Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 6, 2015
Total Value: $415M (4.3% shares, 95.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 2,540,566 | $251M | 60.4% | $98.72 | $95.99 | — | TOTAL STK MKT | 922908769 |
| — | WELLS FARGO & CO NEW | 11,200 | $13.08M | 3.2% | $1168.04 | $1192.25 | — | PERP PFD CNV A | 949746804 |
| — | WELLPOINT INC | 5,750,000 | $10.83M | 2.6% | $1.88 | $2.07 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | GILEAD SCIENCES INC | 2,500,000 | $10.72M | 2.6% | $4.29 | $2.26 | — | NOTE 1.625% 5/0 | 375558AP8 |
| — | HSBC HLDGS PLC | 11,000,000 | $10.59M | 2.6% | $0.96 | $1.02 | — | SDCV 5.625%12/2 | 404280AR0 |
| — | TEVA PHARMACEUTICAL | 6,000,000 | $8.138M | 2.0% | $1.36 | $1.05 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | BLACKROCK FLOAT RATE | 610,374 | $7.898M | 1.9% | $12.94 | $14.12 | — | COM | 09255X100 |
| — | NOVELLUS SYS INC | 4,000,000 | $7.833M | 1.9% | $1.96 | $1.69 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | INTEL CORP | 5,000,000 | $7.544M | 1.8% | $1.51 | $1.27 | — | SDCV 3.250% 8/0 | 458140AF7 |
| HYG | ISHARES TR | 79,225 | $6.599M | 1.6% | $83.29 | $90.86 | — | IBOXX HI YD ETF | 464288513 |
| — | PROSPECT CAPITAL COR | 6,250,000 | $6.289M | 1.5% | $1.01 | $1.09 | — | NOTE 6.250%12/1 | 74348TAC6 |
| — | DANAHER CORP DEL | 2,500,000 | $6.161M | 1.5% | $2.46 | $1.84 | — | NOTE 1/2 | 235851AF9 |
| — | INTEL CORP | 4,500,000 | $5.465M | 1.3% | $1.21 | $1.09 | — | SDCV 12/1 | 458140AD2 |
| — | XILINX INC | 3,500,000 | $5.215M | 1.3% | $1.49 | $1.62 | — | NOTE 2.625% 6/1 | 983919AF8 |
| — | DOMINION RES INC VA | 95,000 | $4.739M | 1.1% | $49.88 | $49.61 | — | UNIT 99/99/9999 | 25746U869 |
| — | PRICELINE GRP INC | 3,750,000 | $4.404M | 1.1% | $1.17 | $1.14 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | BANK AMER CORP | 4,000 | $4.308M | 1.0% | $1077.00 | $1077.00 | — | 7.25%CNV PFD L | 060505682 |
| — | PRICELINE GRP INC | 3,000,000 | $4.217M | 1.0% | $1.41 | $1.33 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | BLACKROCK DEBT STRAT | 1,204,204 | $4.022M | 1.0% | $3.34 | $3.82 | — | COM | 09255R103 |
| — | NEWMONT MINING CORP | 3,500,000 | $3.483M | 0.8% | $1.00 | $1.07 | — | NOTE 1.625% 7/1 | 651639AJ5 |
| — | DOMINION RES INC VA | 59,000 | $3.263M | 0.8% | $55.31 | $50.69 | — | UNIT 04/01/2013 | 25746U703 |
| — | SPDR SERIES TRUST | 88,000 | $3.138M | 0.8% | $35.66 | $39.49 | — | BRC HGH YLD BD | 78464A417 |
| UIS | UNISYS CORP | 259,600 | $3.089M | 0.7% | $11.90 * | $19.99 | -23.1% | COM NEW | 909214306 |
| — | HEALTH CARE REIT INC | 50,000 | $3.037M | 0.7% | $60.74 | $57.57 | — | PFD PER CON I | 42217K601 |
| — | WELLS FARGO & CO NEW | 160,460 | $2.903M | 0.7% | $18.09 | $13.72 | — | *W EXP 10/28/201 | 949746119 |
| — | POWERSHARES ETF TRUS | 114,200 | $2.631M | 0.6% | $23.04 | $24.58 | — | SENIOR LN PORT | 73936Q769 |
| SJNK | SPDR SER TR | 70,000 | $1.886M | 0.5% | $26.94 | $26.94 | — | SHT TRM HGH YLD | 78468R408 |
| — | FIDELITY NATIONAL FI | 1,000,000 | $1.854M | 0.4% | $1.85 | $1.31 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| F | FORD MTR CO DEL | 119,900 | $1.627M | 0.4% | $13.57 * | $8.00 | +1.8% | COM PAR $0.01 | 345370860 |
| SRLN | SSGA ACTIVE ETF TR | 32,000 | $1.528M | 0.4% | $47.75 | $47.75 | — | BLKSTN GSOSRLN | 78467V608 |
| — | LABORATORY CORP AMER | 1,036,000 | $1.504M | 0.4% | $1.45 | $1.34 | — | NOTE 9/1 | 50540RAG7 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 1,500 | $1.397M | 0.3% | $931.33 | $931.33 | — | PFD CONV SER A | G0177J116 |
| VZ | VERIZON COMMUNICATIO | 28,450 | $1.238M | 0.3% | $43.51 * | $27.03 | -0.1% | COM | 92343V104 |
| — | ILLUMINA INC | 1,000,000 | $1.162M | 0.3% | $1.16 | $1.16 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | STANLEY BLACK & DECK | 10,000 | $1.115M | 0.3% | $111.50 | $107.70 | — | UNIT 11/17/20166 | 854502804 |
| — | ANTHEM INC | 20,000 | $971K | 0.2% | $48.55 | $48.55 | — | UNIT 05/01/20188 | 036752202 |
| — | WEYERHAEUSER CO | 7,450 | $355K | 0.1% | $47.65 | $53.18 | — | PREF CONV SER A | 962166872 |