DG Capital Management, LLC Hedge Fund

CIK: 0001512716 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $47,445 (78.9% shares, 21.1% debt)

Holdings (9)

— BLUEKNIGHT ENERGY PARTNERS LLC 34.3%

Value ($000) $16,276 Shares 2,672,577 Est. Cost $6.53 Unrealized —

— AEGERION PHARMACEUTICALS INC 21.1%

Value ($000) $10,020 Shares 15,044,000 Est. Cost $0.67 Unrealized —

AWRE AWARE INC/MASS 16.4%

Value ($000) $7,773 Shares 1,466,668 Est. Cost $4.07 Unrealized +23.2%

CHCT COMMUNITY HEALTHCARE TRUST I 13.3%

Value ($000) $6,315 Shares 288,110 Est. Cost $19.14 Unrealized —

— KOHLBERG CAPITAL CORP 8.0%

Value ($000) $3,800 Shares 820,757 Est. Cost $5.77 Unrealized —

— TROPICANA ENTERTAINMENT INC 4.5%

Value ($000) $2,131 Shares 89,744 Est. Cost $23.75 Unrealized —

— ZIX CORP 1.5%

Value ($000) $721 Shares 175,746 Est. Cost $4.10 Unrealized —

— HC2 HOLDINGS INC 0.8%

Value ($000) $387 Shares 70,984 Est. Cost $8.43 Unrealized —

— CATALYST BIOSCIENCES INC 0.0%

Value ($000) $22 Shares 17,960 Est. Cost $4.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BLUEKNIGHT ENERGY PARTNERS LLC	2,672,577	$16,276	34.3%	$6.53	—	LTDP	09625U109
—	AEGERION PHARMACEUTICALS INC	15,044,000	$10,020	21.1%	$0.67	—	CONV	00767E102
AWRE	AWARE INC/MASS	1,466,668	$7,773	16.4%	$4.07	+23.2%	COMM	05453N100
CHCT	COMMUNITY HEALTHCARE TRUST I	288,110	$6,315	13.3%	$19.14	—	REIT	20369C106
—	KOHLBERG CAPITAL CORP	820,757	$3,800	8.0%	$5.77	—	COMM	48668E101
—	TROPICANA ENTERTAINMENT INC	89,744	$2,131	4.5%	$23.75	—	COMM	89708X105
—	ZIX CORP	175,746	$721	1.5%	$4.10	—	COMM	98974P100
—	HC2 HOLDINGS INC	70,984	$387	0.8%	$8.43	—	COMM	404139107
—	CATALYST BIOSCIENCES INC	17,960	$22	0.0%	$4.66	—	COMM	14888D109