	WESTERN ASSET HIGH INCOME OP	271,200	$1,329	0.4%	$4.90	—	COM	95766K109
—	EAST RES ACQUISITION CO	131,000	$1,322	0.4%	$10.09	—	UNIT 07/01/2027	274681204
CLA/U	COLONNADE ACQUISITION CORP	131,000	$1,305	0.4%	$9.96	—	UNIT 99/99/9999	G2283K128
—	LIV CAP ACQUISITION CORP	120,000	$1,236	0.4%	$10.06	—	UNIT 99/99/9999	G5510C124
—	PROPTECH ACQUISITION CORP	109,299	$1,216	0.4%	$11.13	—	COM CL A	74349F101
HLF	HERBALIFE NUTRITION LTD	25,730	$1,200	0.4%	$49.09	0.0%	COM SHS	G4412G101
ACM	AECOM	27,600	$1,155	0.3%	$40.81	-10.2%	COM	00766T100
—	HOLICITY INC	101,000	$1,045	0.3%	$10.35	—	UNIT 08/05/2025	435063201
—	STAR PEAK ENERGY TRANSITION	101,000	$1,035	0.3%	$10.25	—	UNIT 99/99/9999	855185203
—	AMCI ACQUISITION CORP	100,000	$1,034	0.3%	$10.22	—	CLASS A	00165R101
—	FUSION ACQUISITION CORP	100,000	$1,030	0.3%	$10.16	—	UNIT 99/99/9999	36118H204
—	BOWX ACQUISITION CORP	100,000	$1,026	0.3%	$10.26	—	UNIT 08/03/2025	103085205
—	ACE CONVERGENCE ACQU CORP	100,000	$1,025	0.3%	$10.25	—	UNIT 99/99/9999	G0083D112
—	INDUSTRIAL TECH ACQU INC	102,399	$1,024	0.3%	$10.00	—	UNIT 08/31/2025	456357201
—	LONGVIEW ACQUISITION CORP	100,500	$1,020	0.3%	$10.10	—	UNIT 99/99/9999	543195200
—	STARBOARD VALUE ACQUISITN CO	101,000	$1,020	0.3%	$10.10	—	UNIT 09/10/2025	85521J208
—	PTK ACQUISITION CORP	100,000	$1,019	0.3%	$10.19	—	UNIT 99/99/9999	69375F207
—	GO ACQUISITION CORP	101,000	$1,018	0.3%	$10.08	—	UNIT 08/31/2027	362019200
—	ARCLIGHT CLEAN TRANSITION CO	101,000	$1,014	0.3%	$10.04	—	UNIT 09/21/2025	G04561117
—	FG NEW AMER ACQUISITION CORP	101,000	$1,011	0.3%	$10.01	—	UNIT 08/31/2027	30259V205
—	KISMET ACQUISITION ONE CORP	101,000	$1,010	0.3%	$10.00	—	UNIT 08/06/2025	G52753129
—	VPC IMPACT ACQUISITION HLDNG	101,000	$1,010	0.3%	$10.00	—	UNIT 09/22/2025	G9441E126
—	FTAC OLYMPUS ACQUISITION COR	101,000	$1,010	0.3%	$10.00	—	UNIT 08/24/2025	G37288118
—	STABLE RD ACQUISITION CORP	100,000	$1,008	0.3%	$10.08	—	COM CL A	85236Q109
PDAC/U	PERIDOT ACQUISITION CORP	101,000	$1,008	0.3%	$9.98	—	UNIT 99/99/9999	G7008A123
—	FAST ACQUISITION CORP	101,000	$1,007	0.3%	$9.97	—	UNIT 99/99/9999	311875207
—	SINA CORP	23,568	$1,004	0.3%	$42.60	—	ORD	G81477104
YTRA	YATRA ONLINE INC	1,282,674	$962	0.3%	$4.12	-82.7%	ORD SHS	G98338109
—	NEW PROVIDENCE ACQUISITION	90,100	$954	0.3%	$10.09	—	UNIT 09/01/2024	64822P205
—	PIVOTAL INVT CORP II	80,499	$928	0.3%	$11.53	—	COM CL A	72582K100
BABA	ALIBABA GROUP HLDG LTD	2,975	$875	0.3%	$167.20	—	SPONSORED ADS	01609W102
—	CONDOR HOSPITALITY TR INC	326,751	$856	0.3%	$9.63	—	COM NEW	20676Y403
—	AMPLITUDE HLTHCRE AQUSTIN CO	83,333	$827	0.2%	$9.92	—	COM CL A	03212A105
—	FORUM MERGER III CORP	76,000	$793	0.2%	$10.43	—	UNIT 08/24/2027	349885202
—	HUDSON LTD	102,072	$776	0.2%	$7.60	—	COM CL A	G46408103
—	NOVUS CAP CORP	276,500	$771	0.2%	$2.79	—	*W EXP 06/30/202	67012U116
—	TAILWIND ACQUISITION CORP	76,000	$764	0.2%	$10.05	—	UNIT 09/07/2027	87403Q201
—	CF FINANCE ACQUISITION CORP	76,000	$762	0.2%	$10.03	—	UNIT 08/01/2027	15725Q203
—	HIGHCAPE CAP ACQUISITION COR	75,000	$759	0.2%	$10.12	—	UNIT 09/30/2027	42984L204
—	CENTRAL EUROPEAN MEDIA ENTRP	174,522	$731	0.2%	$4.14	—	CL A NEW	G20045202
—	LIBERTY GLOBAL PLC	35,246	$724	0.2%	$23.02	—	SHS CL C	G5480U120
—	KENSINGTON CAP ACQUISITION C	42,444	$711	0.2%	$16.75	—	COM CL A	490073103
AMCX	AMC NETWORKS INC	28,723	$710	0.2%	$24.01	0.0%	CL A	00164V103
—	GABELLI DIVID & INCOME TR	37,950	$696	0.2%	$21.52	—	COM	36242H104
—	YUCAIPA ACQUISITION CORP	65,800	$671	0.2%	$10.20	—	UNIT 99/99/9999	G9879L121
—	ON DECK CAP INC	418,259	$669	0.2%	$1.60	—	COM	682163100
—	TRINE ACQUISITION CORP	61,693	$666	0.2%	$10.80	—	COM CL A	89628U108
—	VELODYNE LIDAR INC	128,948	$631	0.2%	$4.89	—	*W EXP 09/29/202	92259F119
—	COHN ROBBINS HOLDINGS CORP	61,500	$621	0.2%	$10.10	—	UNIT 08/11/2025	G23726121
—	SANDBRIDGE ACQUISITION CORP	60,000	$599	0.2%	$9.98	—	UNIT 99/99/9999	799793203
—	CORELOGIC INC	8,842	$598	0.2%	$67.63	—	COM	21871D103
TCBI	TEXAS CAP BANCSHARES INC	19,019	$592	0.2%	$46.38	-32.0%	COM	88224Q107
BSN/U	BROADSTONE ACQUISITION CORP	56,500	$563	0.2%	$9.96	—	UNIT 99/99/9999	G1739V118
OXY	OCCIDENTAL PETE CORP	54,999	$551	0.2%	$41.72	-68.2%	COM	674599105
—	DELPHI TECHNOLOGIES PL	32,178	$538	0.2%	$14.21	—	SHS	G2709G107
—	FOLEY TRASIMENE ACQUISITION	52,500	$536	0.2%	$10.21	—	UNIT 99/99/9999	344328208
AXTA	AXALTA COATING SYS LTD	23,421	$519	0.2%	$29.48	-21.4%	COM	G0750C108
—	INSU ACQUISITION CORP II	50,000	$518	0.2%	$10.36	—	UNIT 09/04/2025	457821304
—	CC NEUBERGER PRIN HLDGS II	50,000	$517	0.2%	$10.34	—	UNIT 99/99/9999	G3166T129
ASPL/U	ASPIRATIONAL CONSUMER LIFEST	51,000	$510	0.2%	$10.00	—	UNIT 99/99/9999	G05436129
—	FINTECH ACQUISITION CORP IV	50,000	$508	0.2%	$10.16	—	UNIT 12/31/2025	31810N302
—	HAYMAKER ACQUISITION CORP II	50,000	$500	0.1%	$10.00	—	COM CL A	42087L101
—	NETFIN ACQUISITION CORP	370,710	$486	0.1%	$1.31	—	*W EXP 08/01/202	G6455A115
—	RIVERNORTH OPPORTUNITIES FD	32,650	$468	0.1%	$14.33	—	COM	76881Y109
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$459	0.1%	$5.05	-7.7%	COM	70806A106
—	LF CAP ACQUISITION CORP	240,400	$433	0.1%	$0.90	—	*W EXP 06/22/202	50200K116
—	PERCEPTRON INC	61,680	$419	0.1%	$6.79	—	COM	71361F100
HPK	HIGHPEAK ENERGY INC	60,540	$415	0.1%	$8.69	0.0%	COM	43114Q105
FNF	FIDELITY NATIONAL FINANCIAL	12,845	$402	0.1%	$21.23	+15.0%	FNF GROUP COM	31620R303
FNF	FIDELITY NATIONAL FINANCIAL	12,400	$388	0.1%	$21.23	+15.0%	Put	31620R303
—	GIGCAPITAL3 INC	603,468	$386	0.1%	$0.64	—	*W EXP 05/18/202	37519D115
—	MORGAN STANLEY INDIA INVT FD	21,738	$377	0.1%	$23.33	—	COM	61745C105
—	GIGCAPITAL2 INC	411,115	$374	0.1%	$0.91	—	*W EXP 02/28/202	375036118
SVVC	FIRSTHAND TECHNOLOGY VALUE F	84,409	$349	0.1%	$12.89	-63.7%	COM	33766Y100
SSSS	SURO CAPITAL CORP	31,022	$336	0.1%	$6.69	+86.4%	COM NEW	86887Q109
—	RIVERNORTH SPECIALTY FIN COR	22,579	$335	0.1%	$19.58	—	COM	76882B108
—	KALEYRA INC	43,931	$333	0.1%	$8.50	—	COM	483379103
—	CELLULAR BIOMEDICINE GROUP I	17,588	$323	0.1%	$18.36	—	COM NEW	15117P102
BKD	BROOKDALE SR LIVING INC	117,400	$298	0.1%	$12.96	-78.7%	COM	112463104
—	KENSINGTON CAP ACQUISITION C	64,598	$291	0.1%	$4.50	—	*W EXP 07/01/202	490073111
—	NUVEEN S&P 500 BUY-WRITE INC	24,886	$281	0.1%	$10.09	—	COM	6706ER101
BBCP	CONCRETE PUMPING HLDGS INC	76,822	$274	0.1%	$5.05	-35.3%	COM	206704108
—	WESTERN ASSET HIGH INCOME FD	42,313	$271	0.1%	$6.40	—	COM	95766J102
—	MERRIMACK PHARMACEUTICALS IN	66,934	$268	0.1%	$11.04	—	COM NEW	590328209
SHPSQ	GALILEO ACQUISITION CORP	423,000	$262	0.1%	$0.62	—	*W EXP 10/31/202	G3770A110
—	ABERDEEN EMRG MRKTS EQT INM	39,214	$254	0.1%	$7.27	—	COM	00301W105
—	NAVISTAR INTL CORP NEW	5,700	$248	0.1%	$43.51	—	COM	63934E108
—	HC2 HLDGS INC	100,000	$242	0.1%	$2.42	—	COM	404139107
GDYN	GRID DYNAMICS HLDGS INC	31,060	$240	0.1%	$10.50	-31.2%	CL A	39813G109
GNRUQ	GREENROSE ACQUISITION CORP	21,415	$214	0.1%	$9.71	—	UNIT 02/28/2024	395392202
—	NIELSEN HLDGS PLC	15,000	$213	0.1%	$22.23	—	SHS EUR	G6518L108
—	HL ACQUISITIONS CORP	99,906	$207	0.1%	$0.35	—	*W EXP 06/21/202	G4603R122
—	UNION ACQUISITION CORP II	275,000	$206	0.1%	$0.75	—	*W EXP 04/01/202	G9402Q126
ALTG	ALTA EQUIPMENT GROUP INC	25,527	$200	0.1%	$8.01	-7.8%	COMMON STOCK	02128L106
—	CHURCHILL CAP CORP III	19,011	$195	0.1%	$10.26	—	COM	17144C104
—	MONOCLE ACQUISITION CORP	387,500	$193	0.1%	$0.75	—	*W EXP 12/06/202	609754114
—	HL ACQUISITIONS CORP	178,185	$187	0.1%	$0.38	—	RIGHT 07/17/2023	G4603R130
—	BIG ROCK PARTNERS ACQUISI CO	16,410	$176	0.1%	$9.72	—	COM	089482103
—	JUNIPER INDL HLDGS INC	100,500	$174	0.1%	$1.73	—	*W EXP 11/13/202	48205G114
—	TRINE ACQUISITION CORP	64,735	$170	0.1%	$2.63	—	*W EXP 03/31/202	89628U116
—	RIVERNORTH DOUBLELINE STRATE	12,250	$168	0.0%	$16.43	—	COM	76882G107
—	ADAM NAT RES FD INC	17,015	$166	0.0%	$11.04	—	COM	00548F105
—	INTERPRIVATE ACQUISITION COR	197,742	$161	0.0%	$0.81	—	*W EXP 10/24/202	46064A111
—	KALEYRA INC	112,765	$160	0.0%	$1.13	—	*W EXP 12/12/202	483379111
—	BITAUTO HLDGS LTD	10,000	$158	0.0%	$15.80	—	SPONSORED ADS	091727107
—	HYCROFT MINING HOLDING CORP	93,100	$146	0.0%	$1.25	—	*W EXP 02/12/202	44862P117
—	SURGALIGN HOLDINGS INC	76,795	$139	0.0%	$1.81	—	COM	86882C105
MX	MAGNACHIP SEMICONDUCTOR CORP	10,000	$137	0.0%	$11.14	+6.9%	COM	55933J203
—	GIGCAPITAL2 INC	411,115	$136	0.0%	$0.33	—	RIGHT 02/28/2026	375036126
—	BROOGE ENERGY LTD	270,000	$135	0.0%	$0.49	—	*W EXP 12/20/202	G1611B115
—	NUVEEN S&P 500 DYNAMIC OVERW	10,148	$135	0.0%	$11.63	—	COM	6706EW100
—	B RILEY PRIN MERGER CORP II	93,800	$127	0.0%	$1.75	—	*W EXP 05/06/202	05600U114
—	PROPTECH ACQUISITION CORP	75,000	$123	0.0%	$1.64	—	*W EXP 05/26/202	74349F119
—	PIVOTAL INVT CORP II	33,333	$123	0.0%	$3.69	—	*W EXP 06/01/202	72582K118
—	FINTECH ACQUISITION CORP III	80,000	$123	0.0%	$2.30	—	*W EXP 12/01/202	31811A119
—	INTL GNRL INSURANCE HLDNGS L	200,000	$120	0.0%	$0.42	—	*W EXP 03/17/202	G4809J114
—	TUSCAN HLDGS CORP	225,000	$114	0.0%	$0.51	—	*W EXP 04/01/202	90069K112
—	SCHULTZE SPL PURP ACQUSTN CO	213,333	$111	0.0%	$1.29	—	*W EXP 12/31/202	80821R117
—	HALL OF FAME RESORT & ENTMT	42,275	$105	0.0%	$2.48	—	COM	40619L102
ACND/U	ASCENDANT DIGITAL ACQUISITIO	10,000	$105	0.0%	$10.50	—	UNIT 99/99/9999	G05155125
BIOX	BIOCERES CROP SOLUTIONS CORP	19,482	$104	0.0%	$5.66	0.0%	SHS	G1117K114
CHR	GLRY STR NW MDIA GRUP HLDG L	37,200	$104	0.0%	$3245.40	-45.1%	SHS	G39973105
—	THUNDER BRDG ACQUISTION II L	75,000	$101	0.0%	$1.35	—	*W EXP 11/30/202	G8857S108
—	MERIDA MERGER CORP I	162,499	$101	0.0%	$0.50	—	*W EXP 11/07/202	58953M114
—	BROADMARK RLTY CAP INC	341,868	$98	0.0%	$0.38	—	*W EXP 11/15/202	11135B118
—	KBL MERGER CORP IV	400,000	$92	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	ALTA EQUIPMENT GROUP INC	50,250	$86	0.0%	$0.82	—	*W EXP 02/14/202	02128L114
—	INSURANCE ACQUISITION CORP	30,000	$83	0.0%	$3.63	—	*W EXP 03/31/202	457867117
—	AMERICAN VRTUAL CLOUD TECH I	283,201	$83	0.0%	$0.24	—	*W EXP 04/07/202	030382113
—	GRID DYNAMICS HLDGS INC	45,530	$81	0.0%	$1.91	—	*W EXP 03/05/202	39813G117
—	KBL MERGER CORP IV	400,000	$80	0.0%	$0.29	—	RIGHT 11/09/2020	48242A120
—	BRISTOL-MYERS SQUIBB CO	32,420	$73	0.0%	$3.01	—	RIGHT 99/99/9999	110122157
—	OPES ACQUISITION CORP	30,730	$73	0.0%	$0.18	—	*W EXP 03/13/202	68373P118
—	SOFTWARE ACQUISITION GROUP I	75,000	$72	0.0%	$0.96	—	*W EXP 10/01/202	83406B119
—	PDL BIOPHARMA INC	22,314	$70	0.0%	$3.14	—	COM	69329Y104
—	AMCI ACQUISITION CORP	100,000	$68	0.0%	$0.55	—	*W EXP 05/20/202	00165R119
—	HIGHPEAK ENERGY INC	68,201	$60	0.0%	$0.88	—	*W EXP 08/21/202	43114Q121
—	STABLE RD ACQUISITION CORP	50,000	$58	0.0%	$1.16	—	*W EXP 05/15/202	85236Q117
—	VOYA PRIME RATE TR	13,200	$58	0.0%	$4.39	—	SH BEN INT	92913A100
—	TUSCAN HLDGS CORP II	123,539	$56	0.0%	$0.45	—	*W EXP 99/99/999	90070A111
ORGO	ORGANOGENESIS HLDGS INC	14,250	$55	0.0%	$5.56	-29.0%	COM	68621F102
—	AMPLITUDE HLTHCRE AQUSTIN CO	41,666	$49	0.0%	$1.18	—	*W EXP 12/01/202	03212A113
—	GREAT ELM CAP CORP	14,438	$49	0.0%	$3.39	—	COM	390320109
—	LEISURE ACQUISITION CORP	100,900	$47	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$41	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	WHOLE EARTH BRANDS INC	42,395	$41	0.0%	$1.13	—	*W EXP 06/25/202	96684W126
—	CHURCHILL CAP CORP III	19,302	$39	0.0%	$2.02	—	*W EXP 03/01/202	17144C112
—	LION GROUP HOLDING LTD	17,499	$39	0.0%	$3.05	—	ADS	53620U102
AGAE	ALLIED ESPORTS ENTMT INC	29,600	$37	0.0%	$6.90	-73.9%	COM	019170109
—	REALNETWORKS INC	26,522	$32	0.0%	$7.55	—	COM NEW	75605L708
—	STEEL CONNECT INC	54,804	$30	0.0%	$2.12	—	COM	858098106
—	LUBYS INC	10,520	$30	0.0%	$2.85	—	COM	549282101
—	HALL OF FAME RESORT & ENTMT	109,699	$29	0.0%	$0.26	—	*W EXP 07/01/202	40619L110
—	LION GROUP HOLDING LTD	275,000	$25	0.0%	$0.16	—	*W EXP 06/17/202	53620U110
—	AMPCO-PITTSBURG CORP	62,144	$23	0.0%	$0.37	—	*W EXP 08/01/202	032037111
—	GLRY STR NW MDIA GRUP HLDG L	372,000	$21	0.0%	$0.08	—	*W EXP 02/13/202	G39973113
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$21	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	HAYMAKER ACQUISITION CORP II	16,666	$16	0.0%	$0.96	—	*W EXP 10/31/202	42087L119
—	LONGEVITY ACQUISITION CORP	50,000	$15	0.0%	$0.20	—	*W EXP 07/31/202	G56372116
—	LONGEVITY ACQUISITION CORP	50,000	$13	0.0%	$0.20	—	RIGHT 07/31/2020	G56372124
—	MEDLEY MGMT INC	14,708	$9	0.0%	$5.24	—	CL A COM	58503T106
—	RIVERNORTH DOUBLELINE STRATE	17,250	$0	0.0%	—	—	RIGHT 10/01/2020	76882G123