AEGON USA Investment Management, LLC Diversified Active

CIK: 0001454937 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: May 25, 2023

Total Value ($000): $173,609

Holdings (44)

VTI VANGUARD IDX FUND 44.4%

Value ($000) $77,049 Shares 402,997 Est. Cost $99.66 Unrealized —

— WELLS FARGO & COMPANY 5.5%

Value ($000) $9,480 Shares 8,000 Est. Cost $1493.00 Unrealized —

— BK OF AMERICA CORP 5.3%

Value ($000) $9,247 Shares 7,950 Est. Cost $1445.41 Unrealized —

— NEXTERA ENERGY INC 5.3%

Value ($000) $9,202 Shares 182,000 Est. Cost $47.22 Unrealized —

— PIONEER NATURAL RESOURCES 4.8%

Value ($000) $8,253 Shares 3,539,000 Est. Cost $1.63 Unrealized —

BND VANGUARD TOTAL BOND MARKET 4.6%

Value ($000) $7,945 Shares 110,598 Est. Cost $79.21 Unrealized —

— SOUTHWEST AIRLINES CO 3.7%

Value ($000) $6,455 Shares 5,375,000 Est. Cost $1.22 Unrealized —

— AMERICAN ELEC POWER CO 2.9%

Value ($000) $4,984 Shares 95,087 Est. Cost $51.09 Unrealized —

— KKR GROUP CO INC 2.8%

Value ($000) $4,882 Shares 85,200 Est. Cost $81.38 Unrealized —

— NISOURCE INC 2.6%

Value ($000) $4,460 Shares 42,684 Est. Cost $104.40 Unrealized —

— WESTERN DIGITAL CORPORATION 1.9%

Value ($000) $3,377 Shares 3,545,000 Est. Cost $0.95 Unrealized —

— BOOKING HOLDINGS INC 1.8%

Value ($000) $3,063 Shares 2,300,000 Est. Cost $1.42 Unrealized —

— EQT CORP 1.7%

Value ($000) $3,019 Shares 1,300,000 Est. Cost $2.36 Unrealized —

— ILLUMINA INC 1.3%

Value ($000) $2,338 Shares 2,420,000 Est. Cost $1.04 Unrealized —

— EXPEDIA GROUP INC 1.3%

Value ($000) $2,264 Shares 2,600,000 Est. Cost $1.17 Unrealized —

— CSI COMPRESSCO LP 1.3%

Value ($000) $2,209 Shares 1,660,549 Est. Cost $1.36 Unrealized —

— EURONET WORLDWIDE 0.8%

Value ($000) $1,381 Shares 1,460,000 Est. Cost $0.92 Unrealized —

CBL CBL & ASSOCIATES PROP 0.8%

Value ($000) $1,365 Shares 59,145 Est. Cost $30.55 Unrealized —

SRLN SPDR BLACKSTONE / GSO SENIOR 0.8%

Value ($000) $1,315 Shares 32,142 Est. Cost $41.94 Unrealized —

— ARES CAPITAL CORPORATION 0.7%

Value ($000) $1,135 Shares 1,070,000 Est. Cost $0.98 Unrealized —

BKLN INVESCO EXCH TRADED FD TR II 0.6%

Value ($000) $1,039 Shares 50,600 Est. Cost $20.53 Unrealized —

— INVESCO SENIOR INCOME TRUST 0.6%

Value ($000) $1,011 Shares 263,964 Est. Cost $4.06 Unrealized —

— PROSPECT CAPITAL CORP 0.6%

Value ($000) $996 Shares 1,000,000 Est. Cost $0.85 Unrealized —

— EATON VANCE FLOATING 0.5%

Value ($000) $819 Shares 73,894 Est. Cost $12.75 Unrealized —

— EATON VANCE SENIOR FLOATING 0.4%

Value ($000) $706 Shares 64,544 Est. Cost $12.93 Unrealized —

— NEW MTN FIN CORP 0.4%

Value ($000) $645 Shares 650,000 Est. Cost $0.99 Unrealized —

— BLACKROCK CORP HY 0.3%

Value ($000) $586 Shares 66,994 Est. Cost $10.08 Unrealized —

VCSH VANGUARD ST CORP BOND 0.3%

Value ($000) $464 Shares 6,177 Est. Cost $82.73 Unrealized —

— SUMMIT MIDSTREAM PARTNERS LP 0.2%

Value ($000) $433 Shares 25,933 Est. Cost $16.70 Unrealized —

— BLACKROCK DEBT STRAT 0.2%

Value ($000) $305 Shares 33,144 Est. Cost $9.94 Unrealized —

IHRT IHEARTMEDIA INC 0.2%

Value ($000) $298 Shares 48,624 Est. Cost $14.28 Unrealized -46.1%

CCO CLEAR CHANNEL OUTDOOR 0.2%

Value ($000) $296 Shares 281,621 Est. Cost $2.21 Unrealized -43.1%

XXHYBXX NEW AMERICA HIGH INCOME 0.2%

Value ($000) $287 Shares 43,538 Est. Cost $8.03 Unrealized —

SPSB SPDR PORTFOLIO ST CORP BOND 0.2%

Value ($000) $276 Shares 9,398 Est. Cost $31.28 Unrealized —

— FIRST TRUST SENIOR FLOATING 0.1%

Value ($000) $257 Shares 27,017 Est. Cost $9.79 Unrealized —

— AVAYA HOLDINGS CORP 0.1%

Value ($000) $254 Shares 6,786,000 Est. Cost $0.99 Unrealized —

— PGIM HY BOND FUND 0.1%

Value ($000) $249 Shares 20,953 Est. Cost $14.37 Unrealized —

BSV VANGUARD ST BOND INDEX 0.1%

Value ($000) $247 Shares 3,283 Est. Cost $82.24 Unrealized —

— EATON VANCE TAX MNGED BUY WR 0.1%

Value ($000) $220 Shares 16,756 Est. Cost $13.15 Unrealized —

— NEUBERGER BERMAN HY 0.1%

Value ($000) $205 Shares 24,108 Est. Cost $10.43 Unrealized —

— WESTERN ASSET HIGH INCOME 0.1%

Value ($000) $204 Shares 42,209 Est. Cost $5.39 Unrealized —

XHNWX PIONEER DIVERSIFIED HIGH 0.1%

Value ($000) $194 Shares 19,260 Est. Cost $10.08 Unrealized —

XPHDX PIONEER FLOATING RATE 0.1%

Value ($000) $119 Shares 13,528 Est. Cost $8.87 Unrealized —

— NATIONAL CINEMEDIA INC 0.0%

Value ($000) $74 Shares 337,746 Est. Cost $1.17 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD IDX FUND	402,997	$77,049	44.4%	$99.66	—	—	922908769
—	WELLS FARGO & COMPANY	8,000	$9,480	5.5%	$1493.00	—	—	949746804
—	BK OF AMERICA CORP	7,950	$9,247	5.3%	$1445.41	—	—	060505682
—	NEXTERA ENERGY INC	182,000	$9,202	5.3%	$47.22	—	—	65339F770
—	PIONEER NATURAL RESOURCES	3,539,000	$8,253	4.8%	$1.63	—	—	723787AP2
BND	VANGUARD TOTAL BOND MARKET	110,598	$7,945	4.6%	$79.21	—	—	921937835
—	SOUTHWEST AIRLINES CO	5,375,000	$6,455	3.7%	$1.22	—	—	844741BG2
—	AMERICAN ELEC POWER CO	95,087	$4,984	2.9%	$51.09	—	—	02557T307
—	KKR GROUP CO INC	85,200	$4,882	2.8%	$81.38	—	—	48251W401
—	NISOURCE INC	42,684	$4,460	2.6%	$104.40	—	—	65473P121
—	WESTERN DIGITAL CORPORATION	3,545,000	$3,377	1.9%	$0.95	—	—	958102AP0
—	BOOKING HOLDINGS INC	2,300,000	$3,063	1.8%	$1.42	—	—	09857LAN8
—	EQT CORP	1,300,000	$3,019	1.7%	$2.36	—	—	26884LAK5
—	ILLUMINA INC	2,420,000	$2,338	1.3%	$1.04	—	—	452327AK5
—	EXPEDIA GROUP INC	2,600,000	$2,264	1.3%	$1.17	—	—	30212PBE4
—	CSI COMPRESSCO LP	1,660,549	$2,209	1.3%	$1.36	—	—	12637A103
—	EURONET WORLDWIDE	1,460,000	$1,381	0.8%	$0.92	—	—	298736AL3
CBL	CBL & ASSOCIATES PROP	59,145	$1,365	0.8%	$30.55	—	—	124830878
SRLN	SPDR BLACKSTONE / GSO SENIOR	32,142	$1,315	0.8%	$41.94	—	—	78467V608
—	ARES CAPITAL CORPORATION	1,070,000	$1,135	0.7%	$0.98	—	—	04010LAW3
BKLN	INVESCO EXCH TRADED FD TR II	50,600	$1,039	0.6%	$20.53	—	—	46138G508
—	INVESCO SENIOR INCOME TRUST	263,964	$1,011	0.6%	$4.06	—	—	46131H107
—	PROSPECT CAPITAL CORP	1,000,000	$996	0.6%	$0.85	—	—	74348TAT9
—	EATON VANCE FLOATING	73,894	$819	0.5%	$12.75	—	—	278279104
—	EATON VANCE SENIOR FLOATING	64,544	$706	0.4%	$12.93	—	—	27828Q105
—	NEW MTN FIN CORP	650,000	$645	0.4%	$0.99	—	—	647551AC4
—	BLACKROCK CORP HY	66,994	$586	0.3%	$10.08	—	—	09255P107
VCSH	VANGUARD ST CORP BOND	6,177	$464	0.3%	$82.73	—	—	92206C409
—	SUMMIT MIDSTREAM PARTNERS LP	25,933	$433	0.2%	$16.70	—	—	866142409
—	BLACKROCK DEBT STRAT	33,144	$305	0.2%	$9.94	—	—	09255R202
IHRT	IHEARTMEDIA INC	48,624	$298	0.2%	$14.28	-46.1%	—	45174J509
CCO	CLEAR CHANNEL OUTDOOR	281,621	$296	0.2%	$2.21	-43.1%	—	18453H106
XXHYBXX	NEW AMERICA HIGH INCOME	43,538	$287	0.2%	$8.03	—	—	641876800
SPSB	SPDR PORTFOLIO ST CORP BOND	9,398	$276	0.2%	$31.28	—	—	78464A474
—	FIRST TRUST SENIOR FLOATING	27,017	$257	0.1%	$9.79	—	—	33733U108
—	AVAYA HOLDINGS CORP	6,786,000	$254	0.1%	$0.99	—	—	05351XAB7
—	PGIM HY BOND FUND	20,953	$249	0.1%	$14.37	—	—	69346H100
BSV	VANGUARD ST BOND INDEX	3,283	$247	0.1%	$82.24	—	—	921937827
—	EATON VANCE TAX MNGED BUY WR	16,756	$220	0.1%	$13.15	—	—	27828X100
—	NEUBERGER BERMAN HY	24,108	$205	0.1%	$10.43	—	—	64128C106
—	WESTERN ASSET HIGH INCOME	42,209	$204	0.1%	$5.39	—	—	95766J102
XHNWX	PIONEER DIVERSIFIED HIGH	19,260	$194	0.1%	$10.08	—	—	723653101
XPHDX	PIONEER FLOATING RATE	13,528	$119	0.1%	$8.87	—	—	72369J102
—	NATIONAL CINEMEDIA INC	337,746	$74	0.0%	$1.17	—	—	635309107