CIK: 0001746382 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value ($000): $191,745 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CYMABAY THERAPEUTICS INC | 800,000 | $11,928 | 6.2% | $5.73 | — | COM | 23257D103 |
| — | IMMUNOVANT INC | 300,000 | $11,517 | 6.0% | — | — | Put | 45258J952 |
| — | IMMUNOGEN INC | 725,000 | $11,506 | 6.0% | $17.88 | — | COM | 45253H101 |
| — | ASTRIA THERAPEUTICS INC | 1,347,088 | $10,049 | 5.2% | $12.97 | — | COM | 04635X102 |
| XTNT | XTANT MED HLDGS INC | 8,934,362 | $9,828 | 5.1% | $1.56 | -31.4% | COM NEW | 98420P308 |
| AMLX | AMYLYX PHARMACEUTICALS INC | 534,700 | $9,790 | 5.1% | $25.35 | -16.6% | COM | 03237H101 |
| ADMA | ADMA BIOLOGICS INC | 2,723,011 | $9,748 | 5.1% | $1.73 | +122.0% | COM | 000899104 |
| — | ALIMERA SCIENCES INC | 2,934,108 | $9,096 | 4.7% | $3.10 | — | COM NEW | 016259202 |
| GPCR | STRUCTURE THERAPEUTICS INC | 155,000 | $7,815 | 4.1% | $50.42 | — | SPONSORED ADS | 86366E106 |
| CRNX | CRINETICS PHARMACEUTICALS IN | 262,000 | $7,792 | 4.1% | $19.72 | +4.5% | COM | 22663K107 |
| XENE | XENON PHARMACEUTICALS INC | 228,000 | $7,788 | 4.1% | $39.75 | -5.9% | COM | 98420N105 |
| BHVN | BIOHAVEN LTD | 287,000 | $7,465 | 3.9% | $20.78 | 0.0% | COM | G1110E107 |
| AXSM | AXSOME THERAPEUTICS INC | 92,000 | $6,430 | 3.4% | $74.33 | +0.6% | COM | 05464T104 |
| — | KARUNA THERAPEUTICS INC | 34,000 | $5,749 | 3.0% | $169.09 | — | COM | 48576A100 |
| MLTX | MOONLAKE IMMUNOTHERAPEUTICS | 88,000 | $5,016 | 2.6% | $26.91 | +105.2% | CLASS A ORD | 61559X104 |
| VERA | VERA THERAPEUTICS INC | 333,681 | $4,575 | 2.4% | $13.76 | +24.7% | CL A | 92337R101 |
| SGMT | SAGIMET BIOSCIENCES INC | 483,181 | $4,252 | 2.2% | $13.31 | 0.0% | COM SER A | 786700104 |
| OLMA | OLEMA PHARMACEUTICALS INC | 335,000 | $4,137 | 2.2% | $6.35 | +60.6% | COM | 68062P106 |
| HRMY | HARMONY BIOSCIENCES HLDGS IN | 117,000 | $3,834 | 2.0% | $36.73 | -5.5% | COM | 413197104 |
| — | APELLIS PHARMACEUTICALS INC | 100,000 | $3,804 | 2.0% | — | — | Put | 03753U956 |
| SRPT | SAREPTA THERAPEUTICS INC | 29,300 | $3,552 | 1.9% | $128.11 | -11.8% | COM | 803607100 |
| DYN | DYNE THERAPEUTICS INC | 315,000 | $2,822 | 1.5% | $11.86 | -9.2% | COM | 26818M108 |
| ACRS | ACLARIS THERAPEUTICS INC | 403,000 | $2,761 | 1.4% | $8.55 | 0.0% | COM | 00461U105 |
| ABOS | ACUMEN PHARMACEUTICALS INC | 650,000 | $2,698 | 1.4% | $6.18 | 0.0% | COM | 00509G209 |
| REPL | REPLIMUNE GROUP INC | 155,000 | $2,652 | 1.4% | $20.60 | -4.6% | COM | 76029N106 |
| ORIC | ORIC PHARMACEUTICALS INC | 418,706 | $2,533 | 1.3% | $8.19 | 0.0% | COM | 68622P109 |
| COGT | COGENT BIOSCIENCES INC | 235,000 | $2,291 | 1.2% | $11.47 | +3.4% | COM | 19240Q201 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 220,000 | $2,281 | 1.2% | $11.65 | +17.7% | COM | 71722W107 |
| — | JASPER THERAPEUTICS INC | 2,868,000 | $2,008 | 1.0% | $1.37 | — | COM | 471871103 |
| — | INTRA-CELLULAR THERAPIES INC | 28,000 | $1,459 | 0.8% | $52.09 | — | COM | 46116X101 |
| SLNO | SOLENO THERAPEUTICS INC | 47,081 | $1,389 | 0.7% | $6.05 | 0.0% | COM | 834203309 |
| — | MERSANA THERAPEUTICS INC | 1,059,136 | $1,345 | 0.7% | $1.27 | — | COM | 59045L106 |
| DMAC | DIAMEDICA THERAPEUTICS INC | 496,000 | $1,280 | 0.7% | $3.21 | 0.0% | COM NEW | 25253X207 |
| — | ACLARIS THERAPEUTICS INC | 175,000 | $1,199 | 0.6% | — | — | Put | 00461U955 |
| — | PRAXIS PRECISION MEDICINES I | 650,000 | $1,112 | 0.6% | $1.15 | — | COM | 74006W108 |
| — | ANAVEX LIFE SCIENCES CORP | 154,900 | $1,015 | 0.5% | — | — | Call | 032797900 |
| — | ANAVEX LIFE SCIENCES CORP | 154,900 | $1,015 | 0.5% | — | — | Put | 032797950 |
| — | MARINUS PHARMACEUTICALS INC | 125,033 | $1,007 | 0.5% | $8.05 | — | COM NEW | 56854Q200 |
| — | KARYOPHARM THERAPEUTICS INC | 740,000 | $992 | 0.5% | $3.23 | — | COM | 48576U106 |
| — | FAT BRANDS INC | 200,000 | $974 | 0.5% | $2.70 | — | *W EXP 07/16/202 | 30258N121 |
| — | GRI BIO INC | 521,508 | $808 | 0.4% | $4.25 | — | COM | 3622AW106 |
| — | SADOT GROUP INC | 865,263 | $605 | 0.3% | $0.70 | — | COM | 627333107 |
| DDI | DOUBLEDOWN INTERACTIVE CO LT | 60,876 | $516 | 0.3% | $17.61 | — | ADS | 25862B109 |
| — | ARS PHARMACEUTICALS INC | 100,000 | $378 | 0.2% | — | — | Put | 82835W958 |
| — | SNOW LAKE RES LTD | 219,384 | $290 | 0.2% | $1.32 | — | COM | 83336J208 |
| — | WEARABLE DEVICES LTD | 1,411,600 | $168 | 0.1% | $0.21 | — | *W EXP 09/14/202 | M97838110 |
| — | DIRECT DIGITAL HOLDINGS INC | 180,000 | $108 | 0.1% | $0.73 | — | *W EXP 02/15/202 | 25461T113 |
| — | NOCTURNE ACQUISITION CORP | 500,000 | $78 | 0.0% | $0.13 | — | RIGHT 12/26/2025 | G6580S106 |
| NXGLW | NEXGEL INC | 225,000 | $77 | 0.0% | $0.81 | — | *W EXP 12/01/202 | 65344E115 |
| CINGW | CINGULATE INC | 270,000 | $45 | 0.0% | $0.71 | — | *W EXP 12/10/202 | 17248W113 |
| ONFOW | ONFOLIO HOLDINGS INC | 200,000 | $27 | 0.0% | $0.15 | — | *W EXP 01/02/202 | 68277K124 |
| — | PEPPERLIME HEALTH ACQUSTN CO | 367,500 | $26 | 0.0% | $0.45 | — | *W EXP 10/01/202 | G70021111 |
| JFBRW | JEFFS BRANDS LTD | 480,770 | $21 | 0.0% | $0.14 | — | *W EXP 08/26/202 | M61472110 |
| — | NLS PHARMACEUTICS LTD | 200,000 | $21 | 0.0% | $0.73 | — | *W EXP 02/02/202 | H57830111 |
| — | PROSOMNUS INC | 150,000 | $11 | 0.0% | $0.08 | — | *W EXP 04/20/202 | 50535E116 |
| BTMWW | BITCOIN DEPOT INC | 50,000 | $9 | 0.0% | $0.19 | — | *W EXP 06/30/202 | 09174P113 |
| BNCWW | CEA INDUSTRIES INC | 250,000 | $9 | 0.0% | $0.68 | — | *W EXP 02/11/202 | 86887P119 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 650,000 | $6 | 0.0% | $0.77 | — | *W EXP 10/07/202 | 41150T124 |
| — | TG VENTURE ACQUISITION CORP | 200,000 | $6 | 0.0% | $0.04 | — | *W EXP 08/15/202 | 87251T117 |
| CDTTW | CONDUIT PHARMACEUTICALS INC | 100,000 | $5 | 0.0% | $0.04 | — | *W EXP 09/22/202 | 20678X114 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 600,000 | $5 | 0.0% | $0.63 | — | *W EXP 05/09/202 | 41150T116 |
| — | CHAVANT CAPITAL ACQUISITN CO | 150,000 | $4 | 0.0% | $0.48 | — | *W EXP 99/99/999 | G2058L111 |
| — | COLISEUM ACQUISITION CORP | 28,333 | $4 | 0.0% | $0.81 | — | *W EXP 08/22/202 | G2263T107 |
| SRZNW | SURROZEN INC | 82,233 | $3 | 0.0% | $1.14 | — | *W EXP 08/01/203 | 86889P117 |
| — | DIGITAL HEALTH ACQUISITION C | 150,000 | $3 | 0.0% | $0.10 | — | *W EXP 11/02/202 | 253893119 |
| CYCUW | WESTERN ACQSTN VENTURES CORP | 100,000 | $3 | 0.0% | $0.09 | — | *W EXP 09/01/202 | 95758L115 |
| — | NEXALIN TECHNOLOGY INC | 105,000 | $3 | 0.0% | $0.18 | — | *W EXP 09/15/202 | 65345B110 |
| SLNWF | SELINA HOSPITALITY PLC | 101,439 | $1 | 0.0% | $0.08 | — | *W EXP 10/27/202 | G8059B119 |
| — | OPY ACQUISITION CORP I | 50,000 | $1 | 0.0% | $0.40 | — | *W EXP 09/22/202 | 671005114 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 18,823 | $0 | 0.0% | $0.49 | — | *W EXP 02/08/202 | 87807D111 |
| BRSWF | BRUUSH ORAL CARE INC | 14,423 | $0 | 0.0% | $0.18 | — | *W EXP 08/03/202 | 11750K120 |
| — | RELATIVITY ACQUISITION CORP | 100,000 | $0 | 0.0% | $0.03 | — | *W EXP 12/15/202 | 75944B114 |