Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 21, 2020
Total Value: $304M (88.7% shares, 11.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 992,550 | $169M | 55.6% | $170.31 | $95.99 | — | TOTAL STK MKT | 922908769 |
| — | DENBURY INC | 1,163,034 | $20.47M | 6.7% | $17.60 | $17.60 | — | COM | 24790A101 |
| — | BK OF AMERICA CORP | 8,125 | $12.09M | 4.0% | $1488.00 | $1288.94 | — | 7.25%CNV PFD L | 060505682 |
| — | WELLS FARGO CO NEW | 8,800 | $11.82M | 3.9% | $1343.07 | $1314.68 | — | PERP PFD CNV A | 949746804 |
| BND | VANGUARD BD INDEX FD | 121,203 | $10.69M | 3.5% | $88.22 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | SOUTHWEST AIRLS CO | 6,825,000 | $8.941M | 2.9% | $1.31 | $1.21 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | NEXTERA ENERGY INC | 112,000 | $6.066M | 2.0% | $54.16 | $51.06 | — | UNIT 09/01/2022S | 65339F796 |
| — | NEXTERA ENERGY INC | 103,000 | $4.808M | 1.6% | $46.68 | $44.57 | — | UNIT 99/99/9999 | 65339F770 |
| — | SOUTHERN CO | 101,000 | $4.701M | 1.5% | $46.54 | $53.77 | — | UNIT 08/01/2022 | 842587602 |
| — | DOMINION ENERGY INC | 45,700 | $4.65M | 1.5% | $101.75 | $103.75 | — | UNIT 99/99/9999 | 25746U133 |
| — | FORTIVE CORP | 4,050,000 | $4.078M | 1.3% | $1.01 | $0.93 | — | NOTE 0.875% 2/1 | 34959JAK4 |
| — | PRICELINE GRP INC | 3,000,000 | $3.2M | 1.1% | $1.07 | $1.18 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | WESTERN DIGITAL CORP | 3,150,000 | $3.006M | 1.0% | $0.95 | $0.94 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | DTE ENERGY CO | 60,000 | $2.71M | 0.9% | $45.17 | $51.27 | — | UNIT 11/01/2022S | 233331842 |
| — | AMERICAN ELEC PWR CO | 55,250 | $2.68M | 0.9% | $48.51 | $53.14 | — | UNIT 03/15/2022 | 025537127 |
| — | INVESCO SR INCOME TR | 721,550 | $2.641M | 0.9% | $3.66 | $4.06 | — | COM | 46131H107 |
| — | STANLEY BLACK & DECK | 25,000 | $2.523M | 0.8% | $100.92 | $108.96 | — | UNIT 11/15/2022 | 854502846 |
| — | WELLPOINT INC | 640,000 | $2.401M | 0.8% | $3.75 | $3.27 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | ILLUMINA INC | 2,200,000 | $2.349M | 0.8% | $1.07 | $1.05 | — | NOTE 8/1 | 452327AK5 |
| — | BLACKROCK FLOATING R | 194,961 | $2.242M | 0.7% | $11.50 | $12.03 | — | COM | 09255X100 |
| — | ILLUMINA INC | 1,500,000 | $1.932M | 0.6% | $1.29 | $1.49 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | NEUBERGER BERMAN HIG | 173,458 | $1.924M | 0.6% | $11.09 | $12.10 | — | COM | 64128C106 |
| BKLN | INVESCO EXCH TRADED | 80,799 | $1.757M | 0.6% | $21.75 | $22.02 | — | SR LN ETF | 46138G508 |
| — | MICRON TECHNOLOGY IN | 370,000 | $1.73M | 0.6% | $4.68 | $4.22 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | AMERICAN ELEC PWR CO | 34,580 | $1.695M | 0.6% | $49.02 | $49.02 | — | UNIT 99/99/9999 | 02557T307 |
| — | EURONET WORLDWIDE IN | 1,750,000 | $1.683M | 0.6% | $0.96 | $0.91 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | ARES CAPITAL CORP | 1,600,000 | $1.621M | 0.5% | $1.01 | $0.90 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| HYG | ISHARES TR | 15,594 | $1.308M | 0.4% | $83.88 | $81.63 | — | IBOXX HI YD ETF | 464288513 |
| — | BLACKROCK DEBT STRAT | 113,762 | $1.131M | 0.4% | $9.94 | $9.99 | — | COM NEW | 09255R202 |
| — | PROSPECT CAP CORP | 1,000,000 | $1.025M | 0.3% | $1.02 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | AVAYA HLDGS CORP | 750,000 | $712K | 0.2% | $0.95 | $0.95 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| SRLN | SSGA ACTIVE ETF TR | 15,000 | $671K | 0.2% | $44.73 | $44.73 | — | BLKSTN GSOSRLN | 78467V608 |
| — | ARES CAPITAL CORP | 600,000 | $625K | 0.2% | $1.04 | $0.86 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | CORNERSTONE BLDG BRA | 70,217 | $560K | 0.2% | $7.98 | $5.28 | — | COM | 21925D109 |
| CCO | CLEAR CHANNEL OUTDOO | 529,838 | $530K | 0.2% | $1.00 * | $2.41 | -55.5% | COM | 18453H106 |
| — | TPG SPECIALTY LENDIN | 486,000 | $502K | 0.2% | $1.03 | $0.93 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | AMERICAN RLTY CAP PP | 500,000 | $501K | 0.2% | $1.00 | $1.01 | — | NOTE 3.750%12/1 | 02917TAB0 |
| IHRT | IHEARTMEDIA INC | 59,891 | $486K | 0.2% | $8.11 * | $12.57 | -32.3% | COM CL A | 45174J509 |
| — | AVAYA HLDGS CORP | 31,179 | $474K | 0.2% | $15.20 | $20.89 | — | COM | 05351X101 |
| — | INVESCO HIGH INCOME | 38,411 | $471K | 0.2% | $12.26 | $10.72 | — | COM | 46131F101 |
| XXHYBXX | NEW AMER HIGH INCOME | 57,272 | $468K | 0.2% | $8.17 | $7.37 | — | COM NEW | 641876800 |
| CYH | COMMUNITY HEALTH SYS | 62,973 | $266K | 0.1% | $4.22 * | $3.29 | +33.9% | COM | 203668108 |
| — | SUMMIT MIDSTREAM PAR | 367,275 | $240K | 0.1% | $0.65 | $0.94 | — | COM UNIT LTD | 866142102 |
| — | WHITING PETE CORP NE | 13,798 | $239K | 0.1% | $17.32 | $17.32 | — | COM NEW | 966387508 |
| — | CSI COMPRESSCO LP | 210,481 | $187K | 0.1% | $0.89 | $0.76 | — | COM UNIT | 12637A103 |
| — | RIVERNORTH OPPORTUNI | 12,200 | $175K | 0.1% | $14.34 | $14.34 | — | COM | 76881Y109 |