Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Jan 28, 2022
Total Value: $360M (90.3% shares, 9.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 962,312 | $232M | 64.6% | $241.44 | $98.45 | — | TOTAL STK MKT | 922908769 |
| — | WELLS FARGO CO NEW | 8,000 | $11.94M | 3.3% | $1493.00 | $1493.00 | — | PERP PFD CNV A | 949746804 |
| — | BK OF AMERICA CORP | 7,950 | $11.49M | 3.2% | $1445.41 | $1445.41 | — | 7.25%CNV PFD L | 060505682 |
| BND | VANGUARD BD INDEX FD | 114,118 | $9.672M | 2.7% | $84.75 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | SOUTHWEST AIRLS CO | 5,875,000 | $7.853M | 2.2% | $1.34 | $1.22 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | NEXTERA ENERGY INC | 96,000 | $6.537M | 1.8% | $68.09 | $51.06 | — | UNIT 09/01/2022S | 65339F796 |
| — | PIONEER NAT RES CO | 3,380,000 | $6.04M | 1.7% | $1.79 | $1.60 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | NEXTERA ENERGY INC | 102,000 | $5.869M | 1.6% | $57.54 | $45.07 | — | UNIT 99/99/9999 | 65339F770 |
| — | KKR & CO INC | 57,500 | $5.363M | 1.5% | $93.27 | $93.27 | — | 6% MCONV PFD C | 48251W401 |
| — | SOUTHERN CO | 87,200 | $4.687M | 1.3% | $53.75 | $53.60 | — | UNIT 08/01/2022 | 842587602 |
| CIVI | CIVITAS RESOURCES IN | 92,104 | $4.51M | 1.3% | $48.97 * | $37.02 | 0.0% | COM NEW | 17888H103 |
| — | DOMINION ENERGY INC | 43,900 | $4.418M | 1.2% | $100.64 | $103.28 | — | UNIT 99/99/9999 | 25746U133 |
| — | DTE ENERGY CO | 70,500 | $3.619M | 1.0% | $51.33 | $51.07 | — | UNIT 11/01/2022S | 233331842 |
| — | BOOKING HOLDINGS INC | 2,300,000 | $3.389M | 0.9% | $1.47 | $1.42 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | WESTERN DIGITAL CORP | 2,965,000 | $3.008M | 0.8% | $1.01 | $0.94 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | FORTIVE CORP | 2,925,000 | $2.94M | 0.8% | $1.01 | $0.93 | — | NOTE 0.875% 2/1 | 34959JAK4 |
| — | AMERICAN ELEC PWR CO | 53,250 | $2.669M | 0.7% | $50.12 | $53.14 | — | UNIT 08/01/2021 | 025537127 |
| — | NISOURCE INC | 23,800 | $2.665M | 0.7% | $111.97 | $102.82 | — | UNIT 12/01/2023 | 65473P121 |
| SRLN | SSGA ACTIVE ETF TR | 56,042 | $2.557M | 0.7% | $45.63 | $45.65 | — | BLACKSTONE SENR | 78467V608 |
| CBL | CBL & ASSOC PPTYS IN | 73,891 | $2.305M | 0.6% | $31.19 | $31.19 | — | COMMON STOCK | 124830878 |
| BKLN | INVESCO EXCH TRADED | 101,200 | $2.237M | 0.6% | $22.10 | $22.09 | — | SR LN ETF | 46138G508 |
| — | ILLUMINA INC | 1,940,000 | $2.223M | 0.6% | $1.15 | $1.05 | — | NOTE 8/1 | 452327AK5 |
| — | STANLEY BLACK & DECK | 20,200 | $2.206M | 0.6% | $109.21 | $108.96 | — | UNIT 11/15/2022 | 854502846 |
| — | AMERICAN ELEC PWR CO | 37,180 | $1.956M | 0.5% | $52.61 | $49.11 | — | UNIT 08/15/2025 | 02557T307 |
| — | ANTHEM INC | 290,000 | $1.907M | 0.5% | $6.58 | $3.27 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | AVAYA HLDGS CORP | 1,786,000 | $1.89M | 0.5% | $1.06 | $1.05 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | ARES CAPITAL CORP | 1,500,000 | $1.646M | 0.5% | $1.10 | $0.90 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | EURONET WORLDWIDE IN | 1,460,000 | $1.591M | 0.4% | $1.09 | $0.92 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | INVESCO SR INCOME TR | 276,964 | $1.199M | 0.3% | $4.33 | $4.06 | — | COM | 46131H107 |
| — | PROSPECT CAP CORP | 1,000,000 | $1.101M | 0.3% | $1.10 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | HIGHLAND INCOME FD | 74,565 | $819K | 0.2% | $10.98 | $10.90 | — | HIGHLAND INCOME | 43010E404 |
| — | RIVERNORTH OPPORTUNI | 47,765 | $762K | 0.2% | $15.95 | $15.95 | — | COM | 76881Y109 |
| — | CORNERSTONE BLDG BRA | 39,511 | $689K | 0.2% | $17.44 | $7.01 | — | COM | 21925D109 |
| — | ARES CAPITAL CORP | 600,000 | $689K | 0.2% | $1.15 | $0.86 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | AVAYA HLDGS CORP | 28,449 | $563K | 0.2% | $19.79 | $22.73 | — | COM | 05351X101 |
| — | CSI COMPRESSCO LP | 465,670 | $554K | 0.2% | $1.19 | $1.27 | — | COM UNIT | 12637A103 |
| VCSH | VANGUARD SCOTTSDALE | 6,177 | $502K | 0.1% | $81.27 | $82.73 | — | SHRT TRM CORP BD | 92206C409 |
| CCO | CLEAR CHANNEL OUTDOO | 141,908 | $470K | 0.1% | $3.31 * | $2.41 | +29.4% | COM | 18453H106 |
| — | SIXTH STREET SPECIAL | 366,000 | $457K | 0.1% | $1.25 | $0.93 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| IHRT | IHEARTMEDIA INC | 21,658 | $456K | 0.1% | $21.05 | $17.09 | +24.0% | COM CL A | 45174J509 |
| — | SUMMIT MIDSTREAM PAR | 19,288 | $428K | 0.1% | $22.19 | $17.48 | — | COM UNIT LTD | 866142409 |
| — | EXTERRAN CORP | 135,811 | $405K | 0.1% | $2.98 | $2.98 | — | COM | 30227H106 |
| SPSB | SPDR SER TR | 9,398 | $291K | 0.1% | $30.96 | $31.28 | — | PORTFOLIO SHORT | 78464A474 |
| BSV | VANGUARD BD INDEX FD | 3,283 | $265K | 0.1% | $80.72 | $82.24 | — | SHORT TRM BOND | 921937827 |
| — | NATIONAL CINEMEDIA I | 83,063 | $233K | 0.1% | $2.81 | $2.81 | — | COM | 635309107 |
| HYG | ISHARES TR | 2,465 | $214K | 0.1% | $86.82 | $88.03 | — | IBOXX HI YD ETF | 464288513 |
| XEFLX | EATON VANCE FLOATING | 20,000 | $185K | 0.1% | $9.25 | $9.25 | — | COM | 27831H100 |