Location: New York, NY
CIK: 0001346554 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $1.635B (8.9% shares, 91.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EVERBRIDGE INC | 68,943,000 | $131M | 8.0% | $2.65 | — | NOTE 1.500%11/0 | 29978AAA2 |
| — | MICRON TECHNOLOGY INC | 29,161,000 | $126M | 7.7% | $2.83 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 73,205,000 | $72.93M | 4.5% | $1.00 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | INSULET CORP | 23,132,000 | $65.05M | 4.0% | $1.82 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | NUVASIVE INC | 53,017,000 | $62.69M | 3.8% | $1.13 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | ZILLOW GROUP INC | 50,000,000 | $50.14M | 3.1% | $1.02 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | MICROCHIP TECHNOLOGY INC | 35,500,000 | $45.96M | 2.8% | $1.20 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | ISIS PHARMACEUTICALS INC DEL | 40,132,000 | $45.92M | 2.8% | $1.08 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | VERINT SYS INC | 45,113,000 | $45.82M | 2.8% | $1.09 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | KNOWLES CORP | 34,066,000 | $44.3M | 2.7% | $1.17 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | ROVI CORP | 44,777,000 | $44.23M | 2.7% | $0.96 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | RINGCENTRAL INC | 24,250,000 | $39.26M | 2.4% | $1.60 | — | NOTE 3/1 | 76680RAD9 |
| — | ANI PHARMACEUTICALS INC | 36,000,000 | $39.17M | 2.4% | $1.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | ADVANCED MICRO DEVICES INC | 9,500,000 | $35.59M | 2.2% | $3.71 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | TESLA INC | 31,500,000 | $32.31M | 2.0% | $0.99 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | FIREEYE INC | 32,216,000 | $31.92M | 2.0% | $0.97 | — | NOTE 1.000% 6/0 | 31816QAB7 |
| — | SAREPTA THERAPEUTICS INC | 24,000,000 | $31.83M | 1.9% | $1.68 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | RTI INTL METALS INC | 30,621,000 | $30.85M | 1.9% | $1.00 | — | NOTE 1.625%10/1 | 74973WAB3 |
| — | NUANCE COMMUNICATIONS INC | 30,045,000 | $30.32M | 1.9% | $1.01 | — | DEBT 1.500%11/0 | 67020YAG5 |
| — | TWITTER INC | 30,000,000 | $29.55M | 1.8% | $0.93 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | INSULET CORP | 25,000,000 | $25.41M | 1.6% | $1.02 | — | DEBT 0.375% 9/0 | U45793AA1 |
| — | CARDTRONICS INC | 24,238,000 | $23.89M | 1.5% | $0.98 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | JAZZ INVESTMENTS I LTD | 22,712,000 | $22.86M | 1.4% | $1.02 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | AMAG PHARMACEUTICALS INC | 27,000,000 | $22.57M | 1.4% | $1.01 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | NUTANIX INC | 24,000,000 | $22.48M | 1.4% | $0.93 | — | NOTE 1/1 | 67059NAB4 |
| — | INFINERA CORPORATION | 25,000,000 | $21.93M | 1.3% | $0.92 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | COUPA SOFTWARE INC | 7,500,000 | $21.86M | 1.3% | $2.86 | — | NOTE 0.375% 1/1 | 22266LAB2 |
| — | WORKDAY INC | 10,265,000 | $21.43M | 1.3% | $2.09 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | PACIRA BIOSCIENCES | 20,987,000 | $20.96M | 1.3% | $1.00 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | PRETIUM RES INC | 17,954,000 | $18.81M | 1.2% | $0.96 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | INVACARE CORP | 17,575,000 | $16.59M | 1.0% | $1.24 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | DYCOM INDS INC | 15,792,000 | $15.12M | 0.9% | $0.97 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | WRIGHT MED GROUP INC | 13,227,000 | $13.26M | 0.8% | $1.00 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | CREE INC | 12,000,000 | $13.14M | 0.8% | $1.09 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | PLURALSIGHT INC | 15,000,000 | $12.93M | 0.8% | $0.86 | — | NOTE 2.250% 3/0 | 72941BAA4 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,200,000 | $12.84M | 0.8% | $10.55 | — | CL A | G8250R103 |
| — | CTRIP COM INTL LTD | 13,000,000 | $12.76M | 0.8% | $1.02 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | INVACARE CORP | 15,000,000 | $12.7M | 0.8% | $1.34 | — | NOTE 4.500% 6/0 | 461203AH4 |
| — | MARRIOTT VACTINS WORLDWID CO | 12,000,000 | $12.12M | 0.7% | $1.01 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | HELIX ENERGY SOLUTIONS GRP I | 10,000,000 | $11.71M | 0.7% | $1.14 | — | NOTE 4.125% 9/1 | 42330PAJ6 |
| — | CALAMP CORP | 11,475,000 | $11.4M | 0.7% | $0.97 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | FINISAR CORP | 10,447,000 | $10.46M | 0.6% | $1.00 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | BEFEFITFOCUS INC | 10,100,000 | $8.79M | 0.5% | $0.87 | — | NOTE 1.250% 12/2 | 08180DAA4 |
| — | INSMED INC | 9,500,000 | $7.978M | 0.5% | $0.84 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | VIAVI SOLUTIONS INC | 6,500,000 | $7.866M | 0.5% | $1.17 | — | NOTE 1.750% 6/0 | 925550AE5 |
| — | FIREEYE INC | 7,948,000 | $7.573M | 0.5% | $0.95 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | TESLA INC | 7,500,000 | $7.342M | 0.4% | $0.97 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | HOPE BANCORP INC | 7,500,000 | $6.972M | 0.4% | $0.92 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| — | ACAMAR PARTNERS ACQSITION CO | 700,000 | $6.93M | 0.4% | $9.72 | — | CL A | 004285102 |
| RPLA | REPLAY ACQUISITION CORP | 600,000 | $5.958M | 0.4% | $9.77 | — | COM | G75130107 |
| — | RMG ACQUISITION CORP | 600,000 | $5.91M | 0.4% | $9.77 | — | CL A | 749641106 |
| — | HERBALIFE LTD | 6,000,000 | $5.622M | 0.3% | $1.04 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| — | HENNESSY CAP ACQUSTION CORP | 546,467 | $5.47M | 0.3% | $9.90 | — | CL A COM | 42589C104 |
| — | TRINE ACQUISITION CORP | 550,000 | $5.429M | 0.3% | $9.73 | — | COM CL A | 89628U108 |
| — | GORES HOLDINGS III INC | 501,300 | $5.068M | 0.3% | $9.90 | — | CLASS A | 38286G109 |
| — | GORES METROPOULOS INC | 500,000 | $5.05M | 0.3% | $10.07 | — | COM CL A | 382872109 |
| — | PLUG POWER INC | 4,000,000 | $5.011M | 0.3% | $1.13 | — | NOTE 5.500% 3/1 | 72919PAB9 |
| — | INTERDIGITAL INC | 5,000,000 | $5.006M | 0.3% | $1.00 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | JAZZ INVESTMENTS I LTD | 5,000,000 | $4.842M | 0.3% | $0.97 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | ACORDA THERAPEUTICS INC | 5,500,000 | $4.368M | 0.3% | $0.89 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | DFB HEALTHCARE ACQUISTION CO | 400,000 | $4.072M | 0.2% | $9.99 | — | COM | 23291E109 |
| — | DIAMONDPEAK HLDGS COR | 400,000 | $3.96M | 0.2% | $9.72 | — | COM CL A | 25280H100 |
| — | TUSCAN HOLDINGS CORP | 400,000 | $3.92M | 0.2% | $9.88 | — | COM | 90069K104 |
| — | VERASTEM INC | 7,500,000 | $3.8M | 0.2% | $0.81 | — | NOTE 5.000%11/0 | 92337CAA2 |
| — | SHIP FIN INTL LTD | 3,400,000 | $3.734M | 0.2% | $1.05 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | SWITCHBACK ENERGY ACQUISITIO | 349,917 | $3.499M | 0.2% | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | INTREXON CORP | 5,000,000 | $3.167M | 0.2% | $1.20 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | LEO HOLDINGS CORP | 300,000 | $3.072M | 0.2% | $10.19 | — | COM CL A | G5463L105 |
| — | LEGACY ACQUISITION CORP | 300,100 | $3.061M | 0.2% | $10.04 | — | COM CL A | 524643103 |
| — | APEX TECHNOLOGY ACQUISITN CO | 300,000 | $3.057M | 0.2% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | THUNDER BRDG ACQUISTION II L | 300,000 | $3.054M | 0.2% | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | SILVER SPIKE ACQUISITION COR | 300,000 | $3.027M | 0.2% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | FINTECH ACQUISITION CORP III | 300,000 | $3.021M | 0.2% | $9.75 | — | COM CL A | 31811A101 |
| — | CHESAPEAKE ENERGY CORP | 5,000,000 | $3.011M | 0.2% | $0.60 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | EXPERIENCE INVESTMENT CORP | 300,000 | $3.003M | 0.2% | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| — | TEAM INC | 2,500,000 | $2.784M | 0.2% | $1.27 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | CF FIN ACQUISITION CORP | 267,870 | $2.716M | 0.2% | $9.90 | — | COM CL A | 12528N107 |
| — | SEACOR HOLDINGS INC | 2,615,000 | $2.666M | 0.2% | $1.02 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | VOCERA COMMUNICATIONS INC | 2,500,000 | $2.639M | 0.2% | $1.20 | — | NOTE 1.500% 5/1 | 92857FAB3 |
| — | II VI INC | 2,470,000 | $2.559M | 0.2% | $1.04 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | TUSCAN HLDGS CORP II | 250,000 | $2.513M | 0.2% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | MONOCLE ACQUISITION CORP | 213,745 | $2.137M | 0.1% | $9.80 | — | COM | 609754106 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 200,000 | $2.064M | 0.1% | $10.10 | — | COM CL A | G74760102 |
| — | LEISURE ACQUISITION CORP | 200,000 | $2.048M | 0.1% | $10.04 | — | COM | 52539T107 |
| — | GS ACQUISITION HLDGS CORP | 200,000 | $2.04M | 0.1% | $10.02 | — | COM CL A | 36255F102 |
| OKTA | OKTA INC | 20,600 | $2.028M | 0.1% | $124.90 | 0.0% | CL A | 679295105 |
| — | SPARTAN ENERGY ACQUISITON CO | 200,000 | $2.02M | 0.1% | $9.83 | — | CL A COM STK | 846784106 |
| — | BOXWOOD MERGER CORP | 200,000 | $2.015M | 0.1% | $9.72 | — | COM CL A | 10319T101 |
| — | SOUTH MTN MERGER CORP | 200,000 | $1.96M | 0.1% | $9.80 | — | COM CL A | 838884104 |
| — | OPKO HEALTH INC | 2,250,000 | $1.855M | 0.1% | $0.96 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | IRONWOOD PHARMACEUTICALS INC | 1,817,000 | $1.835M | 0.1% | $0.94 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | TORTOISE ACQUISITION CORP | 175,000 | $1.729M | 0.1% | $9.85 | — | CL A | 89154L100 |
| — | PAR PACIFIC HOLDINGS INC | 1,230,000 | $1.728M | 0.1% | $1.31 | — | NOTE 5.000% 6/1 | 69888VAA1 |
| — | TRINITY MERGER CORP | 150,000 | $1.566M | 0.1% | $10.22 | — | COM CL A | 89653L106 |
| ETSY | ETSY INC | 27,700 | $1.565M | 0.1% | $58.80 | 0.0% | COM | 29786A106 |
| — | NEBULA ACQUISITION CORP | 150,000 | $1.53M | 0.1% | $9.99 | — | COM CLASS A | 629076100 |
| — | CHURCHILL CAP CORP II | 125,000 | $1.253M | 0.1% | $10.02 | — | CL A | 17143G106 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $1.038M | 0.1% | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| — | COLLIER CREEK HOLDINGS | 100,000 | $1.019M | 0.1% | $9.94 | — | COM CL A | G22707106 |
| — | BEST INC | 188,754 | $997K | 0.1% | $5.28 | — | SPONSORED ADS | 08653C106 |
| — | DIAMOND EAGLE ACQUISITION CO | 100,000 | $985K | 0.1% | $9.85 | — | COM CL A | 25258L109 |
| — | VEECO INSTRS INC DEL | 1,060,000 | $955K | 0.1% | $0.86 | — | NOTE 2.700% 1/1 | 922417AD2 |
| NIO 4.5 02/01/24 REGS | NIO INC | 2,500,000 | $829K | 0.1% | $0.33 | — | DEBT 4.500% 2/0 | G6525FAA0 |
| — | CTRIP COM INTL LTD | 25,000 | $732K | 0.0% | $29.28 | — | SPONSORED ADS | 22943F100 |
| — | CONYERS PK II ACQUISITION CO | 50,000 | $533K | 0.0% | $10.66 | — | UNIT 99/99/9999 | 212896203 |
| RH | RH | 3,082 | $527K | 0.0% | $142.38 | 0.0% | COM | 74967X103 |
| — | FAR PT ACQUISITION CORP | 50,000 | $511K | 0.0% | $9.94 | — | COM CL A | 30734W109 |
| — | PIVOTAL INVT CORP II | 50,000 | $509K | 0.0% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | NEW PROVIDENCE ACQUISITIN CO | 50,000 | $505K | 0.0% | $10.10 | — | UNIT 09/01/2024 | 64822P205 |
| — | OAKTREE ACQUISITION CORP | 45,000 | $457K | 0.0% | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| — | CLARIVATE ANALYTICS PLC | 75,000 | $427K | 0.0% | $4.88 | — | *W EXP 11/09/201 | G21810117 |
| APLS | APELLIS PHARMACEUTICALS INC | 17,548 | $423K | 0.0% | $27.52 | 0.0% | COM | 03753U106 |
| NIO | NIO INC | 262,070 | $409K | 0.0% | $3.26 | — | SPON ADS | 62914V106 |
| NXPI | NXP SEMICONDUCTORS N V | 3,500 | $382K | 0.0% | $86.89 | +5.7% | COM | N6596X109 |
| — | TUSCAN HOLDINGS CORP | 500,000 | $381K | 0.0% | $0.73 | — | *W EXP 04/01/202 | 90069K112 |
| UIS | UNISYS CORP | 50,000 | $372K | 0.0% | $8.89 | 0.0% | COM NEW | 909214306 |
| — | HENNESSY CAP ACQUSTION CORP | 409,850 | $313K | 0.0% | $0.53 | — | *W EXP 09/05/202 | 42589C112 |
| — | GORES METROPOULOS INC | 166,666 | $231K | 0.0% | $1.27 | — | *W EXP 01/28/202 | 382872117 |
| — | TRINE ACQUISITION CORP | 275,000 | $207K | 0.0% | $0.68 | — | *W EXP 03/31/202 | 89628U116 |
| — | TRINITY MERGER CORP | 150,000 | $203K | 0.0% | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | HAYMAKER ACQUISITION CORP II | 20,000 | $198K | 0.0% | $9.90 | — | COM CL A | 42087L101 |
| — | FINTECH ACQUISITION CORP III | 150,000 | $186K | 0.0% | $0.79 | — | *W EXP 12/01/202 | 31811A119 |
| — | RMG ACQUISITION CORP | 200,000 | $186K | 0.0% | $0.99 | — | *W EXP 02/21/202 | 749641114 |
| — | REPLAY ACQUISITION CORP | 300,000 | $180K | 0.0% | $0.78 | — | *W EXP 03/01/202 | G75130115 |
| — | ACAMAR PARTNERS ACQSITION CO | 233,333 | $173K | 0.0% | $0.84 | — | *W EXP 02/26/202 | 004285110 |
| — | DFB HEALTHCARE ACQUISTION CO | 133,333 | $154K | 0.0% | $1.16 | — | *W EXP 04/11/202 | 23291E117 |
| — | REGALWOOD GLOBAL ENERGY LTD | 166,666 | $151K | 0.0% | $1.04 | — | *W EXP 12/05/202 | G74760128 |
| — | BOXWOOD MERGER CORP | 200,000 | $137K | 0.0% | $0.34 | — | *W EXP 11/26/202 | 10319T119 |
| — | TORTOISE ACQUISITION CORP | 175,000 | $123K | 0.0% | $0.70 | — | *W EXP 03/04/202 | 89154L118 |
| — | CF FIN ACQUISITION CORP | 200,902 | $121K | 0.0% | $0.48 | — | *W EXP 04/30/202 | 12528N115 |
| — | DIAMONDPEAK HLDGS COR | 133,333 | $107K | 0.0% | $0.86 | — | *W EXP 02/22/202 | 25280H118 |
| — | LEGACY ACQUISITION CORP | 300,100 | $105K | 0.0% | $0.29 | — | *W EXP 11/30/202 | 524643111 |
| — | SPARTAN ENERGY ACQUISITON CO | 100,000 | $92,000 | 0.0% | $1.18 | — | *W EXP 08/27/202 | 846784122 |
| — | GS ACQUISITION HLDGS CORP | 66,666 | $88,000 | 0.0% | $1.23 | — | *W EXP 06/12/202 | 36255F110 |
| — | SOUTH MTN MERGER CORP | 100,000 | $84,000 | 0.0% | $0.84 | — | *W EXP 06/20/202 | 838884112 |
| — | GORES HOLDINGS III INC | 66,666 | $83,000 | 0.0% | $1.28 | — | *W EXP 09/11/202 | 38286G117 |
| — | MONOCLE ACQUISITION CORP | 213,745 | $80,000 | 0.0% | $0.29 | — | *W EXP 12/06/202 | 609754114 |
| — | LEISURE ACQUISITION CORP | 100,000 | $75,000 | 0.0% | $0.66 | — | *W EXP 12/05/201 | 52539T115 |
| — | LEO HOLDINGS CORP | 100,000 | $72,000 | 0.0% | $0.75 | — | *W EXP 02/07/202 | G5463L113 |
| — | PURE ACQUISITION CORP | 62,500 | $70,000 | 0.0% | $1.22 | — | *W EXP 04/17/202 | 74621Q114 |
| — | CHURCHILL CAP CORP II | 41,667 | $61,000 | 0.0% | $1.46 | — | *W EXP 07/02/202 | 17143G114 |
| — | TARGET HOSPITALITY CORP | 50,000 | $55,000 | 0.0% | $1.10 | — | *W EXP 03/15/202 | 87615L115 |
| — | NEBULA ACQUISITION CORP | 50,000 | $50,000 | 0.0% | $0.86 | — | *W EXP 03/12/202 | 629076118 |
| — | SOUTHWESTERN ENERGY CO | 25,000 | $48,000 | 0.0% | $6.08 | — | COM | 845467109 |
| — | COLLIER CREEK HOLDINGS | 33,333 | $45,000 | 0.0% | $1.08 | — | *W EXP 99/99/999 | G22707114 |
| — | DIAMOND EAGLE ACQUISITION CO | 33,333 | $28,000 | 0.0% | $0.84 | — | *W EXP 06/30/202 | 25258L117 |
| — | GLOBAL EAGLE ENTMT INC | 35,000 | $25,000 | 0.0% | $0.71 | — | COM | 37951D102 |
| — | SENTINEL ENERGY SVCS INC | 33,333 | $24,000 | 0.0% | $1.32 | — | *W EXP 11/02/202 | 81728P113 |
| — | FAR PT ACQUISITION CORP | 16,666 | $20,000 | 0.0% | $1.32 | — | *W EXP 06/01/202 | 30734W117 |