DG Capital Management, LLC Hedge Fund

CIK: 0001512716 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $44,124 (81.2% shares, 18.8% debt)

Holdings (8)

— BLUEKNIGHT ENERGY PARTNERS LLC 31.8%

Value ($000) $14,039 Shares 2,663,939 Est. Cost $6.53 Unrealized —

AWRE AWARE INC/MASS 19.7%

Value ($000) $8,710 Shares 2,006,963 Est. Cost $4.07 Unrealized +1.2%

— NOVATEL WIRELESS INC 18.8%

Value ($000) $8,310 Shares 11,814,000 Est. Cost $0.70 Unrealized —

CHCT COMMUNITY HEALTHCARE TRUST I 13.7%

Value ($000) $6,052 Shares 286,266 Est. Cost $19.14 Unrealized —

— KOHLBERG CAPITAL CORP 11.1%

Value ($000) $4,913 Shares 1,253,258 Est. Cost $5.77 Unrealized —

— HC2 HOLDINGS INC 4.6%

Value ($000) $2,023 Shares 470,509 Est. Cost $8.43 Unrealized —

— CATALYST BIOSCIENCES INC 0.2%

Value ($000) $69 Shares 45,265 Est. Cost $4.66 Unrealized —

— NOVATEL WIRELESS INC 0.0%

Value ($000) $8 Shares 5,000 Est. Cost $1.60 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BLUEKNIGHT ENERGY PARTNERS LLC	2,663,939	$14,039	31.8%	$6.53	—	LTDP	09625U109
AWRE	AWARE INC/MASS	2,006,963	$8,710	19.7%	$4.07	+1.2%	COMM	05453N100
—	NOVATEL WIRELESS INC	11,814,000	$8,310	18.8%	$0.70	—	NOTE	66987MAE9
CHCT	COMMUNITY HEALTHCARE TRUST I	286,266	$6,052	13.7%	$19.14	—	REIT	20369C106
—	KOHLBERG CAPITAL CORP	1,253,258	$4,913	11.1%	$5.77	—	COMM	48668E101
—	HC2 HOLDINGS INC	470,509	$2,023	4.6%	$8.43	—	COMM	404139107
—	CATALYST BIOSCIENCES INC	45,265	$69	0.2%	$4.66	—	COMM	14888D109
—	NOVATEL WIRELESS INC	5,000	$8	0.0%	$1.60	—	COMM	66987M604