AEGON USA Investment Management, LLC Diversified Active

CIK: 0001454937 · Show all filings

Period: Q1 2025 (← Previous) (Next →)

Filing Date: May 1, 2025

Total Value ($000): $125,861 (79.9% shares, 20.1% debt)

Holdings (38)

VTI VANGUARD INDEX FDS 65.6%

Value ($000) $82,545 Shares 300,339 Est. Cost $99.66 Unrealized —

— WELLS FARGO CO NEW 2.9%

Value ($000) $3,653 Shares 3,070 Est. Cost $1493.00 Unrealized —

BND VANGUARD BD INDEX FDS 2.5%

Value ($000) $3,132 Shares 42,648 Est. Cost $79.21 Unrealized —

— BANK AMERICA CORP 2.4%

Value ($000) $3,059 Shares 2,488 Est. Cost $1445.41 Unrealized —

— SOUTHERN CO 2.0%

Value ($000) $2,524 Shares 2,268,000 Est. Cost $0.99 Unrealized —

— NEXTERA ENERGY INC 1.8%

Value ($000) $2,327 Shares 57,000 Est. Cost $37.81 Unrealized —

SRLN SSGA ACTIVE ETF TR 1.5%

Value ($000) $1,945 Shares 47,300 Est. Cost $41.90 Unrealized —

— DUKE ENERGY CORP NEW 1.5%

Value ($000) $1,906 Shares 1,759,000 Est. Cost $1.06 Unrealized —

— BOOKING HOLDINGS INC 1.5%

Value ($000) $1,883 Shares 766,000 Est. Cost $1.42 Unrealized —

— FORD MTR CO 1.4%

Value ($000) $1,808 Shares 1,847,000 Est. Cost $0.99 Unrealized —

— UBER TECHNOLOGIES INC 1.4%

Value ($000) $1,707 Shares 1,403,000 Est. Cost $1.10 Unrealized —

— GLOBAL PMTS INC 1.3%

Value ($000) $1,696 Shares 1,800,000 Est. Cost $0.94 Unrealized —

— APOLLO GLOBAL MGMT INC 1.3%

Value ($000) $1,652 Shares 22,713 Est. Cost $56.49 Unrealized —

BKLN INVESCO EXCH TRADED FD TR II 1.2%

Value ($000) $1,470 Shares 71,000 Est. Cost $21.17 Unrealized —

— VENTAS RLTY LTD PARTNERSHIP 1.0%

Value ($000) $1,262 Shares 981,000 Est. Cost $1.21 Unrealized —

— PPL CAP FDG INC 1.0%

Value ($000) $1,256 Shares 1,122,000 Est. Cost $0.96 Unrealized —

— CENTERPOINT ENERGY INC 1.0%

Value ($000) $1,222 Shares 1,129,000 Est. Cost $1.01 Unrealized —

— SOUTHWEST AIRLS CO 0.9%

Value ($000) $1,125 Shares 1,128,000 Est. Cost $1.22 Unrealized —

— EVERGY INC 0.9%

Value ($000) $1,095 Shares 932,000 Est. Cost $1.09 Unrealized —

— CMS ENERGY CORP 0.8%

Value ($000) $1,001 Shares 905,000 Est. Cost $1.07 Unrealized —

— EXPEDIA GROUP INC 0.7%

Value ($000) $869 Shares 882,000 Est. Cost $1.17 Unrealized —

— ALLIANT ENERGY CORP 0.6%

Value ($000) $797 Shares 746,000 Est. Cost $0.98 Unrealized —

VGSH VANGUARD SCOTTSDALE FDS 0.6%

Value ($000) $792 Shares 13,500 Est. Cost $58.22 Unrealized —

— NEXTERA ENERGY CAP HLDGS INC 0.6%

Value ($000) $717 Shares 621,000 Est. Cost $1.15 Unrealized —

— HIGHLAND OPPS & INCOME FD 0.4%

Value ($000) $551 Shares 105,895 Est. Cost $6.36 Unrealized —

— AMERICAN WTR CAP CORP 0.4%

Value ($000) $511 Shares 500,000 Est. Cost $0.99 Unrealized —

HYG ISHARES TR 0.3%

Value ($000) $440 Shares 5,575 Est. Cost $77.15 Unrealized —

VUG VANGUARD INDEX FDS 0.3%

Value ($000) $427 Shares 1,152 Est. Cost $382.22 Unrealized —

CBL CBL & ASSOC PPTYS INC 0.3%

Value ($000) $396 Shares 14,909 Est. Cost $28.76 Unrealized —

— NEXTERA ENERGY INC 0.3%

Value ($000) $386 Shares 8,000 Est. Cost $55.66 Unrealized —

SPHQ INVESCO EXCHANGE TRADED FD T 0.3%

Value ($000) $380 Shares 5,725 Est. Cost $67.27 Unrealized —

— FIRST TR SR FLTG RATE INCOME 0.2%

Value ($000) $304 Shares 30,017 Est. Cost $9.81 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HLDGS 0.2%

Value ($000) $267 Shares 240,310 Est. Cost $1.79 Unrealized -26.3%

— WESTERN ASSET HIGH INCOM FD 0.2%

Value ($000) $253 Shares 60,614 Est. Cost $4.47 Unrealized —

IHRT IHEARTMEDIA INC 0.1%

Value ($000) $176 Shares 106,447 Est. Cost $4.25 Unrealized -52.7%

— NEW MTN FIN CORP 0.1%

Value ($000) $157 Shares 155,000 Est. Cost $1.02 Unrealized —

— SUNNOVA ENERGY INTL INC. 0.1%

Value ($000) $90 Shares 1,000,000 Est. Cost $0.09 Unrealized —

— SUNNOVA ENERGY INTL INC. 0.1%

Value ($000) $80 Shares 1,000,000 Est. Cost $0.08 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS	300,339	$82,545	65.6%	$99.66	—	TOTAL STK MKT	922908769
—	WELLS FARGO CO NEW	3,070	$3,653	2.9%	$1493.00	—	PERP PFD CNV A	949746804
BND	VANGUARD BD INDEX FDS	42,648	$3,132	2.5%	$79.21	—	TOTAL BND MRKT	921937835
—	BANK AMERICA CORP	2,488	$3,059	2.4%	$1445.41	—	7.25%CNV PFD L	060505682
—	SOUTHERN CO	2,268,000	$2,524	2.0%	$0.99	—	NOTE 3.875%12/1	842587DP9
—	NEXTERA ENERGY INC	57,000	$2,327	1.8%	$37.81	—	UNIT 09/01/2025	65339F713
SRLN	SSGA ACTIVE ETF TR	47,300	$1,945	1.5%	$41.90	—	BLACKSTONE SENR	78467V608
—	DUKE ENERGY CORP NEW	1,759,000	$1,906	1.5%	$1.06	—	NOTE 4.125% 4/1	26441CBY0
—	BOOKING HOLDINGS INC	766,000	$1,883	1.5%	$1.42	—	NOTE 0.750% 5/0	09857LAN8
—	FORD MTR CO	1,847,000	$1,808	1.4%	$0.99	—	NOTE 3/1	345370CZ1
—	UBER TECHNOLOGIES INC	1,403,000	$1,707	1.4%	$1.10	—	NOTE 0.875%12/0	90353TAM2
—	GLOBAL PMTS INC	1,800,000	$1,696	1.3%	$0.94	—	NOTE 1.500% 3/0	37940XAU6
—	APOLLO GLOBAL MGMT INC	22,713	$1,652	1.3%	$56.49	—	SER A MAND CNV	03769M304
BKLN	INVESCO EXCH TRADED FD TR II	71,000	$1,470	1.2%	$21.17	—	SR LN ETF	46138G508
—	VENTAS RLTY LTD PARTNERSHIP	981,000	$1,262	1.0%	$1.21	—	NOTE 3.750% 6/0	92277GAZ0
—	PPL CAP FDG INC	1,122,000	$1,256	1.0%	$0.96	—	NOTE 2.875% 3/1	69352PAS2
—	CENTERPOINT ENERGY INC	1,129,000	$1,222	1.0%	$1.01	—	NOTE 4.250% 8/1	15189TBD8
—	SOUTHWEST AIRLS CO	1,128,000	$1,125	0.9%	$1.22	—	NOTE 1.250% 5/0	844741BG2
—	EVERGY INC	932,000	$1,095	0.9%	$1.09	—	NOTE 4.500%12/1	30034WAD8
—	CMS ENERGY CORP	905,000	$1,001	0.8%	$1.07	—	NOTE 3.375% 5/0	125896BX7
—	EXPEDIA GROUP INC	882,000	$869	0.7%	$1.17	—	NOTE 2/1	30212PBE4
—	ALLIANT ENERGY CORP	746,000	$797	0.6%	$0.98	—	NOTE 3.875% 3/1	018802AC2
VGSH	VANGUARD SCOTTSDALE FDS	13,500	$792	0.6%	$58.22	—	SHORT TERM TREAS	92206C102
—	NEXTERA ENERGY CAP HLDGS INC	621,000	$717	0.6%	$1.15	—	NOTE 3.000% 3/0	65339KCY4
—	HIGHLAND OPPS & INCOME FD	105,895	$551	0.4%	$6.36	—	HIGHLAND INCOME	43010E404
—	AMERICAN WTR CAP CORP	500,000	$511	0.4%	$0.99	—	NOTE 3.625% 6/1	03040WBE4
HYG	ISHARES TR	5,575	$440	0.3%	$77.15	—	IBOXX HI YD ETF	464288513
VUG	VANGUARD INDEX FDS	1,152	$427	0.3%	$382.22	—	GROWTH ETF	922908736
CBL	CBL & ASSOC PPTYS INC	14,909	$396	0.3%	$28.76	—	COMMON STOCK	124830878
—	NEXTERA ENERGY INC	8,000	$386	0.3%	$55.66	—	UNIT 06/01/2027	65339F663
SPHQ	INVESCO EXCHANGE TRADED FD T	5,725	$380	0.3%	$67.27	—	S&P500 QUALITY	46137V241
—	FIRST TR SR FLTG RATE INCOME	30,017	$304	0.2%	$9.81	—	COM	33733U108
CCO	CLEAR CHANNEL OUTDOOR HLDGS	240,310	$267	0.2%	$1.79	-26.3%	COM	18453H106
—	WESTERN ASSET HIGH INCOM FD	60,614	$253	0.2%	$4.47	—	COM	95766J102
IHRT	IHEARTMEDIA INC	106,447	$176	0.1%	$4.25	-52.7%	COM CL A	45174J509
—	NEW MTN FIN CORP	155,000	$157	0.1%	$1.02	—	NOTE 7.500%10/1	647551AE0
—	SUNNOVA ENERGY INTL INC.	1,000,000	$90	0.1%	$0.09	—	NOTE 0.250%12/0	86745KAF1
—	SUNNOVA ENERGY INTL INC.	1,000,000	$80	0.1%	$0.08	—	NOTE 2.625% 2/1	86745KAH7