CIK: 0001582844 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 13, 2017
Total Value ($000): $268,917 (96.1% shares, 3.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VCYT | VERACYTE INC | 3,513,161 | $27,192 | 10.1% | $7.18 | +4.1% | COM | 92337F107 |
| — | LION BIOTECHNOLOGIES INC | 3,809,944 | $26,479 | 9.8% | $7.90 | — | COM | 53619R102 |
| IRIX | IRIDEX CORP | 1,554,146 | $21,851 | 8.1% | $11.61 | +22.4% | COM | 462684101 |
| — | IMMUNOMEDICS INC | 4,700,000 | $17,249 | 6.4% | $2.70 | — | COM | 452907108 |
| — | NEURODERM LTD | 665,944 | $14,784 | 5.5% | $17.76 | — | ORD SHS | M74231107 |
| — | EDGE THERAPEUTICS INC | 1,040,265 | $13,003 | 4.8% | $11.09 | — | COM | 279870109 |
| — | ASSEMBLY BIOSCIENCES INC | 976,599 | $11,866 | 4.4% | $10.18 | — | COM | 045396108 |
| ASND | ASCENDIS PHARMA A S | 575,309 | $11,644 | 4.3% | $18.67 | — | SPONSORED ADR | 04351P101 |
| — | IMMUNOMEDICS INC | 10,500,000 | $10,395 | 3.9% | $0.81 | — | NOTE 4.750% 2/1 | 452907AK4 |
| ACRS | ACLARIS THERAPEUTICS INC | 372,753 | $10,117 | 3.8% | $25.50 | 0.0% | COM | 00461U105 |
| IWM | ISHARES TR | 70,000 | $9,440 | 3.5% | — | — | Put | 464287655 |
| ACAD | ACADIA PHARMACEUTICALS INC | 300,000 | $8,652 | 3.2% | $31.79 | -16.8% | COM | 004225108 |
| — | CHEMBIO DIAGNOSTICS INC | 1,150,925 | $7,826 | 2.9% | $7.21 | — | COM NEW | 163572209 |
| AKBA | AKEBIA THERAPEUTICS INC | 698,825 | $7,275 | 2.7% | $8.35 | +3.1% | COM | 00972D105 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 470,834 | $7,039 | 2.6% | $12.00 | — | ORD SHS | G6855A103 |
| — | MARVELL TECHNOLOGY GROUP LTD | 500,000 | $6,935 | 2.6% | $11.51 | — | ORD | G5876H105 |
| — | CAS MED SYS INC | 4,179,838 | $6,730 | 2.5% | $1.52 | — | COM PAR $0.004 | 124769209 |
| — | RA PHARMACEUTICALS INC | 377,909 | $5,740 | 2.1% | $15.19 | — | COM | 74933V108 |
| — | GW PHARMACEUTICALS PLC | 40,000 | $4,470 | 1.7% | $132.74 | — | ADS | 36197T103 |
| — | NABRIVA THERAPEUTICS AG | 706,383 | $4,210 | 1.6% | $8.67 | — | SPONSORED ADR | 62957M104 |
| — | WEBMD HEALTH CORP | 80,000 | $3,966 | 1.5% | $51.92 | — | COM | 94770V102 |
| — | DBV TECHNOLOGIES S A | 91,898 | $3,228 | 1.2% | $35.86 | — | SPONSORED ADR | 23306J101 |
| VCYT | VERACYTE INC | 375,000 | $2,903 | 1.1% | $7.18 | +4.1% | Call | 92337F107 |
| — | DERMIRA INC | 88,500 | $2,684 | 1.0% | $29.25 | — | COM | 24983L104 |
| VNDA | VANDA PHARMACEUTICALS INC | 162,600 | $2,593 | 1.0% | $13.46 | +19.4% | COM | 921659108 |
| — | RECRO PHARMA INC | 300,000 | $2,418 | 0.9% | $8.06 | — | COM | 75629F109 |
| AUPH | AURINIA PHARMACEUTICALS INC | 1,000,000 | $2,100 | 0.8% | $3.22 | 0.0% | COM | 05156V102 |
| — | AERIE PHARMACEUTICALS INC | 50,000 | $1,893 | 0.7% | $37.74 | — | COM | 00771V108 |
| — | CLEARSIDE BIOMEDICAL INC | 175,000 | $1,565 | 0.6% | $8.94 | — | COM | 185063104 |
| ZBH | ZIMMER BIOMET HLDGS INC | 15,000 | $1,548 | 0.6% | $99.44 | 0.0% | COM | 98956P102 |
| SRPT | SAREPTA THERAPEUTICS INC | 50,000 | $1,372 | 0.5% | $18.47 | +117.5% | Put | 803607100 |
| — | ESSA PHARMA INC | 605,300 | $1,330 | 0.5% | $4.68 | — | COM | 29668H104 |
| EXEL | EXELIXIS INC | 80,000 | $1,193 | 0.4% | — | — | Put | 30161Q104 |
| — | ALIMERA SCIENCES INC | 974,318 | $1,052 | 0.4% | $5.54 | — | COM | 016259103 |
| — | LION BIOTECHNOLOGIES INC | 150,000 | $1,043 | 0.4% | $7.90 | — | Call | 53619R102 |
| BCRX | BIOCRYST PHARMACEUTICALS | 150,000 | $950 | 0.4% | $3.99 | +30.3% | COM | 09058V103 |
| — | ROCKWELL MED INC | 140,000 | $917 | 0.3% | — | — | Put | 774374102 |
| FOLD | AMICUS THERAPEUTICS INC | 145,300 | $722 | 0.3% | $7.22 | -4.2% | COM | 03152W109 |
| — | SPECTRANETICS CORP | 27,500 | $674 | 0.3% | $24.51 | — | COM | 84760C107 |
| BCRX | BIOCRYST PHARMACEUTICALS | 99,000 | $627 | 0.2% | $3.99 | +30.3% | Call | 09058V103 |
| ARDX | ARDELYX INC | 26,891 | $382 | 0.1% | $10.59 | +34.0% | COM | 039697107 |
| — | IMMUNOMEDICS INC | 100,000 | $367 | 0.1% | $2.70 | — | Call | 452907108 |
| — | ASSEMBLY BIOSCIENCES INC | 10,000 | $122 | 0.0% | $10.18 | — | Call | 045396108 |
| — | ONCOBIOLOGICS INC | 29,082 | $88 | 0.0% | $3.40 | — | COM | 68235M105 |
| — | ENDOLOGIX INC | 96,000 | $86 | 0.0% | $0.90 | — | NOTE 2.250%12/1 | 29266SAA4 |
| — | ONCOBIOLOGICS INC | 96,833 | $76 | 0.0% | $0.45 | — | *W EXP 05/18/201 | 68235M121 |
| — | MANNKIND CORP | 90,000 | $58 | 0.0% | — | — | Put | 56400P201 |
| — | PLURISTEM THERAPEUTICS INC | 21,100 | $30 | 0.0% | — | — | Put | 72940R102 |
| — | ONCOBIOLOGICS INC | 96,833 | $18 | 0.0% | $0.46 | — | *W EXP 02/18/201 | 68235M113 |
| — | OHR PHARMACEUTICAL INC | 10,000 | $15 | 0.0% | — | — | Call | 67778H200 |