Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Jan 15, 2020
Total Value: $293M (84.2% shares, 15.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 1,009,650 | $165M | 56.3% | $163.62 | $95.99 | — | TOTAL STK MKT | 922908769 |
| — | BANK AMER CORP | 8,060 | $11.68M | 4.0% | $1449.01 | $1282.23 | — | 7.25%CNV PFD L | 060505682 |
| — | WELLS FARGO CO NEW | 7,800 | $11.31M | 3.9% | $1450.00 | $1311.05 | — | PERP PFD CNV A | 949746804 |
| — | PRICELINE GRP INC | 9,600,000 | $11.06M | 3.8% | $1.15 | $1.18 | — | NOTE 0.900% 9/1 | 741503AX4 |
| BND | VANGUARD BD INDEX FD | 126,445 | $10.6M | 3.6% | $83.86 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | NOVELLUS SYS INC | 1,030,000 | $9.392M | 3.2% | $9.12 | $2.79 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | ANTHEM INC | 2,100,000 | $8.819M | 3.0% | $4.20 | $3.27 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | SOUTHERN CO | 122,000 | $6.576M | 2.2% | $53.90 | $53.77 | — | UNIT 08/01/2022 | 842587602 |
| — | DOMINION ENERGY INC | 58,500 | $6.259M | 2.1% | $106.99 | $103.75 | — | UNIT 99/99/9999 | 25746U133 |
| — | NEXTERA ENERGY INC | 112,000 | $5.743M | 2.0% | $51.28 | $51.06 | — | UNIT 09/01/2022S | 65339F796 |
| BKLN | INVESCO EXCHNG TRADE | 216,300 | $4.936M | 1.7% | $22.82 | $22.61 | — | SR LN ETF | 46138G508 |
| — | AMERICAN ELEC PWR CO | 89,300 | $4.834M | 1.6% | $54.13 | $53.14 | — | UNIT 03/15/2022 | 025537127 |
| — | ILLUMINA INC | 4,000,000 | $4.408M | 1.5% | $1.10 | $1.11 | — | NOTE 8/1 | 452327AK5 |
| — | BLACKROCK FLOAT RATE | 257,325 | $3.458M | 1.2% | $13.44 | $12.13 | — | COM | 09255X100 |
| — | NEUBERGER BERMAN HGH | 256,981 | $3.174M | 1.1% | $12.35 | $12.35 | — | COM | 64128C106 |
| — | DTE ENERGY CO | 60,000 | $3.076M | 1.0% | $51.27 | $51.27 | — | UNIT 11/01/2022S | 233331842 |
| — | INVESCO SR INCOME TR | 705,585 | $3.027M | 1.0% | $4.29 | $4.20 | — | COM | 46131H107 |
| — | WESTERN DIGITAL CORP | 3,000,000 | $2.938M | 1.0% | $0.98 | $0.96 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | STANLEY BLACK & DECK | 25,000 | $2.724M | 0.9% | $108.96 | $108.96 | — | UNIT 11/15/2022 | 854502846 |
| — | AVAYA HLDGS CORP | 143,397 | $1.936M | 0.7% | $13.50 | $20.89 | — | COM | 05351X101 |
| — | STANLEY BLACK & DECK | 17,000 | $1.855M | 0.6% | $109.12 | $123.06 | — | UNIT 05/15/2020 | 854502887 |
| — | BECTON DICKINSON & C | 25,000 | $1.637M | 0.6% | $65.48 | $55.51 | — | PFD SHS CONV A | 075887208 |
| — | AMERICAN RLTY CAP PP | 1,000,000 | $1.012M | 0.3% | $1.01 | $1.01 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | BLACKROCK DEBT STRAT | 71,849 | $805K | 0.3% | $11.20 | $10.43 | — | COM NEW | 09255R202 |
| CCO | CLEAR CHANNEL OUTDOO | 201,171 | $575K | 0.2% | $2.86 * | $4.21 | -39.9% | COM | 18453H106 |
| — | ON SEMICONDUCTOR COR | 400,000 | $552K | 0.2% | $1.38 | $1.25 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | KAMAN CORP | 412,000 | $493K | 0.2% | $1.20 | $1.13 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | LUMENTUM HLDGS INC | 310,000 | $452K | 0.2% | $1.46 | $1.00 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | II VI INC | 400,000 | $408K | 0.1% | $1.02 | $0.97 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | JAZZ INVESTMENTS I L | 400,000 | $402K | 0.1% | $1.00 | $0.96 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | DYCOM INDS INC | 400,000 | $388K | 0.1% | $0.97 | $0.95 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | PALO ALTO NETWORKS I | 350,000 | $386K | 0.1% | $1.10 | $1.05 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | VERINT SYS INC | 350,000 | $377K | 0.1% | $1.08 | $0.97 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | MARRIOTT VACTINS WOR | 300,000 | $320K | 0.1% | $1.07 | $0.89 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| CYH | COMMUNITY HEALTH SYS | 108,469 | $315K | 0.1% | $2.90 * | $3.33 | +4.0% | COM | 203668108 |
| — | MOMO INC | 300,000 | $279K | 0.1% | $0.93 | $0.90 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | CREE INC | 250,000 | $265K | 0.1% | $1.06 | $1.10 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | LIVE NATION ENTERTAI | 200,000 | $244K | 0.1% | $1.22 | $1.15 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | ISIS PHARMACEUTICALS | 200,000 | $229K | 0.1% | $1.15 | $1.15 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | SQUARE INC | 200,000 | $223K | 0.1% | $1.11 | $1.19 | — | NOTE 0.500% 5/1 | 852234AD5 |
| IHRT | IHEARTMEDIA INC | 12,510 | $211K | 0.1% | $16.87 * | $15.15 | 0.0% | COM CL A | 45174J509 |
| — | NEW RELIC INC | 200,000 | $194K | 0.1% | $0.97 | $0.97 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| — | TWITTER INC | 200,000 | $193K | 0.1% | $0.96 | $0.97 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | CORNERSTONE BLDG BRA | 21,170 | $180K | 0.1% | $8.50 | $5.83 | — | COM | 21925D109 |
| — | REPLIGEN CORP | 100,000 | $108K | 0.0% | $1.08 | $0.99 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | SIRIUS XM HLDGS INC | 10,400 | $74,000 | 0.0% | $7.12 | $7.12 | — | COM | 82968B103 |
| — | WHITING PETE CORP NE | 39,000 | $38,000 | 0.0% | $0.97 | $0.96 | — | NOTE 1.250% 4/0 | 966387AL6 |
| — | FERRELLGAS PARTNERS | 102,340 | $34,000 | 0.0% | $0.33 | $2.21 | — | UNIT LTD PART | 315293100 |