Location: Cedar Rapids, IA
CIK: 0001454937 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 5, 2024
Total Value: $140M (79.3% shares, 20.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD INDEX FDS | 326,906 | $77.55M | 55.4% | $237.22 | $99.66 | — | TOTAL STK MKT | 922908769 |
| — | WELLS FARGO CO NEW | 8,000 | $9.658M | 6.9% | $1207.20 | $1493.00 | — | PERP PFD CNV A | 949746804 |
| — | BANK AMERICA CORP | 7,950 | $9.648M | 6.9% | $1213.55 | $1445.41 | — | 7.25%CNV PFD L | 060505682 |
| — | FORD MTR CO DEL | 4,500,000 | $4.478M | 3.2% | $0.99 | $0.99 | — | NOTE 3/1 | 345370CZ1 |
| — | BOOKING HOLDINGS INC | 2,215,000 | $4.173M | 3.0% | $1.88 | $1.42 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | SOUTHWEST AIRLS CO | 4,000,000 | $4.042M | 2.9% | $1.01 | $1.22 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | APOLLO GLOBAL MGMT INC | 70,293 | $3.971M | 2.8% | $56.49 | $56.49 | — | SER A MAND CNV | 03769M304 |
| — | NEXTERA ENERGY INC | 97,000 | $3.704M | 2.6% | $38.19 | $37.81 | — | UNIT 09/01/2025 | 65339F713 |
| BND | VANGUARD BD INDEX FDS | 46,782 | $3.441M | 2.5% | $73.55 | $79.21 | — | TOTAL BND MRKT | 921937835 |
| — | EXPEDIA GROUP INC | 2,600,000 | $2.458M | 1.8% | $0.95 | $1.17 | — | NOTE 2/1 | 30212PBE4 |
| — | CSI COMPRESSCO LP | 1,367,353 | $2.229M | 1.6% | $1.63 | $1.36 | — | COM UNIT | 12637A103 |
| SRLN | SSGA ACTIVE ETF TR | 40,817 | $1.711M | 1.2% | $41.93 | $41.92 | — | BLACKSTONE SENR | 78467V608 |
| BKLN | INVESCO EXCH TRADED FD TR II | 63,440 | $1.344M | 1.0% | $21.18 | $21.18 | — | SR LN ETF | 46138G508 |
| CBL | CBL & ASSOC PPTYS INC | 49,630 | $1.212M | 0.9% | $24.42 | $28.76 | — | COMMON STOCK | 124830878 |
| — | EURONET WORLDWIDE INC | 1,275,000 | $1.192M | 0.9% | $0.94 | $0.92 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | ARES CAPITAL CORP | 1,070,000 | $1.101M | 0.8% | $1.03 | $0.98 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | PROSPECT CAP CORP | 1,000,000 | $997K | 0.7% | $1.00 | $0.85 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | NEW MTN FIN CORP | 940,000 | $955K | 0.7% | $1.02 | $1.02 | — | NOTE 7.500%10/1 | 647551AE0 |
| — | BLACKROCK CORPOR HI YLD FD I | 86,320 | $814K | 0.6% | $9.43 | $9.79 | — | COM | 09255P107 |
| VCSH | VANGUARD SCOTTSDALE FDS | 7,262 | $562K | 0.4% | $77.37 | $81.81 | — | SHRT TRM CORP BD | 92206C409 |
| — | RIVERNORTH OPPORTUNITIES FD | 50,165 | $551K | 0.4% | $10.99 | $11.19 | — | COM | 76881Y109 |
| — | EATON VANCE FLTING RATE INC | 38,497 | $483K | 0.3% | $12.55 | $12.72 | — | COM | 278279104 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 26,448 | $474K | 0.3% | $17.91 | $16.65 | — | COM UNIT LTD | 866142409 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 50,318 | $354K | 0.3% | $7.04 | $7.82 | — | COM NEW | 641876800 |
| SPSB | SPDR SER TR | 11,050 | $329K | 0.2% | $29.78 | $31.04 | — | PORTFOLIO SHORT | 78464A474 |
| — | FIRST TR SR FLTG RATE INCOME | 30,017 | $303K | 0.2% | $10.09 | $9.81 | — | COM | 33733U108 |
| BSV | VANGUARD BD INDEX FDS | 3,859 | $297K | 0.2% | $77.02 | $81.37 | — | SHORT TRM BOND | 921937827 |
| — | EATON VANCE TAX MNGED BUY WR | 21,756 | $282K | 0.2% | $12.98 | $13.11 | — | COM | 27828X100 |
| HYG | ISHARES TR | 3,341 | $259K | 0.2% | $77.39 | $75.35 | — | IBOXX HI YD ETF | 464288513 |
| — | PGIM HIGH YIELD BOND FUND IN | 20,953 | $258K | 0.2% | $12.32 | $14.37 | — | COM | 69346H100 |
| IHRT | IHEARTMEDIA INC | 91,440 | $244K | 0.2% | $2.67 * | $7.71 | -67.2% | COM CL A | 45174J509 |
| — | NEUBERGER BERMAN HIGH YIELD | 28,732 | $222K | 0.2% | $7.72 | $9.84 | — | COM | 64128C106 |
| — | EATON VANCE SR FLTNG RTE TR | 17,070 | $216K | 0.2% | $12.66 | $12.93 | — | COM | 27828Q105 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 19,260 | $207K | 0.1% | $10.73 | $10.08 | — | COM | 723653101 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 100,713 | $183K | 0.1% | $1.82 * | $2.21 | -37.5% | COM | 18453H106 |
| XPHDX | PIONEER FLOATING RATE FUND I | 13,528 | $124K | 0.1% | $9.17 | $8.87 | — | COM | 72369J102 |