Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 2, 2021
Total Value: $331M (88.6% shares, 11.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 968,531 | $215M | 65.0% | $222.06 | $98.45 | — | TOTAL STK MKT | 922908769 |
| CHRD | OASIS PETROLEUM INC | 159,203 | $15.83M | 4.8% | $99.42 * | $10.09 | +499.7% | COM NEW | 674215207 |
| BND | VANGUARD BD INDEX FD | 115,452 | $9.865M | 3.0% | $85.45 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | SOUTHWEST AIRLS CO | 6,125,000 | $9.172M | 2.8% | $1.50 | $1.22 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | BONANZA CREEK ENERGY | 173,487 | $8.31M | 2.5% | $47.90 | $47.07 | — | COM NEW | 097793400 |
| — | NEXTERA ENERGY INC | 101,500 | $5.949M | 1.8% | $58.61 | $51.06 | — | UNIT 09/01/2022S | 65339F796 |
| — | PIONEER NAT RES CO | 3,590,000 | $5.812M | 1.8% | $1.62 | $1.60 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | NEXTERA ENERGY INC | 104,666 | $5.334M | 1.6% | $50.96 | $45.07 | — | UNIT 99/99/9999 | 65339F770 |
| — | SOUTHERN CO | 94,000 | $4.795M | 1.4% | $51.01 | $53.60 | — | UNIT 08/01/2022 | 842587602 |
| — | DOMINION ENERGY INC | 43,900 | $4.264M | 1.3% | $97.13 | $103.28 | — | UNIT 99/99/9999 | 25746U133 |
| — | FORTIVE CORP | 4,050,000 | $4.08M | 1.2% | $1.01 | $0.93 | — | NOTE 0.875% 2/1 | 34959JAK4 |
| — | DTE ENERGY CO | 70,500 | $3.543M | 1.1% | $50.26 | $51.07 | — | UNIT 11/01/2022S | 233331842 |
| — | BOOKING HOLDINGS INC | 2,300,000 | $3.389M | 1.0% | $1.47 | $1.42 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | WESTERN DIGITAL CORP | 2,965,000 | $3.004M | 0.9% | $1.01 | $0.94 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | STANLEY BLACK & DECK | 25,000 | $2.631M | 0.8% | $105.24 | $108.96 | — | UNIT 11/15/2022 | 854502846 |
| — | AMERICAN ELEC PWR CO | 53,250 | $2.538M | 0.8% | $47.66 | $53.14 | — | UNIT 08/01/2021 | 025537127 |
| — | NISOURCE INC | 23,800 | $2.462M | 0.7% | $103.45 | $102.82 | — | UNIT 12/01/2023 | 65473P121 |
| — | ILLUMINA INC | 1,825,000 | $2.129M | 0.6% | $1.17 | $1.05 | — | NOTE 8/1 | 452327AK5 |
| — | ANTHEM INC | 400,000 | $2.113M | 0.6% | $5.28 | $3.27 | — | NOTE 2.750%10/1 | 94973VBG1 |
| SRLN | SSGA ACTIVE ETF TR | 44,402 | $2.043M | 0.6% | $46.01 | $45.66 | — | BLACKSTONE SENR | 78467V608 |
| — | AVAYA HLDGS CORP | 1,786,000 | $1.88M | 0.6% | $1.05 | $1.05 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | AMERICAN ELEC PWR CO | 37,180 | $1.849M | 0.6% | $49.73 | $49.11 | — | UNIT 08/15/2025 | 02557T307 |
| BKLN | INVESCO EXCH TRADED | 80,900 | $1.789M | 0.5% | $22.11 | $22.09 | — | SR LN ETF | 46138G508 |
| — | EURONET WORLDWIDE IN | 1,460,000 | $1.619M | 0.5% | $1.11 | $0.92 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | ARES CAPITAL CORP | 1,500,000 | $1.609M | 0.5% | $1.07 | $0.90 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | INVESCO SR INCOME TR | 302,238 | $1.345M | 0.4% | $4.45 | $4.06 | — | COM | 46131H107 |
| — | PROSPECT CAP CORP | 1,000,000 | $1.085M | 0.3% | $1.08 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | HIGHLAND INCOME FD | 74,565 | $803K | 0.2% | $10.77 | $10.90 | — | HIGHLAND INCOME | 43010E404 |
| — | CSI COMPRESSCO LP | 412,587 | $741K | 0.2% | $1.80 | $1.28 | — | COM UNIT | 12637A103 |
| — | STARWOOD WAYPOINT HO | 420,000 | $708K | 0.2% | $1.69 | $1.69 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| — | ARES CAPITAL CORP | 600,000 | $666K | 0.2% | $1.11 | $0.86 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | CORNERSTONE BLDG BRA | 43,079 | $629K | 0.2% | $14.60 | $7.01 | — | COM | 21925D109 |
| — | BLACKROCK FLOATING R | 45,900 | $613K | 0.2% | $13.36 | $12.03 | — | COM | 09255X100 |
| — | AVAYA HLDGS CORP | 26,527 | $525K | 0.2% | $19.79 | $22.94 | — | COM | 05351X101 |
| VCSH | VANGUARD SCOTTSDALE | 6,177 | $509K | 0.2% | $82.40 | $82.73 | — | SHRT TRM CORP BD | 92206C409 |
| CCO | CLEAR CHANNEL OUTDOO | 176,595 | $479K | 0.1% | $2.71 * | $2.41 | +3.8% | COM | 18453H106 |
| — | TPG SPECIALTY LENDIN | 366,000 | $423K | 0.1% | $1.16 | $0.93 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | SUMMIT MIDSTREAM PAR | 9,388 | $334K | 0.1% | $35.58 | $12.51 | — | COM UNIT LTD | 866142409 |
| SPSB | SPDR SER TR | 9,398 | $294K | 0.1% | $31.28 | $31.28 | — | PORTFOLIO SHORT | 78464A474 |
| BSV | VANGUARD BD INDEX FD | 3,283 | $269K | 0.1% | $81.94 | $82.24 | — | SHORT TRM BOND | 921937827 |
| IHRT | IHEARTMEDIA INC | 10,296 | $258K | 0.1% | $25.06 | $12.57 | +96.1% | COM CL A | 45174J509 |
| HYG | ISHARES TR | 2,465 | $216K | 0.1% | $87.63 | $88.03 | — | IBOXX HI YD ETF | 464288513 |