Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 28, 2016
Total Value: $496M (3.4% shares, 96.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 2,013,086 | $224M | 45.1% | $111.33 | $95.99 | — | TOTAL STK MKT | 922908769 |
| — | LLOYDS BANKING GROUP | 29,871,000 | $30.85M | 6.2% | $1.03 | $0.98 | — | SDCV 7.500%12/3 | 539439AG4 |
| — | BARCLAYS PLC | 23,295,000 | $23.27M | 4.7% | $1.00 | $0.98 | — | NOTE 8.250%12/2 | 06738EAA3 |
| — | BARCLAYS PLC | 18,003,000 | $16.43M | 3.3% | $0.91 | $0.89 | — | NOTE 6.625%12/2 | 06738EAB1 |
| HYG | ISHARES TR | 175,000 | $15.27M | 3.1% | $87.26 | $87.26 | — | IBOXX HI YD ETF | 464288513 |
| — | TORONTO DOMINION BK | 15,000,000 | $15.1M | 3.0% | $1.01 | $1.01 | — | NOTE 3.625% 9/1 | 891160MJ9 |
| — | ROYAL BK SCOTLAND GR | 14,800,000 | $14.49M | 2.9% | $0.98 | $0.98 | — | NOTE 8.625%12/3 | 780097BB6 |
| — | WELLS FARGO & CO NEW | 9,065 | $11.87M | 2.4% | $1309.32 | $1192.25 | — | PERP PFD CNV A | 949746804 |
| — | NOVELLUS SYS INC | 4,000,000 | $11.14M | 2.2% | $2.79 | $2.79 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | HSBC HLDGS PLC | 11,000,000 | $10.87M | 2.2% | $0.99 | $1.02 | — | SDCV 5.625%12/2 | 404280AR0 |
| — | WELLPOINT INC | 5,750,000 | $10.07M | 2.0% | $1.75 | $2.07 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | INTEL CORP | 5,000,000 | $9.144M | 1.8% | $1.83 | $1.27 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | DANAHER CORP DEL | 2,500,000 | $7.486M | 1.5% | $2.99 | $1.84 | — | NOTE 1/2 | 235851AF9 |
| — | TEVA PHARMACEUTICAL | 6,000,000 | $7.159M | 1.4% | $1.19 | $1.05 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | XILINX INC | 3,500,000 | $6.584M | 1.3% | $1.88 | $1.62 | — | NOTE 2.625% 6/1 | 983919AF8 |
| — | POWERSHARES ETF TRUS | 229,300 | $5.322M | 1.1% | $23.21 | $23.79 | — | SENIOR LN PORT | 73936Q769 |
| — | RED HAT INC | 4,050,000 | $5.126M | 1.0% | $1.27 | $1.29 | — | NOTE 0.250%10/0 | 756577AD4 |
| SRLN | SSGA ACTIVE ETF TR | 107,000 | $5.059M | 1.0% | $47.28 | $47.09 | — | BLKSTN GSOSRLN | 78467V608 |
| — | BANK AMER CORP | 4,000 | $4.883M | 1.0% | $1220.75 | $1077.00 | — | 7.25%CNV PFD L | 060505682 |
| — | PRICELINE GRP INC | 3,750,000 | $4.8M | 1.0% | $1.28 | $1.14 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | PRICELINE GRP INC | 3,000,000 | $4.748M | 1.0% | $1.58 | $1.01 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | DOMINION RES INC VA | 95,000 | $4.732M | 1.0% | $49.81 | $49.61 | — | UNIT 99/99/9999 | 25746U869 |
| — | NEXTERA ENERGY INC | 76,300 | $4.509M | 0.9% | $59.10 | $56.48 | — | UNIT 08/31/2018 | 65339F846 |
| — | NEWMONT MINING CORP | 3,500,000 | $3.815M | 0.8% | $1.09 | $1.07 | — | NOTE 1.625% 7/1 | 651639AJ5 |
| — | BLACKROCK FLOAT RATE | 253,319 | $3.511M | 0.7% | $13.86 | $14.12 | — | COM | 09255X100 |
| — | WELLTOWER INC | 50,000 | $3.372M | 0.7% | $67.44 | $60.72 | — | 6.50% PFD PREPET | 95040Q203 |
| — | SPDR SERIES TRUST | 88,000 | $3.231M | 0.7% | $36.72 | $35.68 | — | BRC HGH YLD BD | 78464A417 |
| — | INTEL CORP | 2,100,000 | $2.899M | 0.6% | $1.38 | $1.09 | — | SDCV 12/1 | 458140AD2 |
| — | FIDELITY NATIONAL FI | 1,400,000 | $2.878M | 0.6% | $2.06 | $1.52 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | PRICELINE GRP INC | 2,400,000 | $2.577M | 0.5% | $1.07 | $1.33 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| UIS | UNISYS CORP | 259,600 | $2.529M | 0.5% | $9.74 * | $19.99 | -53.5% | COM NEW | 909214306 |
| — | NXP SEMICONDUCTORS N | 2,000,000 | $2.355M | 0.5% | $1.18 | $1.10 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | PORTMARNOCK LEASING | 2,127,183 | $2.123M | 0.4% | $1.00 | $1.00 | — | NOTE 1.741%10/2 | 736879AA5 |
| SJNK | SPDR SER TR | 73,000 | $2.021M | 0.4% | $27.68 | $26.76 | — | SHT TRM HGH YLD | 78468R408 |
| — | LABORATORY CORP AMER | 1,036,000 | $1.908M | 0.4% | $1.84 | $1.34 | — | NOTE 9/1 | 50540RAG7 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 2,150 | $1.768M | 0.4% | $822.33 | $931.00 | — | PFD CONV SER A | G0177J116 |
| — | HUNTINGTON BANCSHARE | 1,000 | $1.44M | 0.3% | $1440.00 | $1375.00 | — | PFD CONV SER A | 446150401 |
| — | BLACKROCK DEBT STRAT | 370,490 | $1.352M | 0.3% | $3.65 | $3.82 | — | COM | 09255R103 |
| — | STANLEY BLACK & DECK | 10,000 | $1.261M | 0.3% | $126.10 | $107.70 | — | UNIT 11/17/20166 | 854502804 |
| — | LAM RESEARCH CORP | 750,000 | $1.194M | 0.2% | $1.59 | $1.59 | — | NOTE 1.250% 5/1 | 512807AL2 |
| — | ILLUMINA INC | 1,000,000 | $1.091M | 0.2% | $1.09 | $1.16 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | ANTHEM INC | 20,000 | $871K | 0.2% | $43.55 | $48.55 | — | UNIT 05/01/20188 | 036752202 |
| — | ROYAL BK OF SCOTLAND | 500,000 | $470K | 0.1% | $0.94 | $0.93 | — | NOTE 8.000%12/3 | 780099CK1 |
| — | WELLS FARGO & CO NEW | 31,379 | $392K | 0.1% | $12.49 | $13.72 | — | *W EXP 10/28/201 | 949746119 |
| VZ | VERIZON COMMUNICATIO | 7,000 | $364K | 0.1% | $52.00 * | $27.03 | +21.7% | COM | 92343V104 |