AEGON USA Investment Management, LLC Diversified Active

CIK: 0001454937 · Show all filings

Period: Q3 2024 (← Previous) (Next →)

Filing Date: Oct 15, 2024

Total Value ($000): $132,391 (82.6% shares, 17.4% debt)

Holdings (35)

VTI VANGUARD INDEX FDS 66.5%

Value ($000) $88,070 Shares 311,026 Est. Cost $99.66 Unrealized —

— WELLS FARGO CO NEW 3.9%

Value ($000) $5,124 Shares 4,000 Est. Cost $1493.00 Unrealized —

— BANK AMERICA CORP 3.0%

Value ($000) $4,002 Shares 3,108 Est. Cost $1445.41 Unrealized —

BND VANGUARD BD INDEX FDS 2.5%

Value ($000) $3,319 Shares 44,182 Est. Cost $79.21 Unrealized —

— NEXTERA ENERGY INC 2.0%

Value ($000) $2,651 Shares 57,000 Est. Cost $37.81 Unrealized —

— SOUTHERN CO 1.9%

Value ($000) $2,522 Shares 2,268,000 Est. Cost $0.99 Unrealized —

— FORD MTR CO 1.7%

Value ($000) $2,297 Shares 2,347,000 Est. Cost $0.99 Unrealized —

— BOOKING HOLDINGS INC 1.6%

Value ($000) $2,094 Shares 936,000 Est. Cost $1.42 Unrealized —

SRLN SSGA ACTIVE ETF TR 1.5%

Value ($000) $1,975 Shares 47,300 Est. Cost $41.90 Unrealized —

— APOLLO GLOBAL MGMT INC 1.5%

Value ($000) $1,960 Shares 28,913 Est. Cost $56.49 Unrealized —

— DUKE ENERGY CORP NEW 1.4%

Value ($000) $1,862 Shares 1,759,000 Est. Cost $1.06 Unrealized —

— SOUTHWEST AIRLS CO 1.4%

Value ($000) $1,826 Shares 1,813,000 Est. Cost $1.22 Unrealized —

BKLN INVESCO EXCH TRADED FD TR II 1.1%

Value ($000) $1,492 Shares 71,000 Est. Cost $21.17 Unrealized —

— VENTAS RLTY LTD PARTNERSHIP 0.9%

Value ($000) $1,190 Shares 981,000 Est. Cost $1.21 Unrealized —

— PPL CAP FDG INC 0.9%

Value ($000) $1,187 Shares 1,122,000 Est. Cost $0.96 Unrealized —

— CENTERPOINT ENERGY INC 0.9%

Value ($000) $1,143 Shares 1,129,000 Est. Cost $1.01 Unrealized —

— EXPEDIA GROUP INC 0.8%

Value ($000) $1,080 Shares 1,132,000 Est. Cost $1.17 Unrealized —

— HIGHLAND OPPORTUNITIES 0.8%

Value ($000) $1,000 Shares 163,121 Est. Cost $6.59 Unrealized —

— CMS ENERGY CORP 0.7%

Value ($000) $969 Shares 905,000 Est. Cost $1.07 Unrealized —

VGSH VANGUARD SCOTTSDALE FDS 0.6%

Value ($000) $797 Shares 13,500 Est. Cost $58.22 Unrealized —

— ALLIANT ENERGY CORP 0.6%

Value ($000) $779 Shares 746,000 Est. Cost $0.98 Unrealized —

CBL CBL & ASSOC PPTYS INC 0.5%

Value ($000) $699 Shares 27,754 Est. Cost $28.76 Unrealized —

— EURONET WORLDWIDE INC 0.4%

Value ($000) $576 Shares 588,000 Est. Cost $0.92 Unrealized —

HYG ISHARES TR 0.3%

Value ($000) $448 Shares 5,575 Est. Cost $77.15 Unrealized —

— NEXTERA ENERGY INC 0.3%

Value ($000) $445 Shares 8,000 Est. Cost $55.66 Unrealized —

SPHQ INVESCO EXCHANGE TRADED FD T 0.3%

Value ($000) $385 Shares 5,725 Est. Cost $67.27 Unrealized —

VUG VANGUARD INDEX FDS 0.3%

Value ($000) $385 Shares 1,002 Est. Cost $383.93 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HLDGS 0.3%

Value ($000) $345 Shares 215,807 Est. Cost $1.84 Unrealized -15.3%

— EATON VANCE TAX MNGED BUY WR 0.2%

Value ($000) $314 Shares 21,756 Est. Cost $13.11 Unrealized —

— FIRST TR SR FLTG RATE INCOME 0.2%

Value ($000) $311 Shares 30,017 Est. Cost $9.81 Unrealized —

— WESTERN ASSET HIGH INCOM FD 0.2%

Value ($000) $273 Shares 60,614 Est. Cost $4.47 Unrealized —

IHRT IHEARTMEDIA INC 0.2%

Value ($000) $266 Shares 144,005 Est. Cost $4.25 Unrealized -65.0%

GTN GRAY TELEVISION INC 0.2%

Value ($000) $230 Shares 42,844 Est. Cost $5.15 Unrealized 0.0%

— PROSPECT CAP CORP 0.2%

Value ($000) $217 Shares 217,000 Est. Cost $0.85 Unrealized —

— NEW MTN FIN CORP 0.1%

Value ($000) $156 Shares 155,000 Est. Cost $1.02 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS	311,026	$88,070	66.5%	$99.66	—	TOTAL STK MKT	922908769
—	WELLS FARGO CO NEW	4,000	$5,124	3.9%	$1493.00	—	PERP PFD CNV A	949746804
—	BANK AMERICA CORP	3,108	$4,002	3.0%	$1445.41	—	7.25%CNV PFD L	060505682
BND	VANGUARD BD INDEX FDS	44,182	$3,319	2.5%	$79.21	—	TOTAL BND MRKT	921937835
—	NEXTERA ENERGY INC	57,000	$2,651	2.0%	$37.81	—	UNIT 09/01/2025	65339F713
—	SOUTHERN CO	2,268,000	$2,522	1.9%	$0.99	—	NOTE 3.875%12/1	842587DP9
—	FORD MTR CO	2,347,000	$2,297	1.7%	$0.99	—	NOTE 3/1	345370CZ1
—	BOOKING HOLDINGS INC	936,000	$2,094	1.6%	$1.42	—	NOTE 0.750% 5/0	09857LAN8
SRLN	SSGA ACTIVE ETF TR	47,300	$1,975	1.5%	$41.90	—	BLACKSTONE SENR	78467V608
—	APOLLO GLOBAL MGMT INC	28,913	$1,960	1.5%	$56.49	—	SER A MAND CNV	03769M304
—	DUKE ENERGY CORP NEW	1,759,000	$1,862	1.4%	$1.06	—	NOTE 4.125% 4/1	26441CBY0
—	SOUTHWEST AIRLS CO	1,813,000	$1,826	1.4%	$1.22	—	NOTE 1.250% 5/0	844741BG2
BKLN	INVESCO EXCH TRADED FD TR II	71,000	$1,492	1.1%	$21.17	—	SR LN ETF	46138G508
—	VENTAS RLTY LTD PARTNERSHIP	981,000	$1,190	0.9%	$1.21	—	NOTE 3.750% 6/0	92277GAZ0
—	PPL CAP FDG INC	1,122,000	$1,187	0.9%	$0.96	—	NOTE 2.875% 3/1	69352PAS2
—	CENTERPOINT ENERGY INC	1,129,000	$1,143	0.9%	$1.01	—	NOTE 4.250% 8/1	15189TBD8
—	EXPEDIA GROUP INC	1,132,000	$1,080	0.8%	$1.17	—	NOTE 2/1	30212PBE4
—	HIGHLAND OPPORTUNITIES	163,121	$1,000	0.8%	$6.59	—	HIGHLAND INCOME	43010E404
—	CMS ENERGY CORP	905,000	$969	0.7%	$1.07	—	NOTE 3.375% 5/0	125896BX7
VGSH	VANGUARD SCOTTSDALE FDS	13,500	$797	0.6%	$58.22	—	SHORT TERM TREAS	92206C102
—	ALLIANT ENERGY CORP	746,000	$779	0.6%	$0.98	—	NOTE 3.875% 3/1	018802AC2
CBL	CBL & ASSOC PPTYS INC	27,754	$699	0.5%	$28.76	—	COMMON STOCK	124830878
—	EURONET WORLDWIDE INC	588,000	$576	0.4%	$0.92	—	NOTE 0.750% 3/1	298736AL3
HYG	ISHARES TR	5,575	$448	0.3%	$77.15	—	IBOXX HI YD ETF	464288513
—	NEXTERA ENERGY INC	8,000	$445	0.3%	$55.66	—	UNIT 06/01/2027	65339F663
SPHQ	INVESCO EXCHANGE TRADED FD T	5,725	$385	0.3%	$67.27	—	S&P500 QUALITY	46137V241
VUG	VANGUARD INDEX FDS	1,002	$385	0.3%	$383.93	—	GROWTH ETF	922908736
CCO	CLEAR CHANNEL OUTDOOR HLDGS	215,807	$345	0.3%	$1.84	-15.3%	COM	18453H106
—	EATON VANCE TAX MNGED BUY WR	21,756	$314	0.2%	$13.11	—	COM	27828X100
—	FIRST TR SR FLTG RATE INCOME	30,017	$311	0.2%	$9.81	—	COM	33733U108
—	WESTERN ASSET HIGH INCOM FD	60,614	$273	0.2%	$4.47	—	COM	95766J102
IHRT	IHEARTMEDIA INC	144,005	$266	0.2%	$4.25	-65.0%	COM CL A	45174J509
GTN	GRAY TELEVISION INC	42,844	$230	0.2%	$5.15	0.0%	COM	389375106
—	PROSPECT CAP CORP	217,000	$217	0.2%	$0.85	—	NOTE 6.375% 3/0	74348TAT9
—	NEW MTN FIN CORP	155,000	$156	0.1%	$1.02	—	NOTE 7.500%10/1	647551AE0