Altium Capital Management LLC Quant / Systematic

Location: New York, NY

CIK: 0001746382 · Show all filings

Period: Q2 2026 (← Previous)

Filing Date: Aug 12, 2026

Total Value: $47.47M (100.0% shares, 0.0% debt)

Holdings (19)

Increased Positions (6)

— ROYCE MICRO-CAP TR INC 8.6%

Value $4.071M (+48.1%) Shares 278,051 (+14.4%) Est. Cost $11.45 Unrealized —

— HIGHLAND OPPS & INCOME FD 4.8%

Value $2.261M (+42.9%) Shares 317,055 (+14.4%) Est. Cost $6.01 Unrealized —

— TRI CONTL CORP 6.3%

Value $2.976M (+19.4%) Shares 86,458 (+9.6%) Est. Cost $32.34 Unrealized —

— ASA GOLD AND PRECIOUS MTLS L 7.7%

Value $3.663M (+13.1%) Shares 70,390 (+34.8%) Est. Cost $57.70 Unrealized —

— NEW GERMANY FD INC 0.8%

Value $379K (+48.9%) Shares 33,098 (+32.8%) Est. Cost $10.53 Unrealized —

NDRA ENDRA LIFE SCIENCES INC 0.7%

Value $316K (+30.9%) Shares 59,272 (+14.2%) Est. Cost $5.66 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ROYCE MICRO-CAP TR INC	278,051 (+14.4%)	$4.071M (+48.1%)	8.6%	$11.45	—	COM	780915104
—	HIGHLAND OPPS & INCOME FD	317,055 (+14.4%)	$2.261M (+42.9%)	4.8%	$6.01	—	HIGHLAND INCOME	43010E404
—	TRI CONTL CORP	86,458 (+9.6%)	$2.976M (+19.4%)	6.3%	$32.34	—	COM	895436103
—	ASA GOLD AND PRECIOUS MTLS L	70,390 (+34.8%)	$3.663M (+13.1%)	7.7%	$57.70	—	SHS	G3156P103
—	NEW GERMANY FD INC	33,098 (+32.8%)	$379K (+48.9%)	0.8%	$10.53	—	COM	644465106
NDRA	ENDRA LIFE SCIENCES INC	59,272 (+14.2%)	$316K (+30.9%)	0.7%	$5.66	—	COM	29273B500

Decreased Positions (1)

— ALLIANCEBERNSTEIN NATL MUN I 4.2%

Value $1.999M (-15.9%) Shares 175,187 (-21.2%) Est. Cost $10.75 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ALLIANCEBERNSTEIN NATL MUN I	175,187 (-21.2%)	$1.999M (-15.9%)	4.2%	$10.75	—	COM	01864U106

Unchanged Positions (12)

— NEUBERGER NEXT GENERATION 7.1%

Value $3.383M Shares 204,562 Est. Cost $14.17 Unrealized —

— CALAMOS GBL DYN INCOME FUND 6.2%

Value $2.931M Shares 328,901 Est. Cost $7.32 Unrealized —

— NUVEEN S&P 500 DYNAMIC OVERW 6.2%

Value $2.934M Shares 157,395 Est. Cost $16.07 Unrealized —

— ROYCE SMALL CAP TRUST INC 7.5%

Value $3.556M Shares 192,509 Est. Cost $16.10 Unrealized —

— GENERAL AMERN INVS CO INC 6.5%

Value $3.108M Shares 48,755 Est. Cost $58.58 Unrealized —

— PIMCO DYNAMIC INCOME STRATEG 6.9%

Value $3.283M Shares 157,700 Est. Cost $18.92 Unrealized —

— MORGAN STANLEY INDIA INVT FD 3.8%

Value $1.803M Shares 79,031 Est. Cost $22.21 Unrealized —

— JAPAN SMALLER CAPITALIZATION 3.7%

Value $1.772M Shares 150,412 Est. Cost $10.95 Unrealized —

— PIMCO CALIF MUN INCOME FD 6.3%

Value $2.988M Shares 333,093 Est. Cost $8.70 Unrealized —

— MEXICO FD INC 5.9%

Value $2.803M Shares 128,185 Est. Cost $20.63 Unrealized —

— BNY MELLON STRATEGIC MUNS IN 6.0%

Value $2.834M Shares 438,676 Est. Cost $6.33 Unrealized —

— DESTRA MULTI-ALTERNATIVE FD 0.9%

Value $409K Shares 54,723 Est. Cost $8.50 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	NEUBERGER NEXT GENERATION	204,562	$3.383M	7.1%	$14.17	—	COMMON STOCK	64133Q108
—	CALAMOS GBL DYN INCOME FUND	328,901	$2.931M	6.2%	$7.32	—	COM	12811L107
—	NUVEEN S&P 500 DYNAMIC OVERW	157,395	$2.934M	6.2%	$16.07	—	COM	6706EW100
—	ROYCE SMALL CAP TRUST INC	192,509	$3.556M	7.5%	$16.10	—	COM	780910105
—	GENERAL AMERN INVS CO INC	48,755	$3.108M	6.5%	$58.58	—	COM	368802104
—	PIMCO DYNAMIC INCOME STRATEG	157,700	$3.283M	6.9%	$18.92	—	COM SHS BEN INT	69346N107
—	MORGAN STANLEY INDIA INVT FD	79,031	$1.803M	3.8%	$22.21	—	COM	61745C105
—	JAPAN SMALLER CAPITALIZATION	150,412	$1.772M	3.7%	$10.95	—	COM	47109U104
—	PIMCO CALIF MUN INCOME FD	333,093	$2.988M	6.3%	$8.70	—	COM	72200N106
—	MEXICO FD INC	128,185	$2.803M	5.9%	$20.63	—	COM	592835102
—	BNY MELLON STRATEGIC MUNS IN	438,676	$2.834M	6.0%	$6.33	—	COM	05588W108
—	DESTRA MULTI-ALTERNATIVE FD	54,723	$409K	0.9%	$8.50	—	COMMON SHARES	25065A502