Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: May 25, 2023
Total Value: $309M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS ⚠ | 402,997 | $77.05M | 25.0% | $191.19 | $99.66 | — | — | 922908769 |
| VTI | VANGUARD IDX FUND ⚠ | 402,997 | $77.05M | 25.0% | $191.19 | $99.66 | — | TOTAL STK MKT | 922908769 |
| — | WELLS FARGO CO NEW ⚠ | 8,000 | $9.48M | 3.1% | $1185.00 | $1493.00 | — | — | 949746804 |
| — | WELLS FARGO & COMPANY ⚠ | 8,000 | $9.48M | 3.1% | $1185.00 | $1493.00 | — | PERP PFD CNV A | 949746804 |
| — | BK OF AMERICA CORP | 7,950 | $9.247M | 3.0% | $1163.20 | $1445.41 | — | 7.25%CNV PFD L | 060505682 |
| — | NEXTERA ENERGY INC | 182,000 | $9.202M | 3.0% | $50.56 | $47.22 | — | UNIT 03/01/2023 | 65339F770 |
| — | PIONEER NATURAL RESOURCES ⚠ | 3,539,000 | $8.253M | 2.7% | $2.33 | $1.63 | — | — | 723787AP2 |
| — | PIONEER NAT RES CO ⚠ | 3,539,000 | $8.253M | 2.7% | $2.33 | $1.63 | — | NOTE 0.250% 5/1 | 723787AP2 |
| BND | VANGUARD TOTAL BOND MARKET ⚠ | 110,598 | $7.945M | 2.6% | $71.84 | $79.21 | — | — | 921937835 |
| BND | VANGUARD BD INDEX FDS ⚠ | 110,598 | $7.945M | 2.6% | $71.84 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | SOUTHWEST AIRLINES CO ⚠ | 5,375,000 | $6.455M | 2.1% | $1.20 | $1.22 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | SOUTHWEST AIRLS CO ⚠ | 5,375,000 | $6.455M | 2.1% | $1.20 | $1.22 | — | — | 844741BG2 |
| — | AMERICAN ELEC PWR CO INC ⚠ | 95,087 | $4.984M | 1.6% | $52.42 | $51.09 | — | — | 02557T307 |
| — | AMERICAN ELEC POWER CO ⚠ | 95,087 | $4.984M | 1.6% | $52.42 | $51.09 | — | UNIT 08/15/2023 | 02557T307 |
| — | KKR & CO INC ⚠ | 85,200 | $4.882M | 1.6% | $57.30 | $81.38 | — | 6% MCONV PFD C | 48251W401 |
| — | KKR GROUP CO INC ⚠ | 85,200 | $4.882M | 1.6% | $57.30 | $81.38 | — | — | 48251W401 |
| — | NISOURCE INC | 42,684 | $4.46M | 1.4% | $104.50 | $104.40 | — | UNIT 12/01/2023 | 65473P121 |
| — | WESTERN DIGITAL CORP. ⚠ | 3,545,000 | $3.377M | 1.1% | $0.95 | $0.95 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | WESTERN DIGITAL CORPORATION ⚠ | 3,545,000 | $3.377M | 1.1% | $0.95 | $0.95 | — | — | 958102AP0 |
| — | BOOKING HOLDINGS INC | 2,300,000 | $3.063M | 1.0% | $1.33 | $1.42 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | EQT CORP | 1,300,000 | $3.019M | 1.0% | $2.32 | $2.36 | — | NOTE 1.750% 5/0 | 26884LAK5 |
| — | ILLUMINA INC | 2,420,000 | $2.338M | 0.8% | $0.97 | $1.04 | — | NOTE 8/1 | 452327AK5 |
| — | EXPEDIA GROUP INC | 2,600,000 | $2.264M | 0.7% | $0.87 | $1.17 | — | NOTE 2/1 | 30212PBE4 |
| — | CSI COMPRESSCO LP | 1,660,549 | $2.209M | 0.7% | $1.33 | $1.36 | — | COM UNIT | 12637A103 |
| — | EURONET WORLDWIDE ⚠ | 1,460,000 | $1.381M | 0.4% | $0.95 | $0.92 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | EURONET WORLDWIDE INC ⚠ | 1,460,000 | $1.381M | 0.4% | $0.95 | $0.92 | — | — | 298736AL3 |
| CBL | CBL & ASSOC PPTYS INC ⚠ | 59,145 | $1.365M | 0.4% | $23.08 | $30.55 | — | COMMON STOCK | 124830878 |
| CBL | CBL & ASSOCIATES PROP ⚠ | 59,145 | $1.365M | 0.4% | $23.08 | $30.55 | — | — | 124830878 |
| SRLN | SSGA ACTIVE ETF TR ⚠ | 32,142 | $1.315M | 0.4% | $40.90 | $41.94 | — | — | 78467V608 |
| SRLN | SPDR BLACKSTONE / GSO SENIOR ⚠ | 32,142 | $1.315M | 0.4% | $40.90 | $41.94 | — | BLACKSTONE SENR | 78467V608 |
| — | ARES CAPITAL CORP ⚠ | 1,070,000 | $1.135M | 0.4% | $1.06 | $0.98 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | ARES CAPITAL CORPORATION ⚠ | 1,070,000 | $1.135M | 0.4% | $1.06 | $0.98 | — | — | 04010LAW3 |
| BKLN | INVESCO EXCH TRADED FD TR II | 50,600 | $1.039M | 0.3% | $20.53 | $20.53 | — | SR LN ETF | 46138G508 |
| — | INVESCO SR INCOME TR ⚠ | 263,964 | $1.011M | 0.3% | $3.83 | $4.06 | — | — | 46131H107 |
| — | INVESCO SENIOR INCOME TRUST ⚠ | 263,964 | $1.011M | 0.3% | $3.83 | $4.06 | — | COM | 46131H107 |
| — | PROSPECT CAPITAL CORP ⚠ | 1,000,000 | $996K | 0.3% | $1.00 | $0.85 | — | — | 74348TAT9 |
| — | PROSPECT CAP CORP ⚠ | 1,000,000 | $996K | 0.3% | $1.00 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | EATON VANCE FLTING RATE INC ⚠ | 73,894 | $819K | 0.3% | $11.09 | $12.75 | — | — | 278279104 |
| — | EATON VANCE FLOATING ⚠ | 73,894 | $819K | 0.3% | $11.09 | $12.75 | — | COM | 278279104 |
| — | EATON VANCE SENIOR FLOATING ⚠ | 64,544 | $706K | 0.2% | $10.94 | $12.93 | — | COM | 27828Q105 |
| — | EATON VANCE SR FLTNG RTE TR ⚠ | 64,544 | $706K | 0.2% | $10.94 | $12.93 | — | — | 27828Q105 |
| — | NEW MTN FIN CORP | 650,000 | $645K | 0.2% | $0.99 | $0.99 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | BLACKROCK CORP HY ⚠ | 66,994 | $586K | 0.2% | $8.74 | $10.08 | — | COM | 09255P107 |
| — | BLACKROCK CORPOR HI YLD FD I ⚠ | 66,994 | $586K | 0.2% | $8.74 | $10.08 | — | — | 09255P107 |
| VCSH | VANGUARD ST CORP BOND ⚠ | 6,177 | $464K | 0.2% | $75.19 | $82.73 | — | — | 92206C409 |
| VCSH | VANGUARD SCOTTSDALE FDS ⚠ | 6,177 | $464K | 0.2% | $75.19 | $82.73 | — | SHRT TRM CORP BD | 92206C409 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 25,933 | $433K | 0.1% | $16.68 | $16.70 | — | COM UNIT LTD | 866142409 |
| — | BLACKROCK DEBT STRATEGIES FD ⚠ | 33,144 | $305K | 0.1% | $9.20 | $9.94 | — | — | 09255R202 |
| — | BLACKROCK DEBT STRAT ⚠ | 33,144 | $305K | 0.1% | $9.20 | $9.94 | — | COM NEW | 09255R202 |
| IHRT | IHEARTMEDIA INC | 48,624 | $298K | 0.1% | $6.13 * | $14.28 | -46.1% | COM CL A | 45174J509 |
| CCO | CLEAR CHANNEL OUTDOOR ⚠ | 281,621 | $296K | 0.1% | $1.05 * | $2.21 | -43.1% | COM | 18453H106 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS ⚠ | 281,621 | $296K | 0.1% | $1.05 * | $2.21 | -43.1% | — | 18453H106 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC ⚠ | 43,538 | $287K | 0.1% | $6.60 | $8.03 | — | COM NEW | 641876800 |
| XXHYBXX | NEW AMERICA HIGH INCOME ⚠ | 43,538 | $287K | 0.1% | $6.60 | $8.03 | — | — | 641876800 |
| SPSB | SPDR PORTFOLIO ST CORP BOND ⚠ | 9,398 | $276K | 0.1% | $29.38 | $31.28 | — | PORTFOLIO SHORT | 78464A474 |
| SPSB | SPDR SER TR ⚠ | 9,398 | $276K | 0.1% | $29.38 | $31.28 | — | — | 78464A474 |
| — | FIRST TR SR FLTG RATE INCOME ⚠ | 27,017 | $257K | 0.1% | $9.53 | $9.79 | — | COM | 33733U108 |
| — | FIRST TRUST SENIOR FLOATING ⚠ | 27,017 | $257K | 0.1% | $9.53 | $9.79 | — | — | 33733U108 |
| — | AVAYA HOLDINGS CORP ⚠ | 6,786,000 | $254K | 0.1% | $0.04 | $0.99 | — | — | 05351XAB7 |
| — | AVAYA HLDGS CORP ⚠ | 6,786,000 | $254K | 0.1% | $0.04 | $0.99 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | PGIM HY BOND FUND ⚠ | 20,953 | $249K | 0.1% | $11.87 | $14.37 | — | — | 69346H100 |
| — | PGIM HIGH YIELD BOND FUND IN ⚠ | 20,953 | $249K | 0.1% | $11.87 | $14.37 | — | COM | 69346H100 |
| BSV | VANGUARD BD INDEX FDS ⚠ | 3,283 | $247K | 0.1% | $75.28 | $82.24 | — | SHORT TRM BOND | 921937827 |
| BSV | VANGUARD ST BOND INDEX ⚠ | 3,283 | $247K | 0.1% | $75.28 | $82.24 | — | — | 921937827 |
| — | EATON VANCE TAX MNGED BUY WR | 16,756 | $220K | 0.1% | $13.15 | $13.15 | — | COM | 27828X100 |
| — | NEUBERGER BERMAN HIGH YIELD ⚠ | 24,108 | $205K | 0.1% | $8.52 | $10.43 | — | COM | 64128C106 |
| — | NEUBERGER BERMAN HY ⚠ | 24,108 | $205K | 0.1% | $8.52 | $10.43 | — | — | 64128C106 |
| — | WESTERN ASSET HIGH INCOME ⚠ | 42,209 | $204K | 0.1% | $4.84 | $5.39 | — | — | 95766J102 |
| — | WESTERN ASSET HIGH INCOM FD ⚠ | 42,209 | $204K | 0.1% | $4.84 | $5.39 | — | COM | 95766J102 |
| XHNWX | PIONEER DIVERSIFIED HIGH ⚠ | 19,260 | $194K | 0.1% | $10.08 | $10.08 | — | COM | 723653101 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC ⚠ | 19,260 | $194K | 0.1% | $10.08 | $10.08 | — | — | 723653101 |
| XPHDX | PIONEER FLOATING RATE ⚠ | 13,528 | $119K | 0.0% | $8.77 | $8.87 | — | COM | 72369J102 |
| XPHDX | PIONEER FLOATING RATE FUND I ⚠ | 13,528 | $119K | 0.0% | $8.77 | $8.87 | — | — | 72369J102 |
| — | NATIONAL CINEMEDIA INC | 337,746 | $74,304 | 0.0% | $0.22 | $1.17 | — | COM | 635309107 |