Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 13, 2023
Total Value: $139M (88.0% shares, 12.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 385,505 | $81.89M | 59.1% | $212.41 | $99.66 | — | TOTAL STK MKT | 922908769 |
| — | WELLS FARGO CO NEW | 8,000 | $8.956M | 6.5% | $1119.50 | $1493.00 | — | PERP PFD CNV A | 949746804 |
| — | BANK AMERICA CORP | 7,950 | $8.836M | 6.4% | $1111.48 | $1445.41 | — | 7.25%CNV PFD L | 060505682 |
| BND | VANGUARD BD INDEX FDS | 108,538 | $7.574M | 5.5% | $69.78 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | SOUTHWEST AIRLS CO | 4,000,000 | $3.97M | 2.9% | $0.99 | $1.22 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | BOOKING HOLDINGS INC | 2,215,000 | $3.699M | 2.7% | $1.67 | $1.42 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | NEXTERA ENERGY INC | 90,000 | $3.4M | 2.5% | $37.78 | $37.78 | — | UNIT 09/01/2025 | 65339F713 |
| — | WESTERN DIGITAL CORP. | 3,145,000 | $3.092M | 2.2% | $0.98 | $0.95 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | CSI COMPRESSCO LP | 1,663,872 | $2.296M | 1.7% | $1.38 | $1.36 | — | COM UNIT | 12637A103 |
| — | EXPEDIA GROUP INC | 2,600,000 | $2.259M | 1.6% | $0.87 | $1.17 | — | NOTE 2/1 | 30212PBE4 |
| — | EURONET WORLDWIDE INC | 1,660,000 | $1.525M | 1.1% | $0.92 | $0.92 | — | NOTE 0.750% 3/1 | 298736AL3 |
| CBL | CBL & ASSOC PPTYS INC | 58,867 | $1.235M | 0.9% | $20.98 | $28.76 | — | COMMON STOCK | 124830878 |
| — | ARES CAPITAL CORP | 1,070,000 | $1.085M | 0.8% | $1.01 | $0.98 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | PROSPECT CAP CORP | 1,000,000 | $992K | 0.7% | $0.99 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | EATON VANCE FLTING RATE INC | 75,894 | $934K | 0.7% | $12.31 | $12.72 | — | COM | 278279104 |
| — | EATON VANCE SR FLTNG RTE TR | 64,544 | $782K | 0.6% | $12.11 | $12.93 | — | COM | 27828Q105 |
| — | BLACKROCK CORPOR HI YLD FD I | 86,320 | $745K | 0.5% | $8.63 | $9.79 | — | COM | 09255P107 |
| — | INVESCO SR INCOME TR | 145,792 | $572K | 0.4% | $3.92 | $4.06 | — | COM | 46131H107 |
| VCSH | VANGUARD SCOTTSDALE FDS | 6,651 | $500K | 0.4% | $75.15 | $82.22 | — | SHRT TRM CORP BD | 92206C409 |
| — | RIVERNORTH OPPORTUNITIES FD | 34,936 | $367K | 0.3% | $10.51 | $11.27 | — | COM | 76881Y109 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 26,448 | $366K | 0.3% | $13.85 | $16.65 | — | COM UNIT LTD | 866142409 |
| SRLN | SSGA ACTIVE ETF TR | 7,832 | $328K | 0.2% | $41.93 | $41.89 | — | BLACKSTONE SENR | 78467V608 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 50,318 | $326K | 0.2% | $6.48 | $7.82 | — | COM NEW | 641876800 |
| — | FIRST TR SR FLTG RATE INCOME | 30,017 | $300K | 0.2% | $10.00 | $9.81 | — | COM | 33733U108 |
| SPSB | SPDR SER TR | 10,120 | $297K | 0.2% | $29.32 | $31.15 | — | PORTFOLIO SHORT | 78464A474 |
| — | BLACKROCK DEBT STRATEGIES FD | 28,000 | $288K | 0.2% | $10.27 | $9.94 | — | COM NEW | 09255R202 |
| BSV | VANGUARD BD INDEX FDS | 3,535 | $266K | 0.2% | $75.17 | $81.77 | — | SHORT TRM BOND | 921937827 |
| — | PGIM HIGH YIELD BOND FUND IN | 20,953 | $247K | 0.2% | $11.78 | $14.37 | — | COM | 69346H100 |
| HYG | ISHARES TR | 2,942 | $217K | 0.2% | $73.72 | $75.07 | — | IBOXX HI YD ETF | 464288513 |
| — | NEUBERGER BERMAN HIGH YIELD | 28,732 | $216K | 0.2% | $7.53 | $9.84 | — | COM | 64128C106 |
| — | EATON VANCE TAX MNGED BUY WR | 16,756 | $211K | 0.2% | $12.61 | $13.15 | — | COM | 27828X100 |
| IHRT | IHEARTMEDIA INC | 64,463 | $204K | 0.1% | $3.16 * | $9.88 | -61.8% | COM CL A | 45174J509 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 127,119 | $201K | 0.1% | $1.58 * | $2.21 | -31.5% | COM | 18453H106 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 19,260 | $197K | 0.1% | $10.22 | $10.08 | — | COM | 723653101 |
| — | HIGHLAND OPPORTUNITIES | 18,172 | $146K | 0.1% | $8.04 | $8.04 | — | HIGHLAND INCOME | 43010E404 |
| XPHDX | PIONEER FLOATING RATE FUND I | 13,528 | $122K | 0.1% | $9.01 | $8.87 | — | COM | 72369J102 |