Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 29, 2021
Total Value: $329M (89.3% shares, 10.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 987,240 | $192M | 58.3% | $194.64 | $95.99 | — | TOTAL STK MKT | 922908769 |
| CHRD | OASIS PETROLEUM INC | 712,798 | $26.42M | 8.0% | $37.06 * | $10.09 | 0.0% | COM NEW | 674215207 |
| — | WELLS FARGO CO NEW | 8,000 | $12.16M | 3.7% | $1520.38 | $1314.68 | — | PERP PFD CNV A | 949746804 |
| — | BK OF AMERICA CORP | 7,950 | $12.07M | 3.7% | $1518.62 | $1288.94 | — | 7.25%CNV PFD L | 060505682 |
| BND | VANGUARD BD INDEX FD | 119,568 | $10.54M | 3.2% | $88.19 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | SOUTHWEST AIRLS CO | 6,340,000 | $9.241M | 2.8% | $1.46 | $1.21 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | NEXTERA ENERGY INC | 112,000 | $6.63M | 2.0% | $59.20 | $51.06 | — | UNIT 09/01/2022S | 65339F796 |
| — | NEXTERA ENERGY INC | 103,000 | $5.237M | 1.6% | $50.84 | $44.57 | — | UNIT 99/99/9999 | 65339F770 |
| — | SOUTHERN CO | 93,000 | $4.827M | 1.5% | $51.90 | $53.77 | — | UNIT 08/01/2022 | 842587602 |
| — | DOMINION ENERGY INC | 44,000 | $4.415M | 1.3% | $100.34 | $103.75 | — | UNIT 99/99/9999 | 25746U133 |
| — | FORTIVE CORP | 4,050,000 | $4.186M | 1.3% | $1.03 | $0.93 | — | NOTE 0.875% 2/1 | 34959JAK4 |
| — | PRICELINE GRP INC | 3,000,000 | $3.485M | 1.1% | $1.16 | $1.18 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | WESTERN DIGITAL CORP | 3,150,000 | $3.147M | 1.0% | $1.00 | $0.94 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | DTE ENERGY CO | 60,000 | $2.888M | 0.9% | $48.13 | $51.27 | — | UNIT 11/01/2022S | 233331842 |
| — | STANLEY BLACK & DECK | 25,000 | $2.796M | 0.8% | $111.84 | $108.96 | — | UNIT 11/15/2022 | 854502846 |
| — | AMERICAN ELEC PWR CO | 55,250 | $2.768M | 0.8% | $50.10 | $53.14 | — | UNIT 08/01/2021 | 025537127 |
| — | MICRON TECHNOLOGY IN | 340,000 | $2.56M | 0.8% | $7.53 | $4.22 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | ILLUMINA INC | 2,200,000 | $2.502M | 0.8% | $1.14 | $1.05 | — | NOTE 8/1 | 452327AK5 |
| — | WELLPOINT INC | 500,000 | $2.242M | 0.7% | $4.48 | $3.27 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | ILLUMINA INC | 1,500,000 | $2.2M | 0.7% | $1.47 | $1.49 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | EURONET WORLDWIDE IN | 1,750,000 | $1.987M | 0.6% | $1.14 | $0.91 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | INVESCO SR INCOME TR | 469,248 | $1.868M | 0.6% | $3.98 | $4.06 | — | COM | 46131H107 |
| — | BLACKROCK FLOATING R | 150,230 | $1.819M | 0.6% | $12.11 | $12.03 | — | COM | 09255X100 |
| — | AMERICAN ELEC PWR CO | 34,580 | $1.751M | 0.5% | $50.64 | $49.02 | — | UNIT 08/15/2025 | 02557T307 |
| — | ARES CAPITAL CORP | 1,600,000 | $1.644M | 0.5% | $1.03 | $0.90 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | PROSPECT CAP CORP | 1,000,000 | $1.032M | 0.3% | $1.03 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | BLACKROCK DEBT STRAT | 81,476 | $851K | 0.3% | $10.44 | $9.99 | — | COM NEW | 09255R202 |
| BKLN | INVESCO EXCH TRADED | 31,100 | $693K | 0.2% | $22.28 | $22.02 | — | SR LN ETF | 46138G508 |
| SRLN | SSGA ACTIVE ETF TR | 15,000 | $685K | 0.2% | $45.67 | $44.73 | — | BLKSTN GSOSRLN | 78467V608 |
| — | ARES CAPITAL CORP | 600,000 | $635K | 0.2% | $1.06 | $0.86 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| CCO | CLEAR CHANNEL OUTDOO | 330,597 | $545K | 0.2% | $1.65 * | $2.41 | -47.9% | COM | 18453H106 |
| — | TPG SPECIALTY LENDIN | 486,000 | $526K | 0.2% | $1.08 | $0.93 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | NEUBERGER BERMAN HIG | 44,119 | $516K | 0.2% | $11.70 | $12.10 | — | COM | 64128C106 |
| — | AVAYA HLDGS CORP | 21,073 | $404K | 0.1% | $19.17 | $20.89 | — | COM | 05351X101 |
| XXHYBXX | NEW AMER HIGH INCOME | 44,908 | $390K | 0.1% | $8.68 | $7.37 | — | COM NEW | 641876800 |
| — | CORNERSTONE BLDG BRA | 41,705 | $387K | 0.1% | $9.28 | $5.28 | — | COM | 21925D109 |
| IHRT | IHEARTMEDIA INC | 26,056 | $338K | 0.1% | $12.97 * | $12.57 | -18.1% | COM CL A | 45174J509 |
| — | SUMMIT MIDSTREAM PAR | 22,859 | $286K | 0.1% | $12.51 | $12.51 | — | COM UNIT LTD | 866142409 |
| — | INVESCO HIGH INCOME | 19,422 | $264K | 0.1% | $13.59 | $10.72 | — | COM | 46131F101 |
| — | CSI COMPRESSCO LP | 210,990 | $224K | 0.1% | $1.06 | $0.76 | — | COM UNIT | 12637A103 |