Altium Capital Management LLC Quant / Systematic

Location: New York, NY

CIK: 0001746382 · Show all filings

Period: Q1 2026 (← Previous) (Next →)

Filing Date: May 1, 2026

Total Value: $42.02M (100.0% shares, 0.0% debt)

Holdings (19)

— PIMCO DYNAMIC INCOME STRATEG 8.3%

Value $3.479M Shares 157,700 Est. Cost $18.92 Unrealized —

— ASA GOLD AND PRECIOUS MTLS L 7.7%

Value $3.239M Shares 52,219 Est. Cost $59.67 Unrealized —

— ROYCE SMALL CAP TRUST INC 7.6%

Value $3.196M Shares 192,509 Est. Cost $16.10 Unrealized —

— PIMCO CALIF MUN INCOME FD 6.8%

Value $2.858M Shares 333,093 Est. Cost $8.70 Unrealized —

— GENERAL AMERN INVS CO INC 6.8%

Value $2.851M Shares 48,755 Est. Cost $58.58 Unrealized —

— BNY MELLON STRATEGIC MUNS IN 6.6%

Value $2.759M Shares 438,676 Est. Cost $6.33 Unrealized —

— ROYCE MICRO-CAP TR INC 6.5%

Value $2.749M Shares 243,050 Est. Cost $10.99 Unrealized —

— MEXICO FD INC 6.4%

Value $2.683M Shares 128,185 Est. Cost $20.63 Unrealized —

— NEUBERGER NEXT GENERATION 6.3%

Value $2.633M Shares 204,562 Est. Cost $14.17 Unrealized —

— NUVEEN S&P 500 DYNAMIC OVERW 6.0%

Value $2.529M Shares 157,395 Est. Cost $16.07 Unrealized —

— TRI CONTL CORP 5.9%

Value $2.493M Shares 78,920 Est. Cost $32.14 Unrealized —

— CALAMOS GBL DYN INCOME FUND 5.7%

Value $2.388M Shares 328,901 Est. Cost $7.32 Unrealized —

— ALLIANCEBERNSTEIN NATL MUN I 5.7%

Value $2.376M Shares 222,264 Est. Cost $10.75 Unrealized —

— JAPAN SMALLER CAPITALIZATION 3.9%

Value $1.639M Shares 150,412 Est. Cost $10.95 Unrealized —

— MORGAN STANLEY INDIA INVT FD 3.9%

Value $1.626M Shares 79,031 Est. Cost $22.21 Unrealized —

— HIGHLAND OPPS & INCOME FD 3.8%

Value $1.582M Shares 277,068 Est. Cost $5.85 Unrealized —

— DESTRA MULTI-ALTERNATIVE FD 1.1%

Value $444K Shares 54,723 Est. Cost $8.50 Unrealized —

— NEW GERMANY FD INC 0.6%

Value $255K Shares 24,920 Est. Cost $10.22 Unrealized —

NDRA ENDRA LIFE SCIENCES INC 0.6%

Value $241K Shares 51,900 Est. Cost $5.70 Unrealized -27.3%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	PIMCO DYNAMIC INCOME STRATEG	157,700	$3.479M	8.3%	$18.92	—	COM SHS BEN INT	69346N107
—	ASA GOLD AND PRECIOUS MTLS L	52,219	$3.239M	7.7%	$59.67	—	SHS	G3156P103
—	ROYCE SMALL CAP TRUST INC	192,509	$3.196M	7.6%	$16.10	—	COM	780910105
—	PIMCO CALIF MUN INCOME FD	333,093	$2.858M	6.8%	$8.70	—	COM	72200N106
—	GENERAL AMERN INVS CO INC	48,755	$2.851M	6.8%	$58.58	—	COM	368802104
—	BNY MELLON STRATEGIC MUNS IN	438,676	$2.759M	6.6%	$6.33	—	COM	05588W108
—	ROYCE MICRO-CAP TR INC	243,050	$2.749M	6.5%	$10.99	—	COM	780915104
—	MEXICO FD INC	128,185	$2.683M	6.4%	$20.63	—	COM	592835102
—	NEUBERGER NEXT GENERATION	204,562	$2.633M	6.3%	$14.17	—	COMMON STOCK	64133Q108
—	NUVEEN S&P 500 DYNAMIC OVERW	157,395	$2.529M	6.0%	$16.07	—	COM	6706EW100
—	TRI CONTL CORP	78,920	$2.493M	5.9%	$32.14	—	COM	895436103
—	CALAMOS GBL DYN INCOME FUND	328,901	$2.388M	5.7%	$7.32	—	COM	12811L107
—	ALLIANCEBERNSTEIN NATL MUN I	222,264	$2.376M	5.7%	$10.75	—	COM	01864U106
—	JAPAN SMALLER CAPITALIZATION	150,412	$1.639M	3.9%	$10.95	—	COM	47109U104
—	MORGAN STANLEY INDIA INVT FD	79,031	$1.626M	3.9%	$22.21	—	COM	61745C105
—	HIGHLAND OPPS & INCOME FD	277,068	$1.582M	3.8%	$5.85	—	HIGHLAND INCOME	43010E404
—	DESTRA MULTI-ALTERNATIVE FD	54,723	$444K	1.1%	$8.50	—	COMMON SHARES	25065A502
—	NEW GERMANY FD INC	24,920	$255K	0.6%	$10.22	—	COM	644465106
NDRA	ENDRA LIFE SCIENCES INC	51,900	$241K	0.6%	$5.70	-27.3%	COM	29273B500