Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 16, 2019
Total Value: $281M (83.3% shares, 16.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 1,020,950 | $154M | 54.8% | $151.00 | $95.99 | — | TOTAL STK MKT | 922908769 |
| — | BANK AMER CORP | 8,060 | $12.07M | 4.3% | $1497.39 | $1282.23 | — | 7.25%CNV PFD L | 060505682 |
| — | WELLS FARGO CO NEW | 7,800 | $11.74M | 4.2% | $1505.00 | $1311.05 | — | PERP PFD CNV A | 949746804 |
| — | PRICELINE GRP INC | 9,600,000 | $11.13M | 4.0% | $1.16 | $1.18 | — | NOTE 0.900% 9/1 | 741503AX4 |
| BND | VANGUARD BD INDEX FD | 127,445 | $10.76M | 3.8% | $84.43 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | ANTHEM INC | 2,600,000 | $8.697M | 3.1% | $3.35 | $3.27 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | NOVELLUS SYS INC | 1,030,000 | $7.36M | 2.6% | $7.15 | $2.79 | — | NOTE 2.625% 5/1 | 670008AD3 |
| BKLN | INVESCO EXCHNG TRADE | 305,300 | $6.897M | 2.5% | $22.59 | $22.61 | — | SR LN ETF | 46138G508 |
| — | BLACKROCK FLOAT RATE | 480,133 | $6.059M | 2.2% | $12.62 | $12.13 | — | COM | 09255X100 |
| — | DANAHER CORPORATION | 1,025,000 | $5.648M | 2.0% | $5.51 | $1.84 | — | DBCV 1/2 | 235851AF9 |
| — | DOMINION ENERGY INC | 52,000 | $5.489M | 2.0% | $105.56 | $103.35 | — | UNIT 99/99/9999 | 25746U133 |
| — | AMERICAN ELEC PWR CO | 87,800 | $4.836M | 1.7% | $55.08 | $53.12 | — | UNIT 03/15/2022 | 025537127 |
| — | ILLUMINA INC | 4,000,000 | $4.425M | 1.6% | $1.11 | $1.11 | — | NOTE 8/1 | 452327AK5 |
| — | INVESCO SR INCOME TR | 777,435 | $3.265M | 1.2% | $4.20 | $4.20 | — | COM | 46131H107 |
| — | BECTON DICKINSON & C | 51,200 | $3.17M | 1.1% | $61.91 | $55.51 | — | PFD SHS CONV A | 075887208 |
| — | NEXTERA ENERGY INC | 59,000 | $3.001M | 1.1% | $50.86 | $50.86 | — | UNIT 09/01/2022S | 65339F796 |
| — | WESTERN DIGITAL CORP | 3,000,000 | $2.873M | 1.0% | $0.96 | $0.96 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | SOUTHERN CO | 40,000 | $2.14M | 0.8% | $53.50 | $53.50 | — | UNIT 08/01/2022 | 842587602 |
| — | BLACKROCK CORPOR HI | 171,788 | $1.847M | 0.7% | $10.75 | $10.04 | — | COM | 09255P107 |
| — | AVAYA HLDGS CORP | 178,184 | $1.823M | 0.6% | $10.23 | $20.89 | — | COM | 05351X101 |
| — | STANLEY BLACK & DECK | 17,000 | $1.708M | 0.6% | $100.47 | $123.06 | — | UNIT 05/15/2020 | 854502887 |
| SRLN | SSGA ACTIVE ETF TR | 34,000 | $1.575M | 0.6% | $46.32 | $46.06 | — | BLKSTN GSOSRLN | 78467V608 |
| BJ | BJS WHSL CLUB HLDGS | 43,806 | $1.133M | 0.4% | $25.86 * | $24.90 | 0.0% | COM | 05550J101 |
| — | BLACKROCK DEBT STRAT | 101,061 | $1.086M | 0.4% | $10.75 | $10.43 | — | COM NEW | 09255R202 |
| — | AMERICAN RLTY CAP PP | 1,000,000 | $1.012M | 0.4% | $1.01 | $1.01 | — | NOTE 3.750%12/1 | 02917TAB0 |
| CYH | COMMUNITY HEALTH SYS | 180,269 | $649K | 0.2% | $3.60 * | $3.33 | -21.8% | COM | 203668108 |
| CCO | CLEAR CHANNEL OUTDOO | 201,171 | $507K | 0.2% | $2.52 * | $4.21 | -25.6% | COM | 18453H106 |
| — | KAMAN CORP | 412,000 | $470K | 0.2% | $1.14 | $1.13 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | AKAMAI TECHNOLOGIES | 400,000 | $458K | 0.2% | $1.15 | $1.07 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | II VI INC | 400,000 | $413K | 0.1% | $1.03 | $0.97 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | SILICON LABORATORIES | 300,000 | $390K | 0.1% | $1.30 | $1.24 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | JAZZ INVESTMENTS I L | 400,000 | $385K | 0.1% | $0.96 | $0.96 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | DYCOM INDS INC | 400,000 | $384K | 0.1% | $0.96 | $0.95 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | CORNERSTONE BLDG BRA | 62,586 | $379K | 0.1% | $6.06 | $5.83 | — | COM | 21925D109 |
| — | PALO ALTO NETWORKS I | 350,000 | $368K | 0.1% | $1.05 | $1.05 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | LUMENTUM HLDGS INC | 310,000 | $359K | 0.1% | $1.16 | $1.00 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | VERINT SYS INC | 350,000 | $352K | 0.1% | $1.01 | $0.97 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | WIX COM LTD | 300,000 | $332K | 0.1% | $1.11 | $1.11 | — | NOTE 7/0 | 92940WAB5 |
| — | TWITTER INC | 300,000 | $318K | 0.1% | $1.06 | $0.97 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | MARRIOTT VACTINS WOR | 300,000 | $301K | 0.1% | $1.00 | $0.89 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | CREE INC | 250,000 | $274K | 0.1% | $1.10 | $1.10 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | MOMO INC | 300,000 | $270K | 0.1% | $0.90 | $0.90 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | ON SEMICONDUCTOR COR | 200,000 | $240K | 0.1% | $1.20 | $1.12 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | LIVE NATION ENTERTAI | 200,000 | $234K | 0.1% | $1.17 | $1.15 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | SQUARE INC | 200,000 | $222K | 0.1% | $1.11 | $1.19 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | FERRELLGAS PARTNERS | 102,340 | $108K | 0.0% | $1.06 | $2.21 | — | UNIT LTD PART | 315293100 |
| — | REPLIGEN CORP | 100,000 | $99,000 | 0.0% | $0.99 | $0.99 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | WHITING PETE CORP NE | 39,000 | $38,000 | 0.0% | $0.97 | $0.96 | — | NOTE 1.250% 4/0 | 966387AL6 |