AEGON USA Investment Management, LLC Diversified Active

CIK: 0001454937 · Show all filings

Period: Q2 2024 (← Previous) (Next →)

Filing Date: Jul 23, 2024

Total Value ($000): $125,607 (85.9% shares, 14.1% debt)

Holdings (35)

VTI VANGUARD INDEX FDS 67.2%

Value ($000) $84,405 Shares 313,306 Est. Cost $99.66 Unrealized —

— WELLS FARGO CO NEW 4.2%

Value ($000) $5,286 Shares 4,472 Est. Cost $1493.00 Unrealized —

— BANK AMERICA CORP 3.9%

Value ($000) $4,840 Shares 4,041 Est. Cost $1445.41 Unrealized —

BND VANGUARD BD INDEX FDS 2.6%

Value ($000) $3,265 Shares 44,941 Est. Cost $79.21 Unrealized —

— FORD MTR CO DEL 2.1%

Value ($000) $2,596 Shares 2,572,000 Est. Cost $0.99 Unrealized —

— NEXTERA ENERGY INC 2.0%

Value ($000) $2,505 Shares 60,282 Est. Cost $37.81 Unrealized —

— SOUTHERN CO 1.8%

Value ($000) $2,317 Shares 2,268,000 Est. Cost $0.99 Unrealized —

— APOLLO GLOBAL MGMT INC 1.7%

Value ($000) $2,143 Shares 32,463 Est. Cost $56.49 Unrealized —

SRLN SSGA ACTIVE ETF TR 1.6%

Value ($000) $2,058 Shares 49,290 Est. Cost $41.90 Unrealized —

— BOOKING HOLDINGS INC 1.6%

Value ($000) $1,969 Shares 936,000 Est. Cost $1.42 Unrealized —

— SOUTHWEST AIRLS CO 1.4%

Value ($000) $1,815 Shares 1,813,000 Est. Cost $1.22 Unrealized —

BKLN INVESCO EXCH TRADED FD TR II 1.3%

Value ($000) $1,641 Shares 77,640 Est. Cost $21.17 Unrealized —

CBL CBL & ASSOC PPTYS INC 0.9%

Value ($000) $1,137 Shares 48,641 Est. Cost $28.76 Unrealized —

— PPL CAP FDG INC 0.9%

Value ($000) $1,073 Shares 1,122,000 Est. Cost $0.96 Unrealized —

— EXPEDIA GROUP INC 0.8%

Value ($000) $1,039 Shares 1,132,000 Est. Cost $1.17 Unrealized —

— HIGHLAND OPPORTUNITIES 0.7%

Value ($000) $906 Shares 144,949 Est. Cost $6.65 Unrealized —

— ALLIANT ENERGY CORP 0.6%

Value ($000) $734 Shares 746,000 Est. Cost $0.98 Unrealized —

VGSH VANGUARD SCOTTSDALE FDS 0.5%

Value ($000) $662 Shares 11,419 Est. Cost $58.07 Unrealized —

— RIVERNORTH OPPORTUNITIES FD 0.5%

Value ($000) $615 Shares 50,165 Est. Cost $11.19 Unrealized —

— EURONET WORLDWIDE INC 0.5%

Value ($000) $570 Shares 588,000 Est. Cost $0.92 Unrealized —

VCSH VANGUARD SCOTTSDALE FDS 0.3%

Value ($000) $426 Shares 5,502 Est. Cost $81.81 Unrealized —

XXHYBXX NEW AMER HIGH INCOME FD INC 0.3%

Value ($000) $369 Shares 50,318 Est. Cost $7.82 Unrealized —

— EATON VANCE TAX MNGED BUY WR 0.2%

Value ($000) $307 Shares 21,756 Est. Cost $13.11 Unrealized —

— FIRST TR SR FLTG RATE INCOME 0.2%

Value ($000) $303 Shares 30,017 Est. Cost $9.81 Unrealized —

HYG ISHARES TR 0.2%

Value ($000) $290 Shares 3,743 Est. Cost $75.60 Unrealized —

— SUMMIT MIDSTREAM PARTNERS LP 0.2%

Value ($000) $289 Shares 8,124 Est. Cost $16.65 Unrealized —

— PGIM HIGH YIELD BOND FUND IN 0.2%

Value ($000) $270 Shares 20,953 Est. Cost $14.37 Unrealized —

— WESTERN ASSET HIGH INCOM FD 0.2%

Value ($000) $264 Shares 60,614 Est. Cost $4.47 Unrealized —

SPSB SPDR SER TR 0.2%

Value ($000) $249 Shares 8,376 Est. Cost $31.04 Unrealized —

IHRT IHEARTMEDIA INC 0.2%

Value ($000) $227 Shares 208,713 Est. Cost $4.25 Unrealized -63.4%

XHNWX PIONEER DIVERSIFIED HIGH INC 0.2%

Value ($000) $225 Shares 19,260 Est. Cost $10.08 Unrealized —

BSV VANGUARD BD INDEX FDS 0.2%

Value ($000) $224 Shares 2,924 Est. Cost $81.37 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HLDGS 0.2%

Value ($000) $218 Shares 154,449 Est. Cost $1.96 Unrealized -24.6%

— PROSPECT CAP CORP 0.2%

Value ($000) $216 Shares 217,000 Est. Cost $0.85 Unrealized —

— NEW MTN FIN CORP 0.1%

Value ($000) $156 Shares 155,000 Est. Cost $1.02 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS	313,306	$84,405	67.2%	$99.66	—	TOTAL STK MKT	922908769
—	WELLS FARGO CO NEW	4,472	$5,286	4.2%	$1493.00	—	PERP PFD CNV A	949746804
—	BANK AMERICA CORP	4,041	$4,840	3.9%	$1445.41	—	7.25%CNV PFD L	060505682
BND	VANGUARD BD INDEX FDS	44,941	$3,265	2.6%	$79.21	—	TOTAL BND MRKT	921937835
—	FORD MTR CO DEL	2,572,000	$2,596	2.1%	$0.99	—	NOTE 3/1	345370CZ1
—	NEXTERA ENERGY INC	60,282	$2,505	2.0%	$37.81	—	UNIT 09/01/2025	65339F713
—	SOUTHERN CO	2,268,000	$2,317	1.8%	$0.99	—	NOTE 3.875%12/1	842587DP9
—	APOLLO GLOBAL MGMT INC	32,463	$2,143	1.7%	$56.49	—	SER A MAND CNV	03769M304
SRLN	SSGA ACTIVE ETF TR	49,290	$2,058	1.6%	$41.90	—	BLACKSTONE SENR	78467V608
—	BOOKING HOLDINGS INC	936,000	$1,969	1.6%	$1.42	—	NOTE 0.750% 5/0	09857LAN8
—	SOUTHWEST AIRLS CO	1,813,000	$1,815	1.4%	$1.22	—	NOTE 1.250% 5/0	844741BG2
BKLN	INVESCO EXCH TRADED FD TR II	77,640	$1,641	1.3%	$21.17	—	SR LN ETF	46138G508
CBL	CBL & ASSOC PPTYS INC	48,641	$1,137	0.9%	$28.76	—	COMMON STOCK	124830878
—	PPL CAP FDG INC	1,122,000	$1,073	0.9%	$0.96	—	NOTE 2.875% 3/1	69352PAS2
—	EXPEDIA GROUP INC	1,132,000	$1,039	0.8%	$1.17	—	NOTE 2/1	30212PBE4
—	HIGHLAND OPPORTUNITIES	144,949	$906	0.7%	$6.65	—	HIGHLAND INCOME	43010E404
—	ALLIANT ENERGY CORP	746,000	$734	0.6%	$0.98	—	NOTE 3.875% 3/1	018802AC2
VGSH	VANGUARD SCOTTSDALE FDS	11,419	$662	0.5%	$58.07	—	SHORT TERM TREAS	92206C102
—	RIVERNORTH OPPORTUNITIES FD	50,165	$615	0.5%	$11.19	—	COM	76881Y109
—	EURONET WORLDWIDE INC	588,000	$570	0.5%	$0.92	—	NOTE 0.750% 3/1	298736AL3
VCSH	VANGUARD SCOTTSDALE FDS	5,502	$426	0.3%	$81.81	—	SHRT TRM CORP BD	92206C409
XXHYBXX	NEW AMER HIGH INCOME FD INC	50,318	$369	0.3%	$7.82	—	COM NEW	641876800
—	EATON VANCE TAX MNGED BUY WR	21,756	$307	0.2%	$13.11	—	COM	27828X100
—	FIRST TR SR FLTG RATE INCOME	30,017	$303	0.2%	$9.81	—	COM	33733U108
HYG	ISHARES TR	3,743	$290	0.2%	$75.60	—	IBOXX HI YD ETF	464288513
—	SUMMIT MIDSTREAM PARTNERS LP	8,124	$289	0.2%	$16.65	—	COM UNIT LTD	866142409
—	PGIM HIGH YIELD BOND FUND IN	20,953	$270	0.2%	$14.37	—	COM	69346H100
—	WESTERN ASSET HIGH INCOM FD	60,614	$264	0.2%	$4.47	—	COM	95766J102
SPSB	SPDR SER TR	8,376	$249	0.2%	$31.04	—	PORTFOLIO SHORT	78464A474
IHRT	IHEARTMEDIA INC	208,713	$227	0.2%	$4.25	-63.4%	COM CL A	45174J509
XHNWX	PIONEER DIVERSIFIED HIGH INC	19,260	$225	0.2%	$10.08	—	COM	723653101
BSV	VANGUARD BD INDEX FDS	2,924	$224	0.2%	$81.37	—	SHORT TRM BOND	921937827
CCO	CLEAR CHANNEL OUTDOOR HLDGS	154,449	$218	0.2%	$1.96	-24.6%	COM	18453H106
—	PROSPECT CAP CORP	217,000	$216	0.2%	$0.85	—	NOTE 6.375% 3/0	74348TAT9
—	NEW MTN FIN CORP	155,000	$156	0.1%	$1.02	—	NOTE 7.500%10/1	647551AE0