Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Oct 17, 2022
Total Value: $171M (80.2% shares, 19.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 404,084 | $72.52M | 42.3% | $179.47 | $99.66 | — | TOTAL STK MKT | 922908769 |
| — | WELLS FARGO CO NEW | 8,000 | $9.37M | 5.5% | $1171.25 | $1493.00 | — | PERP PFD CNV A | 949746804 |
| — | BK OF AMERICA CORP | 7,950 | $9.325M | 5.4% | $1172.96 | $1445.41 | — | 7.25%CNV PFD L | 060505682 |
| — | NEXTERA ENERGY INC | 164,221 | $8.175M | 4.8% | $49.78 | $46.86 | — | UNIT 03/01/2023 | 65339F770 |
| BND | VANGUARD BD INDEX FD | 111,338 | $7.942M | 4.6% | $71.33 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | PIONEER NAT RES CO | 3,539,000 | $7.683M | 4.5% | $2.17 | $1.63 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | SOUTHWEST AIRLS CO | 5,375,000 | $6.156M | 3.6% | $1.15 | $1.22 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | DTE ENERGY CO | 116,000 | $5.816M | 3.4% | $50.14 | $51.07 | — | UNIT 11/01/2022 | 233331842 |
| — | AMERICAN ELEC PWR CO | 86,426 | $4.278M | 2.5% | $49.50 | $50.96 | — | UNIT 08/15/2023 | 02557T307 |
| — | NISOURCE INC | 40,500 | $4.074M | 2.4% | $100.59 | $104.40 | — | UNIT 12/01/2023 | 65473P121 |
| — | KKR & CO INC | 70,200 | $3.833M | 2.2% | $54.60 | $86.53 | — | 6% MCONV PFD C | 48251W401 |
| — | EQT CORP | 1,300,000 | $3.589M | 2.1% | $2.76 | $2.36 | — | NOTE 1.750% 5/0 | 26884LAK5 |
| — | WESTERN DIGITAL CORP | 3,185,000 | $3.032M | 1.8% | $0.95 | $0.95 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | AVAYA HLDGS CORP | 6,786,000 | $2.969M | 1.7% | $0.44 | $0.99 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | BOOKING HOLDINGS INC | 2,300,000 | $2.774M | 1.6% | $1.21 | $1.42 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | EXPEDIA GROUP INC | 2,600,000 | $2.262M | 1.3% | $0.87 | $1.17 | — | NOTE 2/1 | 30212PBE4 |
| — | ILLUMINA INC | 2,130,000 | $2.045M | 1.2% | $0.96 | $1.05 | — | NOTE 8/1 | 452327AK5 |
| — | CSI COMPRESSCO LP | 1,706,411 | $1.997M | 1.2% | $1.17 | $1.36 | — | COM UNIT | 12637A103 |
| CBL | CBL & ASSOC PPTYS IN | 59,145 | $1.515M | 0.9% | $25.62 | $30.55 | — | COMMON STOCK | 124830878 |
| — | EURONET WORLDWIDE IN | 1,460,000 | $1.327M | 0.8% | $0.91 | $0.92 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | STANLEY BLACK & DECK | 23,000 | $1.134M | 0.7% | $49.30 | $101.70 | — | UNIT 11/15/2022 | 854502846 |
| — | ARES CAPITAL CORP | 1,070,000 | $1.097M | 0.6% | $1.03 | $0.98 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | PROSPECT CAP CORP | 1,000,000 | $1.026M | 0.6% | $1.03 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | INVESCO SR INCOME TR | 263,964 | $982K | 0.6% | $3.72 | $4.06 | — | COM | 46131H107 |
| — | EATON VANCE FLTING R | 67,882 | $771K | 0.5% | $11.36 | $12.90 | — | COM | 278279104 |
| — | EATON VANCE SR FLTNG | 55,191 | $613K | 0.4% | $11.11 | $13.27 | — | COM | 27828Q105 |
| VCSH | VANGUARD SCOTTSDALE | 6,177 | $459K | 0.3% | $74.31 | $82.73 | — | SHRT TRM CORP BD | 92206C409 |
| — | BLACKROCK CORPOR HI | 49,591 | $424K | 0.2% | $8.55 | $10.55 | — | COM | 09255P107 |
| XEFLX | EATON VANCE FLOATING | 46,973 | $404K | 0.2% | $8.60 | $9.13 | — | COM | 27831H100 |
| — | SUMMIT MIDSTREAM PAR | 25,933 | $390K | 0.2% | $15.04 | $16.70 | — | COM UNIT LTD | 866142409 |
| CCO | CLEAR CHANNEL OUTDOO | 281,621 | $386K | 0.2% | $1.37 * | $2.21 | -31.7% | COM | 18453H106 |
| IHRT | IHEARTMEDIA INC | 48,624 | $356K | 0.2% | $7.32 * | $14.28 | -39.4% | COM CL A | 45174J509 |
| — | BLACKROCK DEBT STRAT | 33,144 | $296K | 0.2% | $8.93 | $9.94 | — | COM NEW | 09255R202 |
| SRLN | SSGA ACTIVE ETF TR | 7,142 | $292K | 0.2% | $40.88 | $45.60 | — | BLACKSTONE SENR | 78467V608 |
| XXHYBXX | NEW AMER HIGH INCOME | 43,538 | $283K | 0.2% | $6.50 | $8.03 | — | COM NEW | 641876800 |
| SPSB | SPDR SER TR | 9,398 | $275K | 0.2% | $29.26 | $31.28 | — | PORTFOLIO SHORT | 78464A474 |
| BSV | VANGUARD BD INDEX FD | 3,283 | $246K | 0.1% | $74.93 | $82.24 | — | SHORT TRM BOND | 921937827 |
| — | PGIM HIGH YIELD BOND | 20,953 | $242K | 0.1% | $11.55 | $14.37 | — | COM | 69346H100 |
| — | WESTERN ASSET HIGH I | 51,880 | $226K | 0.1% | $4.36 | $5.39 | — | COM | 95766J102 |
| — | NEUBERGER BERMAN HIG | 24,108 | $190K | 0.1% | $7.88 | $10.43 | — | COM | 64128C106 |
| — | NATIONAL CINEMEDIA I | 256,578 | $167K | 0.1% | $0.65 | $1.47 | — | COM | 635309107 |
| — | FIRST TR SR FLTG RAT | 14,889 | $149K | 0.1% | $10.01 | $10.01 | — | COM | 33733U108 |
| XPHDX | PIONEER FLOATING RAT | 13,528 | $117K | 0.1% | $8.65 | $8.87 | — | COM | 72369J102 |
| — | AVAYA HLDGS CORP | 39,959 | $64,000 | 0.0% | $1.60 | $18.33 | — | COM | 05351X101 |
| — | BLACKROCK CORPOR HI | 31,425 | $0 | 0.0% | $0.00 | — | — | RIGHT 10/13/2022 | 09255L114 |