AEGON USA Investment Management, LLC Diversified Active

CIK: 0001454937 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 25, 2023

Total Value ($000): $180,694

Holdings (42)

VTI VANGUARD IDX FUND 44.9%

Value ($000) $81,174 Shares 397,716 Est. Cost $99.66 Unrealized —

— NEXTERA ENERGY INC 6.5%

Value ($000) $11,774 Shares 243,922 Est. Cost $48.27 Unrealized —

— WELLS FARGO & COMPANY 5.1%

Value ($000) $9,280 Shares 8,000 Est. Cost $1493.00 Unrealized —

— BANK AMERICA CORP 5.1%

Value ($000) $9,225 Shares 7,950 Est. Cost $1445.41 Unrealized —

BND VANGUARD TOTAL BOND MARKET 4.5%

Value ($000) $8,101 Shares 109,725 Est. Cost $79.21 Unrealized —

— PIONEER NATURAL RESOURCes 4.2%

Value ($000) $7,556 Shares 3,539,000 Est. Cost $1.63 Unrealized —

— NISOURCE INC 3.8%

Value ($000) $6,801 Shares 65,500 Est. Cost $104.20 Unrealized —

— SOUTHWEST AIRLINES CO 3.4%

Value ($000) $6,106 Shares 5,375,000 Est. Cost $1.22 Unrealized —

— AMERICAN ELEC POWER CO 3.1%

Value ($000) $5,602 Shares 111,426 Est. Cost $50.97 Unrealized —

— KKR GROUP CO INC 3.0%

Value ($000) $5,360 Shares 85,200 Est. Cost $81.38 Unrealized —

— BOOKING HOLDINGS INC 1.9%

Value ($000) $3,444 Shares 2,300,000 Est. Cost $1.42 Unrealized —

— WESTERN DIGITAL CORPORATION 1.9%

Value ($000) $3,417 Shares 3,545,000 Est. Cost $0.95 Unrealized —

— EQT CORP 1.6%

Value ($000) $2,863 Shares 1,300,000 Est. Cost $2.36 Unrealized —

— ILLUMINA INC 1.3%

Value ($000) $2,359 Shares 2,420,000 Est. Cost $1.04 Unrealized —

— EXPEDIA GROUP INC 1.3%

Value ($000) $2,328 Shares 2,600,000 Est. Cost $1.17 Unrealized —

— CSI COMPRESSCO LP 1.1%

Value ($000) $1,930 Shares 1,569,174 Est. Cost $1.36 Unrealized —

CBL CBL & ASSOCIATES PROP 0.8%

Value ($000) $1,510 Shares 58,898 Est. Cost $30.55 Unrealized —

— EURONET WORLDWIDE INC. 0.8%

Value ($000) $1,405 Shares 1,460,000 Est. Cost $0.92 Unrealized —

— ARES CAPITAL CORPORATION 0.6%

Value ($000) $1,077 Shares 1,070,000 Est. Cost $0.98 Unrealized —

— PROSPECT CAPITAL CORP 0.5%

Value ($000) $976 Shares 1,000,000 Est. Cost $0.85 Unrealized —

— EATON VANCE FLOATING 0.5%

Value ($000) $874 Shares 75,894 Est. Cost $12.72 Unrealized —

— EATON VANCE SENIOR FLOATING 0.4%

Value ($000) $731 Shares 64,544 Est. Cost $12.93 Unrealized —

— BLACKROCK CORP HY 0.4%

Value ($000) $711 Shares 81,520 Est. Cost $9.84 Unrealized —

— NEW MTN FIN CORP 0.4%

Value ($000) $646 Shares 650,000 Est. Cost $0.99 Unrealized —

— AVAYA HOLDINGS CORP 0.3%

Value ($000) $543 Shares 6,786,000 Est. Cost $0.99 Unrealized —

— INVESCO SENIOR INCOME TRUST 0.3%

Value ($000) $537 Shares 145,792 Est. Cost $4.06 Unrealized —

VCSH VANGUARD ST CORP BOND 0.3%

Value ($000) $471 Shares 6,177 Est. Cost $82.73 Unrealized —

— SUMMIT MIDSTREAM PARTNERS LP 0.2%

Value ($000) $398 Shares 25,933 Est. Cost $16.70 Unrealized —

— BLACKROCK DEBT STRAT 0.2%

Value ($000) $315 Shares 33,144 Est. Cost $9.94 Unrealized —

— FIRST TRUST SENIOR FLOATING 0.2%

Value ($000) $299 Shares 30,017 Est. Cost $9.81 Unrealized —

— NEUBERGER BERMAN HY 0.2%

Value ($000) $298 Shares 35,005 Est. Cost $9.84 Unrealized —

XXHYBXX NEW AMERICA HIGH INCOME 0.2%

Value ($000) $296 Shares 43,538 Est. Cost $8.03 Unrealized —

SRLN SPDR BLACKSTONE / GSO SENIOR 0.2%

Value ($000) $296 Shares 7,142 Est. Cost $41.94 Unrealized —

SPSB SPDR PORTFOLIO ST CORP BOND 0.2%

Value ($000) $278 Shares 9,398 Est. Cost $31.28 Unrealized —

— RIVERNORTH OPPORTUNITIES FD 0.1%

Value ($000) $257 Shares 22,664 Est. Cost $11.36 Unrealized —

— PGIM HY BOND FUND 0.1%

Value ($000) $256 Shares 20,953 Est. Cost $14.37 Unrealized —

BSV VANGUARD ST BOND INDEX 0.1%

Value ($000) $251 Shares 3,283 Est. Cost $82.24 Unrealized —

CCO CLEAR CHANNEL OUTDOOR 0.1%

Value ($000) $220 Shares 183,423 Est. Cost $2.21 Unrealized -33.4%

— EATON VANCE TAX MNGED BUY WR 0.1%

Value ($000) $219 Shares 16,756 Est. Cost $13.15 Unrealized —

IHRT IHEARTMEDIA INC 0.1%

Value ($000) $196 Shares 50,199 Est. Cost $14.03 Unrealized -54.5%

XHNWX PIONEER DIVERSIFIED HIGH 0.1%

Value ($000) $195 Shares 19,260 Est. Cost $10.08 Unrealized —

XPHDX PIONEER FLOATING RATE 0.1%

Value ($000) $118 Shares 13,528 Est. Cost $8.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD IDX FUND	397,716	$81,174	44.9%	$99.66	—	—	922908769
—	NEXTERA ENERGY INC	243,922	$11,774	6.5%	$48.27	—	—	65339F739
—	WELLS FARGO & COMPANY	8,000	$9,280	5.1%	$1493.00	—	—	949746804
—	BANK AMERICA CORP	7,950	$9,225	5.1%	$1445.41	—	—	060505682
BND	VANGUARD TOTAL BOND MARKET	109,725	$8,101	4.5%	$79.21	—	—	921937835
—	PIONEER NATURAL RESOURCes	3,539,000	$7,556	4.2%	$1.63	—	—	723787AP2
—	NISOURCE INC	65,500	$6,801	3.8%	$104.20	—	—	65473P121
—	SOUTHWEST AIRLINES CO	5,375,000	$6,106	3.4%	$1.22	—	—	844741BG2
—	AMERICAN ELEC POWER CO	111,426	$5,602	3.1%	$50.97	—	—	02557T307
—	KKR GROUP CO INC	85,200	$5,360	3.0%	$81.38	—	—	48251W401
—	BOOKING HOLDINGS INC	2,300,000	$3,444	1.9%	$1.42	—	—	09857LAN8
—	WESTERN DIGITAL CORPORATION	3,545,000	$3,417	1.9%	$0.95	—	—	958102AP0
—	EQT CORP	1,300,000	$2,863	1.6%	$2.36	—	—	26884LAK5
—	ILLUMINA INC	2,420,000	$2,359	1.3%	$1.04	—	—	452327AK5
—	EXPEDIA GROUP INC	2,600,000	$2,328	1.3%	$1.17	—	—	30212PBE4
—	CSI COMPRESSCO LP	1,569,174	$1,930	1.1%	$1.36	—	—	12637A103
CBL	CBL & ASSOCIATES PROP	58,898	$1,510	0.8%	$30.55	—	—	124830878
—	EURONET WORLDWIDE INC.	1,460,000	$1,405	0.8%	$0.92	—	—	298736AL3
—	ARES CAPITAL CORPORATION	1,070,000	$1,077	0.6%	$0.98	—	—	04010LAW3
—	PROSPECT CAPITAL CORP	1,000,000	$976	0.5%	$0.85	—	—	74348TAT9
—	EATON VANCE FLOATING	75,894	$874	0.5%	$12.72	—	—	278279104
—	EATON VANCE SENIOR FLOATING	64,544	$731	0.4%	$12.93	—	—	27828Q105
—	BLACKROCK CORP HY	81,520	$711	0.4%	$9.84	—	—	09255P107
—	NEW MTN FIN CORP	650,000	$646	0.4%	$0.99	—	—	647551AC4
—	AVAYA HOLDINGS CORP	6,786,000	$543	0.3%	$0.99	—	—	05351XAB7
—	INVESCO SENIOR INCOME TRUST	145,792	$537	0.3%	$4.06	—	—	46131H107
VCSH	VANGUARD ST CORP BOND	6,177	$471	0.3%	$82.73	—	—	92206C409
—	SUMMIT MIDSTREAM PARTNERS LP	25,933	$398	0.2%	$16.70	—	—	866142409
—	BLACKROCK DEBT STRAT	33,144	$315	0.2%	$9.94	—	—	09255R202
—	FIRST TRUST SENIOR FLOATING	30,017	$299	0.2%	$9.81	—	—	33733U108
—	NEUBERGER BERMAN HY	35,005	$298	0.2%	$9.84	—	—	64128C106
XXHYBXX	NEW AMERICA HIGH INCOME	43,538	$296	0.2%	$8.03	—	—	641876800
SRLN	SPDR BLACKSTONE / GSO SENIOR	7,142	$296	0.2%	$41.94	—	—	78467V608
SPSB	SPDR PORTFOLIO ST CORP BOND	9,398	$278	0.2%	$31.28	—	—	78464A474
—	RIVERNORTH OPPORTUNITIES FD	22,664	$257	0.1%	$11.36	—	—	76881Y109
—	PGIM HY BOND FUND	20,953	$256	0.1%	$14.37	—	—	69346H100
BSV	VANGUARD ST BOND INDEX	3,283	$251	0.1%	$82.24	—	—	921937827
CCO	CLEAR CHANNEL OUTDOOR	183,423	$220	0.1%	$2.21	-33.4%	—	18453H106
—	EATON VANCE TAX MNGED BUY WR	16,756	$219	0.1%	$13.15	—	—	27828X100
IHRT	IHEARTMEDIA INC	50,199	$196	0.1%	$14.03	-54.5%	—	45174J509
XHNWX	PIONEER DIVERSIFIED HIGH	19,260	$195	0.1%	$10.08	—	—	723653101
XPHDX	PIONEER FLOATING RATE	13,528	$118	0.1%	$8.87	—	—	72369J102