AEGON USA Investment Management, LLC Diversified Active

Location: Cedar Rapids, IA

CIK: 0001454937 · Show all filings

Period: Q2 2024 (← Previous) (Next →)

Filing Date: Jul 23, 2024

Total Value: $126M (85.9% shares, 14.1% debt)

Holdings (35)

VTI VANGUARD INDEX FDS 67.2%

Value $84.4M Shares 313,306 Share Price $269.40 Est. Cost/Share $99.66 Unrealized @ Report Date —

— WELLS FARGO CO NEW 4.2%

Value $5.286M Shares 4,472 Share Price $1182.00 Est. Cost/Share $1493.00 Unrealized @ Report Date —

— BANK AMERICA CORP 3.9%

Value $4.84M Shares 4,041 Share Price $1197.80 Est. Cost/Share $1445.41 Unrealized @ Report Date —

BND VANGUARD BD INDEX FDS 2.6%

Value $3.265M Shares 44,941 Share Price $72.64 Est. Cost/Share $79.21 Unrealized @ Report Date —

— FORD MTR CO DEL 2.1%

Value $2.596M Shares 2,572,000 Share Price $1.01 Est. Cost/Share $0.99 Unrealized @ Report Date —

— NEXTERA ENERGY INC 2.0%

Value $2.505M Shares 60,282 Share Price $41.56 Est. Cost/Share $37.81 Unrealized @ Report Date —

— SOUTHERN CO 1.8%

Value $2.317M Shares 2,268,000 Share Price $1.02 Est. Cost/Share $0.99 Unrealized @ Report Date —

— APOLLO GLOBAL MGMT INC 1.7%

Value $2.143M Shares 32,463 Share Price $66.00 Est. Cost/Share $56.49 Unrealized @ Report Date —

SRLN SSGA ACTIVE ETF TR 1.6%

Value $2.058M Shares 49,290 Share Price $41.76 Est. Cost/Share $41.90 Unrealized @ Report Date —

— BOOKING HOLDINGS INC 1.6%

Value $1.969M Shares 936,000 Share Price $2.10 Est. Cost/Share $1.42 Unrealized @ Report Date —

— SOUTHWEST AIRLS CO 1.4%

Value $1.815M Shares 1,813,000 Share Price $1.00 Est. Cost/Share $1.22 Unrealized @ Report Date —

BKLN INVESCO EXCH TRADED FD TR II 1.3%

Value $1.641M Shares 77,640 Share Price $21.13 Est. Cost/Share $21.17 Unrealized @ Report Date —

CBL CBL & ASSOC PPTYS INC 0.9%

Value $1.137M Shares 48,641 Share Price $23.38 Est. Cost/Share $28.76 Unrealized @ Report Date —

— PPL CAP FDG INC 0.9%

Value $1.073M Shares 1,122,000 Share Price $0.96 Est. Cost/Share $0.96 Unrealized @ Report Date —

— EXPEDIA GROUP INC 0.8%

Value $1.039M Shares 1,132,000 Share Price $0.92 Est. Cost/Share $1.17 Unrealized @ Report Date —

— HIGHLAND OPPORTUNITIES 0.7%

Value $906K Shares 144,949 Share Price $6.25 Est. Cost/Share $6.65 Unrealized @ Report Date —

— ALLIANT ENERGY CORP 0.6%

Value $734K Shares 746,000 Share Price $0.98 Est. Cost/Share $0.98 Unrealized @ Report Date —

VGSH VANGUARD SCOTTSDALE FDS 0.5%

Value $662K Shares 11,419 Share Price $57.98 Est. Cost/Share $58.07 Unrealized @ Report Date —

— RIVERNORTH OPPORTUNITIES FD 0.5%

Value $615K Shares 50,165 Share Price $12.25 Est. Cost/Share $11.19 Unrealized @ Report Date —

— EURONET WORLDWIDE INC 0.5%

Value $570K Shares 588,000 Share Price $0.97 Est. Cost/Share $0.92 Unrealized @ Report Date —

VCSH VANGUARD SCOTTSDALE FDS 0.3%

Value $426K Shares 5,502 Share Price $77.34 Est. Cost/Share $81.81 Unrealized @ Report Date —

XXHYBXX NEW AMER HIGH INCOME FD INC 0.3%

Value $369K Shares 50,318 Share Price $7.33 Est. Cost/Share $7.82 Unrealized @ Report Date —

— EATON VANCE TAX MNGED BUY WR 0.2%

Value $307K Shares 21,756 Share Price $14.12 Est. Cost/Share $13.11 Unrealized @ Report Date —

— FIRST TR SR FLTG RATE INCOME 0.2%

Value $303K Shares 30,017 Share Price $10.08 Est. Cost/Share $9.81 Unrealized @ Report Date —

HYG ISHARES TR 0.2%

Value $290K Shares 3,743 Share Price $77.35 Est. Cost/Share $75.60 Unrealized @ Report Date —

— SUMMIT MIDSTREAM PARTNERS LP 0.2%

Value $289K Shares 8,124 Share Price $35.56 Est. Cost/Share $16.65 Unrealized @ Report Date —

— PGIM HIGH YIELD BOND FUND IN 0.2%

Value $270K Shares 20,953 Share Price $12.88 Est. Cost/Share $14.37 Unrealized @ Report Date —

— WESTERN ASSET HIGH INCOM FD 0.2%

Value $264K Shares 60,614 Share Price $4.35 Est. Cost/Share $4.47 Unrealized @ Report Date —

SPSB SPDR SER TR 0.2%

Value $249K Shares 8,376 Share Price $29.69 Est. Cost/Share $31.04 Unrealized @ Report Date —

IHRT IHEARTMEDIA INC 0.2%

Value $227K Shares 208,713 Share Price $1.09 * Est. Cost/Share $4.25 Unrealized @ Report Date -63.4%

XHNWX PIONEER DIVERSIFIED HIGH INC 0.2%

Value $225K Shares 19,260 Share Price $11.68 Est. Cost/Share $10.08 Unrealized @ Report Date —

BSV VANGUARD BD INDEX FDS 0.2%

Value $224K Shares 2,924 Share Price $76.76 Est. Cost/Share $81.37 Unrealized @ Report Date —

CCO CLEAR CHANNEL OUTDOOR HLDGS 0.2%

Value $218K Shares 154,449 Share Price $1.41 * Est. Cost/Share $1.96 Unrealized @ Report Date -24.6%

— PROSPECT CAP CORP 0.2%

Value $216K Shares 217,000 Share Price $1.00 Est. Cost/Share $0.85 Unrealized @ Report Date —

— NEW MTN FIN CORP 0.1%

Value $156K Shares 155,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VTI	VANGUARD INDEX FDS	313,306	$84.4M	67.2%	$269.40	$99.66	—	TOTAL STK MKT	922908769
—	WELLS FARGO CO NEW	4,472	$5.286M	4.2%	$1182.00	$1493.00	—	PERP PFD CNV A	949746804
—	BANK AMERICA CORP	4,041	$4.84M	3.9%	$1197.80	$1445.41	—	7.25%CNV PFD L	060505682
BND	VANGUARD BD INDEX FDS	44,941	$3.265M	2.6%	$72.64	$79.21	—	TOTAL BND MRKT	921937835
—	FORD MTR CO DEL	2,572,000	$2.596M	2.1%	$1.01	$0.99	—	NOTE 3/1	345370CZ1
—	NEXTERA ENERGY INC	60,282	$2.505M	2.0%	$41.56	$37.81	—	UNIT 09/01/2025	65339F713
—	SOUTHERN CO	2,268,000	$2.317M	1.8%	$1.02	$0.99	—	NOTE 3.875%12/1	842587DP9
—	APOLLO GLOBAL MGMT INC	32,463	$2.143M	1.7%	$66.00	$56.49	—	SER A MAND CNV	03769M304
SRLN	SSGA ACTIVE ETF TR	49,290	$2.058M	1.6%	$41.76	$41.90	—	BLACKSTONE SENR	78467V608
—	BOOKING HOLDINGS INC	936,000	$1.969M	1.6%	$2.10	$1.42	—	NOTE 0.750% 5/0	09857LAN8
—	SOUTHWEST AIRLS CO	1,813,000	$1.815M	1.4%	$1.00	$1.22	—	NOTE 1.250% 5/0	844741BG2
BKLN	INVESCO EXCH TRADED FD TR II	77,640	$1.641M	1.3%	$21.13	$21.17	—	SR LN ETF	46138G508
CBL	CBL & ASSOC PPTYS INC	48,641	$1.137M	0.9%	$23.38	$28.76	—	COMMON STOCK	124830878
—	PPL CAP FDG INC	1,122,000	$1.073M	0.9%	$0.96	$0.96	—	NOTE 2.875% 3/1	69352PAS2
—	EXPEDIA GROUP INC	1,132,000	$1.039M	0.8%	$0.92	$1.17	—	NOTE 2/1	30212PBE4
—	HIGHLAND OPPORTUNITIES	144,949	$906K	0.7%	$6.25	$6.65	—	HIGHLAND INCOME	43010E404
—	ALLIANT ENERGY CORP	746,000	$734K	0.6%	$0.98	$0.98	—	NOTE 3.875% 3/1	018802AC2
VGSH	VANGUARD SCOTTSDALE FDS	11,419	$662K	0.5%	$57.98	$58.07	—	SHORT TERM TREAS	92206C102
—	RIVERNORTH OPPORTUNITIES FD	50,165	$615K	0.5%	$12.25	$11.19	—	COM	76881Y109
—	EURONET WORLDWIDE INC	588,000	$570K	0.5%	$0.97	$0.92	—	NOTE 0.750% 3/1	298736AL3
VCSH	VANGUARD SCOTTSDALE FDS	5,502	$426K	0.3%	$77.34	$81.81	—	SHRT TRM CORP BD	92206C409
XXHYBXX	NEW AMER HIGH INCOME FD INC	50,318	$369K	0.3%	$7.33	$7.82	—	COM NEW	641876800
—	EATON VANCE TAX MNGED BUY WR	21,756	$307K	0.2%	$14.12	$13.11	—	COM	27828X100
—	FIRST TR SR FLTG RATE INCOME	30,017	$303K	0.2%	$10.08	$9.81	—	COM	33733U108
HYG	ISHARES TR	3,743	$290K	0.2%	$77.35	$75.60	—	IBOXX HI YD ETF	464288513
—	SUMMIT MIDSTREAM PARTNERS LP	8,124	$289K	0.2%	$35.56	$16.65	—	COM UNIT LTD	866142409
—	PGIM HIGH YIELD BOND FUND IN	20,953	$270K	0.2%	$12.88	$14.37	—	COM	69346H100
—	WESTERN ASSET HIGH INCOM FD	60,614	$264K	0.2%	$4.35	$4.47	—	COM	95766J102
SPSB	SPDR SER TR	8,376	$249K	0.2%	$29.69	$31.04	—	PORTFOLIO SHORT	78464A474
IHRT	IHEARTMEDIA INC	208,713	$227K	0.2%	$1.09 *	$4.25	-63.4%	COM CL A	45174J509
XHNWX	PIONEER DIVERSIFIED HIGH INC	19,260	$225K	0.2%	$11.68	$10.08	—	COM	723653101
BSV	VANGUARD BD INDEX FDS	2,924	$224K	0.2%	$76.76	$81.37	—	SHORT TRM BOND	921937827
CCO	CLEAR CHANNEL OUTDOOR HLDGS	154,449	$218K	0.2%	$1.41 *	$1.96	-24.6%	COM	18453H106
—	PROSPECT CAP CORP	217,000	$216K	0.2%	$1.00	$0.85	—	NOTE 6.375% 3/0	74348TAT9
—	NEW MTN FIN CORP	155,000	$156K	0.1%	$1.01	$1.02	—	NOTE 7.500%10/1	647551AE0