Altium Capital Management LLC Quant / Systematic

Location: New York, NY

CIK: 0001746382 · Show all filings

Period: Q4 2025 (← Previous) (Next →)

Filing Date: Feb 6, 2026

Total Value: $25.3M (100.0% shares, 0.0% debt)

Holdings (18)

— ASA GOLD AND PRECIOUS MTLS L 12.3%

Value $3.116M Shares 52,219 Est. Cost $59.67 Unrealized —

— ROYCE SMALL CAP TRUST INC 12.3%

Value $3.099M Shares 192,509 Est. Cost $16.10 Unrealized —

— PIMCO DYNAMIC INCOME STRATEG 11.2%

Value $2.836M Shares 151,007 Est. Cost $18.78 Unrealized —

— NEUBERGER NEXT GENERATION 9.7%

Value $2.453M Shares 169,873 Est. Cost $14.44 Unrealized —

— PIMCO CALIF MUN INCOME FD 8.9%

Value $2.262M Shares 259,092 Est. Cost $8.73 Unrealized —

— BNY MELLON STRATEGIC MUNS IN 6.6%

Value $1.667M Shares 262,052 Est. Cost $6.36 Unrealized —

— TRI CONTL CORP 5.2%

Value $1.321M Shares 40,451 Est. Cost $32.66 Unrealized —

— GENERAL AMERN INVS CO INC 4.8%

Value $1.224M Shares 20,845 Est. Cost $58.73 Unrealized —

— ALLIANCEBERNSTEIN NATL MUN I 4.1%

Value $1.048M Shares 96,849 Est. Cost $10.82 Unrealized —

— CALAMOS GBL DYN INCOME FUND 3.9%

Value $977K Shares 131,803 Est. Cost $7.41 Unrealized —

— MEXICO FD INC 3.8%

Value $973K Shares 48,287 Est. Cost $20.14 Unrealized —

— NUVEEN DOW 30 DYNMC OVERWRT 3.7%

Value $931K Shares 60,998 Est. Cost $15.26 Unrealized —

— ROYCE MICRO-CAP TR INC 3.6%

Value $908K Shares 87,078 Est. Cost $10.43 Unrealized —

— HIGHLAND OPPS & INCOME FD 3.4%

Value $855K Shares 143,059 Est. Cost $5.98 Unrealized —

— MORGAN STANLEY INDIA INVT FD 2.9%

Value $730K Shares 29,210 Est. Cost $24.98 Unrealized —

— JAPAN SMALLER CAPITALIZATION 1.7%

Value $441K Shares 39,775 Est. Cost $11.08 Unrealized —

NDRA ENDRA LIFE SCIENCES INC 0.9%

Value $235K Shares 51,900 Est. Cost $5.70 Unrealized 0.0%

— DESTRA MULTI-ALTERNATIVE FD 0.9%

Value $220K Shares 24,559 Est. Cost $8.97 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ASA GOLD AND PRECIOUS MTLS L	52,219	$3.116M	12.3%	$59.67	—	SHS	G3156P103
—	ROYCE SMALL CAP TRUST INC	192,509	$3.099M	12.3%	$16.10	—	COM	780910105
—	PIMCO DYNAMIC INCOME STRATEG	151,007	$2.836M	11.2%	$18.78	—	COM SHS BEN INT	69346N107
—	NEUBERGER NEXT GENERATION	169,873	$2.453M	9.7%	$14.44	—	COMMON STOCK	64133Q108
—	PIMCO CALIF MUN INCOME FD	259,092	$2.262M	8.9%	$8.73	—	COM	72200N106
—	BNY MELLON STRATEGIC MUNS IN	262,052	$1.667M	6.6%	$6.36	—	COM	05588W108
—	TRI CONTL CORP	40,451	$1.321M	5.2%	$32.66	—	COM	895436103
—	GENERAL AMERN INVS CO INC	20,845	$1.224M	4.8%	$58.73	—	COM	368802104
—	ALLIANCEBERNSTEIN NATL MUN I	96,849	$1.048M	4.1%	$10.82	—	COM	01864U106
—	CALAMOS GBL DYN INCOME FUND	131,803	$977K	3.9%	$7.41	—	COM	12811L107
—	MEXICO FD INC	48,287	$973K	3.8%	$20.14	—	COM	592835102
—	NUVEEN DOW 30 DYNMC OVERWRT	60,998	$931K	3.7%	$15.26	—	SHS	67075F105
—	ROYCE MICRO-CAP TR INC	87,078	$908K	3.6%	$10.43	—	COM	780915104
—	HIGHLAND OPPS & INCOME FD	143,059	$855K	3.4%	$5.98	—	HIGHLAND INCOME	43010E404
—	MORGAN STANLEY INDIA INVT FD	29,210	$730K	2.9%	$24.98	—	COM	61745C105
—	JAPAN SMALLER CAPITALIZATION	39,775	$441K	1.7%	$11.08	—	COM	47109U104
NDRA	ENDRA LIFE SCIENCES INC	51,900	$235K	0.9%	$5.70	0.0%	COM	29273B500
—	DESTRA MULTI-ALTERNATIVE FD	24,559	$220K	0.9%	$8.97	—	COMMON SHARES	25065A502