Location: Redwood City, CA
CIK: 0001582844 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 15, 2016
Total Value: $266M (97.6% shares, 2.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LION BIOTECHNOLOGIES INC | 3,229,916 | $26.58M | 10.0% | $8.07 | — | COM | 53619R102 |
| VCYT | VERACYTE INC | 3,144,649 | $23.93M | 9.0% | $7.15 | -20.9% | COM | 92337F107 |
| IRIX | IRIDEX CORP | 1,220,611 | $17.69M | 6.6% | $10.90 | +39.5% | COM | 462684101 |
| — | IMMUNOMEDICS INC | 3,850,000 | $12.51M | 4.7% | $2.49 | — | COM | 452907108 |
| — | EVERYDAY HEALTH INC | 1,550,000 | $11.92M | 4.5% | $6.69 | — | COM | 300415106 |
| — | AERIE PHARMACEUTICALS INC | 280,000 | $10.57M | 4.0% | $37.74 | — | COM | 00771V108 |
| XBI | SPDR SERIES TRUST | 150,000 | $9.944M | 3.7% | — | — | Put | 78464A870 |
| — | NEURODERM LTD | 462,956 | $8.56M | 3.2% | $15.81 | — | ORD SHS | M74231107 |
| — | EDGE THERAPEUTICS INC | 703,000 | $7.318M | 2.7% | $10.41 | — | COM | 279870109 |
| ASND | ASCENDIS PHARMA A S | 363,000 | $7.296M | 2.7% | $17.76 | — | SPONSORED ADR | 04351P101 |
| ACAD | ACADIA PHARMACEUTICALS INC | 220,000 | $6.998M | 2.6% | $33.73 | +0.5% | COM | 004225108 |
| — | MARVELL TECHNOLOGY GROUP LTD | 510,000 | $6.768M | 2.5% | $11.51 | — | ORD | G5876H105 |
| — | CAS MED SYS INC | 3,845,365 | $6.647M | 2.5% | $1.52 | — | COM PAR $0.004 | 124769209 |
| AKBA | AKEBIA THERAPEUTICS INC | 700,000 | $6.335M | 2.4% | $8.35 | +1.7% | COM | 00972D105 |
| — | IMMUNOMEDICS INC | 7,500,000 | $6.333M | 2.4% | $0.73 | — | NOTE 4.750% 2/1 | 452907AK4 |
| — | CHEMBIO DIAGNOSTICS INC | 771,676 | $5.71M | 2.1% | $7.41 | — | COM NEW | 163572209 |
| — | GW PHARMACEUTICALS PLC | 41,487 | $5.507M | 2.1% | $132.74 | — | ADS | 36197T103 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 407,815 | $5.122M | 1.9% | $11.54 | — | ORD SHS | G6855A103 |
| — | CEMPRA INC | 210,000 | $5.082M | 1.9% | $31.32 | — | COM | 15130J109 |
| IWM | ISHARES TR | 40,000 | $4.968M | 1.9% | — | — | Put | 464287655 |
| FOLD | AMICUS THERAPEUTICS INC | 670,000 | $4.958M | 1.9% | $7.22 | -6.4% | COM | 03152W109 |
| — | WEBMD HEALTH CORP | 95,000 | $4.722M | 1.8% | $51.92 | — | COM | 94770V102 |
| — | NABRIVA THERAPEUTICS AG | 583,521 | $4.114M | 1.5% | $9.24 | — | SPONSORED ADR | 62957M104 |
| VNDA | VANDA PHARMACEUTICALS INC | 245,995 | $4.093M | 1.5% | $13.46 | 0.0% | COM | 921659108 |
| — | INNOCOLL HLDGS PLC | 671,517 | $3.902M | 1.5% | $7.28 | — | SHS | G4783X105 |
| — | DERMIRA INC | 107,000 | $3.619M | 1.4% | $29.25 | — | COM | 24983L104 |
| SRPT | SAREPTA THERAPEUTICS INC | 50,000 | $3.071M | 1.2% | $18.47 | +63.7% | COM | 803607100 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 30,000 | $2.776M | 1.0% | $85.01 | +10.8% | COM | 09061G101 |
| — | PROGENICS PHARMACEUTICALS IN | 432,370 | $2.737M | 1.0% | $4.29 | — | COM | 743187106 |
| BCRX | BIOCRYST PHARMACEUTICALS | 554,448 | $2.445M | 0.9% | $3.99 | 0.0% | COM | 09058V103 |
| SRPT | SAREPTA THERAPEUTICS INC | 39,700 | $2.438M | 0.9% | $18.47 | +63.7% | Call | 803607100 |
| — | TESARO INC | 22,700 | $2.275M | 0.9% | $84.07 | — | COM | 881569107 |
| — | ASSEMBLY BIOSCIENCES INC | 314,211 | $2.265M | 0.9% | $6.02 | — | COM | 045396108 |
| — | AERIE PHARMACEUTICALS INC | 59,600 | $2.249M | 0.8% | $37.74 | — | Call | 00771V108 |
| — | RADIUS HEALTH INC | 40,000 | $2.164M | 0.8% | $54.10 | — | COM NEW | 750469207 |
| — | GENOMIC HEALTH INC | 72,100 | $2.085M | 0.8% | $26.88 | — | COM | 37244C101 |
| — | DBV TECHNOLOGIES S A | 56,260 | $2.044M | 0.8% | $36.33 | — | SPONSORED ADR | 23306J101 |
| — | ALERE INC | 45,000 | $1.946M | 0.7% | $43.24 | — | COM | 01449J105 |
| — | ESSA PHARMA INC | 586,700 | $1.678M | 0.6% | $4.75 | — | COM | 29668H104 |
| — | ALIMERA SCIENCES INC | 974,318 | $1.452M | 0.5% | $5.54 | — | COM | 016259103 |
| AGIO | AGIOS PHARMACEUTICALS INC | 25,000 | $1.321M | 0.5% | $43.55 | 0.0% | COM | 00847X104 |
| ACAD | ACADIA PHARMACEUTICALS INC | 40,000 | $1.272M | 0.5% | $33.73 | +0.5% | Call | 004225108 |
| SVA | SINOVAC BIOTECH LTD | 204,358 | $1.206M | 0.5% | $6.04 | -2.7% | SHS | P8696W104 |
| ATRC | ATRICURE INC | 66,186 | $1.047M | 0.4% | $15.24 | +0.9% | COM | 04963C209 |
| — | ONCOBIOLOGICS INC | 245,391 | $1.043M | 0.4% | $3.40 | — | COM | 68235M105 |
| AZN | ASTRAZENECA PLC | 30,000 | $986K | 0.4% | $32.87 | — | SPONSORED ADR | 046353108 |
| — | MIRATI THERAPEUTICS INC | 125,000 | $826K | 0.3% | $25.85 | — | COM | 60468T105 |
| — | AGENUS INC | 104,178 | $748K | 0.3% | $7.18 | — | COM NEW | 00847G705 |
| THC | TENET HEALTHCARE CORP | 32,809 | $743K | 0.3% | $26.03 | 0.0% | COM NEW | 88033G407 |
| — | EHI CAR SVCS LTD | 58,827 | $603K | 0.2% | $10.25 | — | SPON ADS CL A | 26853A100 |
| — | CORBUS PHARMACEUTICALS HLDGS | 81,302 | $552K | 0.2% | $6.79 | — | COM | 21833P103 |
| BCRX | BIOCRYST PHARMACEUTICALS | 107,200 | $473K | 0.2% | $3.99 | 0.0% | Call | 09058V103 |
| — | RIGEL PHARMACEUTICALS INC | 100,000 | $367K | 0.1% | $2.49 | — | Call | 766559603 |
| — | TROVAGENE INC | 80,000 | $359K | 0.1% | — | — | Put | 897238309 |
| ARDX | ARDELYX INC | 26,076 | $337K | 0.1% | $10.48 | 0.0% | COM | 039697107 |
| — | PROGENICS PHARMACEUTICALS IN | 40,000 | $253K | 0.1% | $4.29 | — | Call | 743187106 |
| — | DEXTERA SURGICAL INC | 128,958 | $242K | 0.1% | $1.80 | — | COM | 252366109 |
| BCRX | BIOCRYST PHARMACEUTICALS | 50,600 | $223K | 0.1% | $3.99 | 0.0% | Put | 09058V103 |
| — | AKARI THERAPEUTICS PLC | 23,169 | $197K | 0.1% | $13.99 | — | SPONSORED ADR | 00972G108 |
| — | IMMUNOMEDICS INC | 58,600 | $190K | 0.1% | $2.49 | — | Call | 452907108 |
| — | COMBIMATRIX CORPORATION | 47,431 | $133K | 0.0% | $3.61 | — | COM PAR | 20009T501 |
| — | APPLIED GENETIC TECHNOL CORP | 10,193 | $100K | 0.0% | $9.81 | — | COM | 03820J100 |
| — | ONCOBIOLOGICS INC | 96,833 | $97,000 | 0.0% | $0.45 | — | *W EXP 05/18/201 | 68235M121 |
| — | MANNKIND CORP | 90,000 | $56,000 | 0.0% | — | — | Put | 56400P201 |
| — | ONCOBIOLOGICS INC | 96,833 | $47,000 | 0.0% | $0.46 | — | *W EXP 02/18/201 | 68235M113 |
| — | PERNIX THERAPEUTICS HLDGS IN | 73,500 | $46,000 | 0.0% | — | — | Put | 71426V108 |
| — | RIGEL PHARMACEUTICALS INC | 11,900 | $44,000 | 0.0% | $2.49 | — | Put | 766559603 |