DG Capital Management, LLC Hedge Fund

Location: New York, NY

CIK: 0001512716 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value: $44.12M (81.2% shares, 18.8% debt)

Holdings (8)

— BLUEKNIGHT ENERGY PARTNERS LLC 31.8%

Value $14.04M Shares 2,663,939 Est. Cost $6.53 Unrealized —

AWRE AWARE INC/MASS 19.7%

Value $8.71M Shares 2,006,963 Est. Cost $4.07 Unrealized +1.2%

— NOVATEL WIRELESS INC 18.8%

Value $8.31M Shares 11,814,000 Est. Cost $0.70 Unrealized —

CHCT COMMUNITY HEALTHCARE TRUST I 13.7%

Value $6.052M Shares 286,266 Est. Cost $19.14 Unrealized —

— KOHLBERG CAPITAL CORP 11.1%

Value $4.913M Shares 1,253,258 Est. Cost $5.77 Unrealized —

— HC2 HOLDINGS INC 4.6%

Value $2.023M Shares 470,509 Est. Cost $8.43 Unrealized —

— CATALYST BIOSCIENCES INC 0.2%

Value $69,000 Shares 45,265 Est. Cost $4.66 Unrealized —

— NOVATEL WIRELESS INC 0.0%

Value $8,000 Shares 5,000 Est. Cost $1.60 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	BLUEKNIGHT ENERGY PARTNERS LLC	2,663,939	$14.04M	31.8%	$6.53	—	LTDP	09625U109
AWRE	AWARE INC/MASS	2,006,963	$8.71M	19.7%	$4.07	+1.2%	COMM	05453N100
—	NOVATEL WIRELESS INC	11,814,000	$8.31M	18.8%	$0.70	—	NOTE	66987MAE9
CHCT	COMMUNITY HEALTHCARE TRUST I	286,266	$6.052M	13.7%	$19.14	—	REIT	20369C106
—	KOHLBERG CAPITAL CORP	1,253,258	$4.913M	11.1%	$5.77	—	COMM	48668E101
—	HC2 HOLDINGS INC	470,509	$2.023M	4.6%	$8.43	—	COMM	404139107
—	CATALYST BIOSCIENCES INC	45,265	$69,000	0.2%	$4.66	—	COMM	14888D109
—	NOVATEL WIRELESS INC	5,000	$8,000	0.0%	$1.60	—	COMM	66987M604