Location: New York, NY
CIK: 0001449434 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 15, 2017
Total Value: $3.742B (98.6% shares, 1.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| NCLH | NORWEGIAN CRUISE LINE HLDGS | 36,103,782 | $1.535B | 41.0% | $42.53 * | $33.28 | +20.3% | SHS | G66721104 |
| — | EP ENERGY CORP | 112,596,207 | $738M | 19.7% | $6.55 | $19.57 | — | CL A | 268785102 |
| — | CAESARS ACQUISITION CO | 27,995,124 | $378M | 10.1% | $13.50 | $12.06 | — | CL A | 12768T103 |
| — | CAESARS ENTMT CORP | 26,495,304 | $225M | 6.0% | $8.50 | $13.70 | — | COM | 127686103 |
| IWM | ISHARES TR | 788,400 | $106M | 2.8% | $134.85 | — | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 400,000 | $89.41M | 2.4% | $223.53 | — | — | Call | 78462F103 |
| HYG | ISHARES TR | 750,000 | $64.91M | 1.7% | $86.55 | — | — | Put | 464288513 |
| SPY | SPDR S&P 500 ETF TR | 263,500 | $58.9M | 1.6% | $223.53 | — | — | Put | 78462F103 |
| — | AMERICAN EQTY INVT LIFE HLD | 2,578,289 | $58.12M | 1.6% | $22.54 | $16.80 | — | COM | 025676206 |
| ARI | APOLLO COML REAL EST FIN INC | 3,439,587 | $57.17M | 1.5% | $16.62 | $16.55 | — | COM | 03762U105 |
| — | APOLLO INVT CORP | 8,885,229 | $52.07M | 1.4% | $5.86 | $5.26 | — | COM | 03761U106 |
| AMD | ADVANCED MICRO DEVICES INC | 3,000,000 | $34.02M | 0.9% | $11.34 | — | — | Put | 007903107 |
| NUE | NUCOR CORP | 504,200 | $30.01M | 0.8% | $59.52 | — | — | Call | 670346105 |
| DIS | DISNEY WALT CO | 254,600 | $26.53M | 0.7% | $104.22 | — | — | Call | 254687106 |
| XLK | SELECT SECTOR SPDR TR | 540,000 | $26.11M | 0.7% | $48.36 | — | — | Put | 81369Y803 |
| — | BANK OF NOVA SCOTIA | 25,000,000 | $25.73M | 0.7% | $1.03 | $1.00 | — | NOTE 4.500%12/1 | 064159HB5 |
| — | ROYAL BANK OF CANADA | 20,000,000 | $21.35M | 0.6% | $1.07 | $1.06 | — | NOTE 4.650% 1/2 | 780082AD5 |
| GATX | GATX CORP | 325,000 | $20.01M | 0.5% | $61.58 | — | — | Put | 361448103 |
| — | PATTERN ENERGY GROUP INC | 18,377,000 | $17.91M | 0.5% | $0.97 | $0.99 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | SANDRIDGE ENERGY INC | 14,021,837 | $17.49M | 0.5% | $1.25 | $1.25 | — | NOTE 10/0 | 80007PBC2 |
| — | NRG YIELD INC | 1,113,867 | $17.11M | 0.5% | $15.36 | $15.80 | — | CL A NEW | 62942X306 |
| — | TORONTO DOMINION BK ONT | 15,000,000 | $14.68M | 0.4% | $0.98 | $1.00 | — | NOTE 3.625% 9/1 | 891160MJ9 |
| SD | SANDRIDGE ENERGY INC | 519,671 | $12.24M | 0.3% | $23.55 | $23.46 | 0.0% | COM NEW | 80007P869 |
| — | SPDR SERIES TRUST | 250,000 | $10.36M | 0.3% | $41.42 | — | — | Put | 78464A730 |
| — | DYNEGY INC NEW DEL | 161,900 | $10.06M | 0.3% | $62.14 | $62.14 | — | UNIT 07/01/20191 | 26817R405 |
| DB | DEUTSCHE BANK AG | 427,300 | $7.734M | 0.2% | $18.10 | — | — | Put | D18190898 |
| GNK | GENCO SHIPPING & TRADING LTD | 1,024,054 | $7.558M | 0.2% | $7.38 * | $5.16 | +34.4% | SHS | Y2685T131 |
| — | ROYAL BK OF SCOTLAND PLC | 7,000,000 | $6.65M | 0.2% | $0.95 | $0.93 | — | DEBT 7.500%12/3 | 780099CJ4 |
| — | BLACKROCK CORPOR HI YLD FD I | 551,480 | $5.973M | 0.2% | $10.83 | $10.82 | — | COM | 09255P107 |
| — | BLACKROCK CR ALLCTN INC TR | 424,242 | $5.502M | 0.1% | $12.97 | $13.33 | — | COM | 092508100 |
| — | WELLS FARGO INCOME OPPORTUNI | 624,651 | $5.297M | 0.1% | $8.48 | $8.36 | — | WF INC OPPTY FD | 94987B105 |
| — | SEARS HLDGS CORP | 527,300 | $4.899M | 0.1% | $9.29 | — | — | Put | 812350106 |
| — | TRINITY INDS INC | 3,653,000 | $4.725M | 0.1% | $1.29 | $1.29 | — | NOTE 3.875% 6/0 | 896522AF6 |
| — | TERRAFORM PWR INC | 324,402 | $4.156M | 0.1% | $12.81 | $12.42 | — | CL A COM | 88104R100 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 252,271 | $3.756M | 0.1% | $14.89 | $14.89 | — | COM | 74433A109 |
| — | PRUDENTIAL SHT DURATION HG Y | 226,705 | $3.509M | 0.1% | $15.48 | $15.99 | — | COM | 74442F107 |
| — | AMERICAN RLTY CAP PPTYS INC | 3,500,000 | $3.502M | 0.1% | $1.00 | $0.99 | — | NOTE 3.000% 8/0 | 02917TAA2 |
| — | CENTURYLINK INC | 141,877 | $3.374M | 0.1% | $23.78 | $23.78 | — | COM | 156700106 |
| — | OASIS PETE INC NEW | 220,000 | $3.331M | 0.1% | $15.14 | — | — | Put | 674215108 |
| — | RADIO ONE INC | 1,039,798 | $3.015M | 0.1% | $2.90 | $2.16 | — | CL D NON VTG | 75040P405 |
| — | CNX COAL RES LP | 141,259 | $2.578M | 0.1% | $18.25 | $15.50 | — | COM UNIT RP LP | 12592V100 |
| — | NABORS INDUSTRIES LTD | 140,000 | $2.296M | 0.1% | $16.40 | — | — | Put | G6359F103 |
| — | MFS MULTIMARKET INCOME TR | 368,825 | $2.235M | 0.1% | $6.06 | $6.09 | — | SH BEN INT | 552737108 |
| — | ISTAR INC | 164,012 | $2.029M | 0.1% | $12.37 | $10.73 | — | COM | 45031U101 |
| AR | ANTERO RES CORP | 83,401 | $1.972M | 0.1% | $23.64 * | $26.63 | -3.6% | COM | 03674X106 |
| — | APOLLO SR FLOATING RATE FD I | 105,236 | $1.831M | 0.0% | $17.40 | $16.56 | — | COM | 037636107 |
| — | INVESCO SR INCOME TR | 355,254 | $1.648M | 0.0% | $4.64 | $4.47 | — | COM | 46131H107 |
| — | LEVEL 3 COMMUNICATIONS INC | 27,362 | $1.542M | 0.0% | $56.36 | $56.36 | — | COM NEW | 52729N308 |
| — | ATLANTICA YIELD PLC | 50,671 | $980K | 0.0% | $19.34 | $19.34 | — | SHS | G0751N103 |
| — | RELM WIRELESS CORP | 188,971 | $898K | 0.0% | $4.75 | $3.00 | — | COM | 759525108 |
| — | BLACKROCK DEBT STRAT FD INC | 65,778 | $746K | 0.0% | $11.34 | $11.34 | — | COM NEW | 09255R202 |
| — | BLACKSTONE GSO STRATEGIC CR | 47,155 | $723K | 0.0% | $15.33 | $14.93 | — | COM SHS BEN IN | 09257R101 |
| SID | COMPANHIA SIDERURGICA NACION | 216,400 | $699K | 0.0% | $3.23 | — | — | Put | 20440W105 |
| — | SANOFI | 1,805,748 | $686K | 0.0% | $0.38 | $0.38 | — | RIGHT 12/31/2020 | 80105N113 |
| — | EATON VANCE FLTING RATE INC | 40,000 | $596K | 0.0% | $14.90 | $14.20 | — | COM | 278279104 |
| — | WELLS FARGO MULTI SECTOR INC | 44,057 | $565K | 0.0% | $12.82 | $12.96 | — | COM | 94987D101 |
| ARQ | ADVANCED EMISSIONS SOLUTS IN | 50,270 | $464K | 0.0% | $9.23 * | $6.64 | 0.0% | COM | 00770C101 |
| — | CENVEO INC | 27,468 | $192K | 0.0% | $6.99 | $6.99 | — | COM NEW | 15670S402 |
| — | APOLLO TACTICAL INCOME FD IN | 5,236 | $81,000 | 0.0% | $15.47 | $13.94 | — | COM | 037638103 |