AEGON USA Investment Management, LLC Diversified Active

CIK: 0001454937 · Show all filings

Period: Q4 2024 (← Previous) (Next →)

Filing Date: Jan 29, 2025

Total Value ($000): $130,522 (82.1% shares, 17.9% debt)

Holdings (36)

VTI VANGUARD INDEX FDS 67.4%

Value ($000) $87,981 Shares 303,581 Est. Cost $99.66 Unrealized —

— WELLS FARGO CO NEW 3.0%

Value ($000) $3,885 Shares 3,295 Est. Cost $1493.00 Unrealized —

BND VANGUARD BD INDEX FDS 2.4%

Value ($000) $3,120 Shares 43,389 Est. Cost $79.21 Unrealized —

— BANK AMERICA CORP 2.3%

Value ($000) $3,047 Shares 2,543 Est. Cost $1445.41 Unrealized —

— SOUTHERN CO 1.8%

Value ($000) $2,383 Shares 2,268,000 Est. Cost $0.99 Unrealized —

— NEXTERA ENERGY INC 1.8%

Value ($000) $2,340 Shares 57,000 Est. Cost $37.81 Unrealized —

— APOLLO GLOBAL MGMT INC 1.7%

Value ($000) $2,264 Shares 25,913 Est. Cost $56.49 Unrealized —

— BOOKING HOLDINGS INC 1.5%

Value ($000) $2,021 Shares 766,000 Est. Cost $1.42 Unrealized —

SRLN SSGA ACTIVE ETF TR 1.5%

Value ($000) $1,974 Shares 47,300 Est. Cost $41.90 Unrealized —

— DUKE ENERGY CORP NEW 1.4%

Value ($000) $1,803 Shares 1,759,000 Est. Cost $1.06 Unrealized —

— FORD MTR CO 1.4%

Value ($000) $1,786 Shares 1,847,000 Est. Cost $0.99 Unrealized —

— UBER TECHNOLOGIES INC 1.2%

Value ($000) $1,543 Shares 1,403,000 Est. Cost $1.10 Unrealized —

BKLN INVESCO EXCH TRADED FD TR II 1.1%

Value ($000) $1,496 Shares 71,000 Est. Cost $21.17 Unrealized —

— SOUTHWEST AIRLS CO 1.1%

Value ($000) $1,466 Shares 1,428,000 Est. Cost $1.22 Unrealized —

— PPL CAP FDG INC 0.9%

Value ($000) $1,170 Shares 1,122,000 Est. Cost $0.96 Unrealized —

— CENTERPOINT ENERGY INC 0.9%

Value ($000) $1,153 Shares 1,129,000 Est. Cost $1.01 Unrealized —

— VENTAS RLTY LTD PARTNERSHIP 0.9%

Value ($000) $1,115 Shares 981,000 Est. Cost $1.21 Unrealized —

— HIGHLAND OPPORTUNITIES 0.8%

Value ($000) $1,020 Shares 196,615 Est. Cost $6.36 Unrealized —

— EVERGY INC 0.8%

Value ($000) $1,012 Shares 932,000 Est. Cost $1.09 Unrealized —

— CMS ENERGY CORP 0.7%

Value ($000) $937 Shares 905,000 Est. Cost $1.07 Unrealized —

— EXPEDIA GROUP INC 0.7%

Value ($000) $875 Shares 882,000 Est. Cost $1.17 Unrealized —

VGSH VANGUARD SCOTTSDALE FDS 0.6%

Value ($000) $785 Shares 13,500 Est. Cost $58.22 Unrealized —

— ALLIANT ENERGY CORP 0.6%

Value ($000) $765 Shares 746,000 Est. Cost $0.98 Unrealized —

— EURONET WORLDWIDE INC 0.4%

Value ($000) $581 Shares 588,000 Est. Cost $0.92 Unrealized —

— AMERICAN WTR CAP CORP 0.4%

Value ($000) $494 Shares 500,000 Est. Cost $0.99 Unrealized —

CBL CBL & ASSOC PPTYS INC 0.3%

Value ($000) $438 Shares 14,909 Est. Cost $28.76 Unrealized —

HYG ISHARES TR 0.3%

Value ($000) $438 Shares 5,575 Est. Cost $77.15 Unrealized —

VUG VANGUARD INDEX FDS 0.3%

Value ($000) $411 Shares 1,002 Est. Cost $383.93 Unrealized —

— NEXTERA ENERGY INC 0.3%

Value ($000) $390 Shares 8,000 Est. Cost $55.66 Unrealized —

SPHQ INVESCO EXCHANGE TRADED FD T 0.3%

Value ($000) $384 Shares 5,725 Est. Cost $67.27 Unrealized —

— FIRST TR SR FLTG RATE INCOME 0.2%

Value ($000) $311 Shares 30,017 Est. Cost $9.81 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HLDGS 0.2%

Value ($000) $296 Shares 215,807 Est. Cost $1.84 Unrealized -17.2%

— WESTERN ASSET HIGH INCOM FD 0.2%

Value ($000) $255 Shares 60,614 Est. Cost $4.47 Unrealized —

— PROSPECT CAP CORP 0.2%

Value ($000) $215 Shares 217,000 Est. Cost $0.85 Unrealized —

IHRT IHEARTMEDIA INC 0.2%

Value ($000) $211 Shares 106,447 Est. Cost $4.25 Unrealized -50.2%

— NEW MTN FIN CORP 0.1%

Value ($000) $155 Shares 155,000 Est. Cost $1.02 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS	303,581	$87,981	67.4%	$99.66	—	TOTAL STK MKT	922908769
—	WELLS FARGO CO NEW	3,295	$3,885	3.0%	$1493.00	—	PERP PFD CNV A	949746804
BND	VANGUARD BD INDEX FDS	43,389	$3,120	2.4%	$79.21	—	TOTAL BND MRKT	921937835
—	BANK AMERICA CORP	2,543	$3,047	2.3%	$1445.41	—	7.25%CNV PFD L	060505682
—	SOUTHERN CO	2,268,000	$2,383	1.8%	$0.99	—	NOTE 3.875%12/1	842587DP9
—	NEXTERA ENERGY INC	57,000	$2,340	1.8%	$37.81	—	UNIT 09/01/2025	65339F713
—	APOLLO GLOBAL MGMT INC	25,913	$2,264	1.7%	$56.49	—	SER A MAND CNV	03769M304
—	BOOKING HOLDINGS INC	766,000	$2,021	1.5%	$1.42	—	NOTE 0.750% 5/0	09857LAN8
SRLN	SSGA ACTIVE ETF TR	47,300	$1,974	1.5%	$41.90	—	BLACKSTONE SENR	78467V608
—	DUKE ENERGY CORP NEW	1,759,000	$1,803	1.4%	$1.06	—	NOTE 4.125% 4/1	26441CBY0
—	FORD MTR CO	1,847,000	$1,786	1.4%	$0.99	—	NOTE 3/1	345370CZ1
—	UBER TECHNOLOGIES INC	1,403,000	$1,543	1.2%	$1.10	—	NOTE 0.875%12/0	90353TAM2
BKLN	INVESCO EXCH TRADED FD TR II	71,000	$1,496	1.1%	$21.17	—	SR LN ETF	46138G508
—	SOUTHWEST AIRLS CO	1,428,000	$1,466	1.1%	$1.22	—	NOTE 1.250% 5/0	844741BG2
—	PPL CAP FDG INC	1,122,000	$1,170	0.9%	$0.96	—	NOTE 2.875% 3/1	69352PAS2
—	CENTERPOINT ENERGY INC	1,129,000	$1,153	0.9%	$1.01	—	NOTE 4.250% 8/1	15189TBD8
—	VENTAS RLTY LTD PARTNERSHIP	981,000	$1,115	0.9%	$1.21	—	NOTE 3.750% 6/0	92277GAZ0
—	HIGHLAND OPPORTUNITIES	196,615	$1,020	0.8%	$6.36	—	HIGHLAND INCOME	43010E404
—	EVERGY INC	932,000	$1,012	0.8%	$1.09	—	NOTE 4.500%12/1	30034WAD8
—	CMS ENERGY CORP	905,000	$937	0.7%	$1.07	—	NOTE 3.375% 5/0	125896BX7
—	EXPEDIA GROUP INC	882,000	$875	0.7%	$1.17	—	NOTE 2/1	30212PBE4
VGSH	VANGUARD SCOTTSDALE FDS	13,500	$785	0.6%	$58.22	—	SHORT TERM TREAS	92206C102
—	ALLIANT ENERGY CORP	746,000	$765	0.6%	$0.98	—	NOTE 3.875% 3/1	018802AC2
—	EURONET WORLDWIDE INC	588,000	$581	0.4%	$0.92	—	NOTE 0.750% 3/1	298736AL3
—	AMERICAN WTR CAP CORP	500,000	$494	0.4%	$0.99	—	NOTE 3.625% 6/1	03040WBE4
CBL	CBL & ASSOC PPTYS INC	14,909	$438	0.3%	$28.76	—	COMMON STOCK	124830878
HYG	ISHARES TR	5,575	$438	0.3%	$77.15	—	IBOXX HI YD ETF	464288513
VUG	VANGUARD INDEX FDS	1,002	$411	0.3%	$383.93	—	GROWTH ETF	922908736
—	NEXTERA ENERGY INC	8,000	$390	0.3%	$55.66	—	UNIT 06/01/2027	65339F663
SPHQ	INVESCO EXCHANGE TRADED FD T	5,725	$384	0.3%	$67.27	—	S&P500 QUALITY	46137V241
—	FIRST TR SR FLTG RATE INCOME	30,017	$311	0.2%	$9.81	—	COM	33733U108
CCO	CLEAR CHANNEL OUTDOOR HLDGS	215,807	$296	0.2%	$1.84	-17.2%	COM	18453H106
—	WESTERN ASSET HIGH INCOM FD	60,614	$255	0.2%	$4.47	—	COM	95766J102
—	PROSPECT CAP CORP	217,000	$215	0.2%	$0.85	—	NOTE 6.375% 3/0	74348TAT9
IHRT	IHEARTMEDIA INC	106,447	$211	0.2%	$4.25	-50.2%	COM CL A	45174J509
—	NEW MTN FIN CORP	155,000	$155	0.1%	$1.02	—	NOTE 7.500%10/1	647551AE0