Location: New York, NY
CIK: 0001346554 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $1.868B (9.9% shares, 90.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MICRON TECHNOLOGY INC | 29,163,000 | $158M | 8.4% | $2.83 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | EVERBRIDGE INC | 49,128,000 | $116M | 6.2% | $2.65 | — | NOTE 1.500%11/0 | 29978AAA2 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 73,205,000 | $73.2M | 3.9% | $1.00 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | DEXCOM INC | 31,000,000 | $69.08M | 3.7% | $2.23 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | VERINT SYS INC | 55,349,000 | $59.83M | 3.2% | $1.08 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | ZILLOW GROUP INC | 52,400,000 | $58.9M | 3.2% | $1.02 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | MEDICINES CO | 30,049,000 | $52.79M | 2.8% | $1.76 | — | NOTE 2.750% 7/1 | 584688AG0 |
| — | TWITTER INC | 52,500,000 | $51.28M | 2.7% | $0.95 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | RINGCENTRAL INC | 24,000,000 | $50.44M | 2.7% | $1.60 | — | NOTE 3/1 | 76680RAD9 |
| — | ROVI CORP | 49,282,000 | $49.18M | 2.6% | $0.97 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | TESLA INC | 31,500,000 | $47.69M | 2.6% | $0.99 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | NUVASIVE INC | 35,531,000 | $47.63M | 2.6% | $1.13 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | TERADYNE INC | 20,000,000 | $43.94M | 2.4% | $2.20 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | MICROCHIP TECHNOLOGY INC | 27,500,000 | $40.2M | 2.2% | $1.20 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | PLURALSIGHT INC | 45,000,000 | $39.3M | 2.1% | $0.87 | — | NOTE 2.250% 3/0 | 72941BAA4 |
| — | KNOWLES CORP | 27,566,000 | $36.16M | 1.9% | $1.17 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | FIREEYE INC | 33,216,000 | $33.04M | 1.8% | $0.97 | — | NOTE 1.000% 6/0 | 31816QAB7 |
| — | NUANCE COMMUNICATIONS INC | 30,045,000 | $31.91M | 1.7% | $1.01 | — | DEBT 1.500%11/0 | 67020YAG5 |
| — | JAZZ INVESTMENTS I LTD | 30,482,000 | $31.64M | 1.7% | $1.02 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | CREE INC | 27,500,000 | $29.37M | 1.6% | $1.08 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | DYCOM INDS INC | 30,000,000 | $29.25M | 1.6% | $0.97 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | NUTANIX INC | 28,200,000 | $28.15M | 1.5% | $0.94 | — | NOTE 1/1 | 67059NAB4 |
| — | TTM TECHNOLOGIES INC | 17,617,000 | $27.93M | 1.5% | $1.59 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | INFINERA CORPORATION | 25,000,000 | $26.56M | 1.4% | $0.92 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | COUPA SOFTWARE INC | 7,610,000 | $25.01M | 1.3% | $2.86 | — | NOTE 0.375% 1/1 | 22266LAB2 |
| — | SAREPTA THERAPEUTICS INC | 12,000,000 | $23.39M | 1.3% | $1.68 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | PACIRA BIOSCIENCES | 21,987,000 | $23.08M | 1.2% | $1.00 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | WORKDAY INC | 10,652,000 | $21.61M | 1.2% | $2.09 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | SILVER STD RES INC | 19,200,000 | $19.72M | 1.1% | $1.03 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | AMAG PHARMACEUTICALS INC | 22,500,000 | $19.09M | 1.0% | $1.01 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | INTERDIGITAL INC | 18,373,000 | $18.49M | 1.0% | $1.00 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | PRETIUM RES INC | 16,854,000 | $17.66M | 0.9% | $0.96 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | INVACARE CORP | 17,575,000 | $17.53M | 0.9% | $1.24 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | WRIGHT MED GROUP INC | 16,266,000 | $16.53M | 0.9% | $1.01 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | CARDTRONICS INC | 15,000,000 | $15.94M | 0.9% | $0.98 | — | NOTE 1.000%12/0 | 14161HAG3 |
| GOLLBZ 3.75 07/15/24 REGS | GOL EQUITY FIN | 12,000,000 | $14.05M | 0.8% | $1.17 | — | DEBT 3.750% 7/1 | L4441GAA8 |
| — | INVACARE CORP | 15,000,000 | $14.04M | 0.8% | $1.34 | — | NOTE 4.500% 6/0 | 461203AH4 |
| — | NUANCE COMMUNICATIONS INC | 13,500,000 | $13.58M | 0.7% | $1.01 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | BENEFITFOCUS INC | 15,000,000 | $13.06M | 0.7% | $0.87 | — | NOTE 1.250%12/1 | 08180DAB2 |
| — | MARRIOTT VACTINS WORLDWID CO | 12,000,000 | $12.92M | 0.7% | $1.01 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | COLFAX CORP | 75,000 | $11.82M | 0.6% | $157.55 | — | UNIT 01/15/2022T | 194014205 |
| — | ZENDESK INC | 8,000,000 | $10.97M | 0.6% | $1.37 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | CTRIP COM INTL LTD | 11,000,000 | $10.92M | 0.6% | $1.02 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | JUNIPER INDL HLDGS INC | 1,000,000 | $10.2M | 0.5% | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | VIAVI SOLUTIONS INC | 8,000,000 | $10.09M | 0.5% | $1.19 | — | NOTE 1.750% 6/0 | 925550AE5 |
| — | ALTAIR ENGR INC | 9,517,000 | $9.796M | 0.5% | $1.03 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | OMEROS CORP | 10,000,000 | $9.781M | 0.5% | $0.98 | — | NOTE 6.250%11/1 | 682143AE2 |
| — | TESLA INC | 7,500,000 | $9.6M | 0.5% | $0.97 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | HOPE BANCORP INC | 10,000,000 | $9.465M | 0.5% | $0.93 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| — | HERBALIFE LTD | 8,000,000 | $8.357M | 0.4% | $1.04 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| — | LGL SYS ACQUISITION CORP | 756,191 | $7.713M | 0.4% | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| — | FIREEYE INC | 7,948,000 | $7.71M | 0.4% | $0.95 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | WORKDAY INC | 6,000,000 | $7.679M | 0.4% | $1.28 | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | CHP MERGER CORP | 750,000 | $7.628M | 0.4% | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| — | II VI INC | 6,970,000 | $7.142M | 0.4% | $1.03 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | OSPREY TECHNLGY AQUISTION CO | 696,500 | $7.09M | 0.4% | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | ACAMAR PARTNERS ACQSITION CO | 700,000 | $6.993M | 0.4% | $9.72 | — | CL A | 004285102 |
| — | GORES HOLDINGS III INC | 656,550 | $6.789M | 0.4% | $10.00 | — | CLASS A | 38286G109 |
| — | PLUG POWER INC | 4,000,000 | $6.107M | 0.3% | $1.13 | — | NOTE 5.500% 3/1 | 72919PAB9 |
| — | CIIG MERGER CORP | 600,000 | $6.096M | 0.3% | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| RPLA | REPLAY ACQUISITION CORP | 600,000 | $6.018M | 0.3% | $9.77 | — | COM | G75130107 |
| — | RMG ACQUISITION CORP | 600,000 | $5.988M | 0.3% | $9.77 | — | CL A | 749641106 |
| — | INPHI CORP | 3,174,000 | $5.919M | 0.3% | $1.86 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | HENNESSY CAP ACQUSTION CORP | 546,467 | $5.552M | 0.3% | $9.90 | — | CL A COM | 42589C104 |
| — | TRINE ACQUISITION CORP | 550,000 | $5.489M | 0.3% | $9.73 | — | COM CL A | 89628U108 |
| — | GORES METROPOULOS INC | 500,000 | $5.1M | 0.3% | $10.07 | — | COM CL A | 382872109 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 500,000 | $5.035M | 0.3% | $10.07 | — | UNIT 12/01/2026 | 03212A204 |
| — | MERIDA MERGER CORP I | 494,632 | $4.818M | 0.3% | $9.74 | — | COM | 58953M106 |
| — | MACQUARIE INFRASTRUCTURE COR | 5,000,000 | $4.806M | 0.3% | $0.96 | — | NOTE 2.000%10/0 | 55608BAB1 |
| — | PROPTECH ACQUISITION CORPORA | 450,000 | $4.612M | 0.2% | $10.25 | — | UNIT 10/01/2026 | 74349F200 |
| — | STABLE RD ACQUISITION CORP | 436,040 | $4.487M | 0.2% | $10.29 | — | UNIT 05/15/2026 | 85236Q208 |
| — | VOCERA COMMUNICATIONS INC | 4,433,000 | $4.393M | 0.2% | $1.11 | — | NOTE 1.500% 5/1 | 92857FAB3 |
| — | UNION ACQUISITION CORP II | 400,000 | $4.076M | 0.2% | $10.19 | — | UNIT 99/99/9999 | G9402Q118 |
| — | TUSCAN HOLDINGS CORP | 400,000 | $3.984M | 0.2% | $9.88 | — | COM | 90069K104 |
| — | DIAMONDPEAK HLDGS COR | 400,000 | $3.98M | 0.2% | $9.72 | — | COM CL A | 25280H100 |
| — | SHIP FIN INTL LTD | 3,400,000 | $3.891M | 0.2% | $1.05 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | SWITCHBACK ENERGY ACQUISITIO | 349,917 | $3.429M | 0.2% | $9.80 | — | COM CL A | 87105M102 |
| — | INTREXON CORP | 5,000,000 | $3.16M | 0.2% | $1.20 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | FINSERV ACQUISITION CORP | 307,823 | $3.149M | 0.2% | $10.23 | — | UNIT 12/31/2026 | 318085206 |
| — | LEISURE ACQUISITION CORP | 300,000 | $3.126M | 0.2% | $10.16 | — | COM | 52539T107 |
| — | HEALTHCARE MERGER CORP | 300,000 | $3.105M | 0.2% | $10.35 | — | UNIT 12/17/2021 | 42227L201 |
| — | LEO HOLDINGS CORP | 300,000 | $3.102M | 0.2% | $10.19 | — | COM CL A | G5463L105 |
| — | LEGACY ACQUISITION CORP | 300,100 | $3.082M | 0.2% | $10.04 | — | COM CL A | 524643103 |
| — | FINTECH ACQUISITION CORP III | 300,000 | $3.036M | 0.2% | $9.75 | — | COM CL A | 31811A101 |
| THBR | THUNDER BRDG ACQUISTION II L | 300,000 | $2.985M | 0.2% | $9.95 | — | CL A SHS | G8857S116 |
| MAPS | SILVER SPIKE ACQUISITION COR | 300,000 | $2.973M | 0.2% | $9.91 | — | CL A SHS | G8136L106 |
| — | APEX TECHNOLOGY ACQUISITN CO | 300,000 | $2.961M | 0.2% | $9.87 | — | COM CL A | 03768F102 |
| — | EXPERIENCE INVESTMENT CORP | 300,000 | $2.949M | 0.2% | $9.83 | — | COM CL A | 30217C109 |
| — | ADVANCED MICRO DEVICES INC | 500,000 | $2.893M | 0.2% | $3.71 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | SOLARCITY CORP | 2,000,000 | $2.855M | 0.2% | $1.43 | — | NOTE 12/0 | 83416TAE0 |
| — | CF FIN ACQUISITION CORP | 267,870 | $2.746M | 0.1% | $9.90 | — | COM CL A | 12528N107 |
| — | CALAMP CORP | 2,693,000 | $2.684M | 0.1% | $0.97 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | TEAM INC | 2,500,000 | $2.673M | 0.1% | $1.27 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | SOFTWARE ACQUISITION GROUP I | 256,439 | $2.605M | 0.1% | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | CHESAPEAKE ENERGY CORP | 5,000,000 | $2.556M | 0.1% | $0.60 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | TUSCAN HLDGS CORP II | 250,000 | $2.465M | 0.1% | $9.86 | — | COM | 90070A103 |
| — | GALILEO ACQUISITION CORP | 237,885 | $2.436M | 0.1% | $10.24 | — | UNIT 99/99/9999 | G3770A128 |
| — | GS ACQUISITION HLDGS CORP | 200,000 | $2.206M | 0.1% | $10.02 | — | COM CL A | 36255F102 |
| — | MONOCLE ACQUISITION CORP | 213,745 | $2.176M | 0.1% | $9.80 | — | COM | 609754106 |
| — | IRONWOOD PHARMACEUTICALS INC | 1,817,000 | $2.126M | 0.1% | $0.94 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | NEBULA ACQUISITION CORP | 200,000 | $2.108M | 0.1% | $10.13 | — | COM CLASS A | 629076100 |
| — | SPARTAN ENERGY ACQUISITON CO | 200,000 | $2.034M | 0.1% | $9.83 | — | CL A COM STK | 846784106 |
| — | BOXWOOD MERGER CORP | 200,000 | $2.032M | 0.1% | $9.72 | — | COM CL A | 10319T101 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 200,000 | $2.016M | 0.1% | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| — | SOUTH MTN MERGER CORP | 200,000 | $1.974M | 0.1% | $9.80 | — | COM CL A | 838884104 |
| — | NEW RELIC INC | 2,000,000 | $1.95M | 0.1% | $0.97 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| — | OPKO HEALTH INC | 2,250,000 | $1.796M | 0.1% | $0.96 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | TORTOISE ACQUISITION CORP | 175,000 | $1.748M | 0.1% | $9.85 | — | CL A | 89154L100 |
| — | WAYFAIR INC | 1,500,000 | $1.636M | 0.1% | $1.09 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| NIO 4.5 02/01/24 REGS | NIO INC | 2,500,000 | $1.438M | 0.1% | $0.33 | — | DEBT 4.500% 2/0 | G6525FAA0 |
| — | CHURCHILL CAP CORP II | 125,000 | $1.291M | 0.1% | $10.02 | — | CL A | 17143G106 |
| — | DIAMOND EAGLE ACQUISITION CO | 100,000 | $1.07M | 0.1% | $9.85 | — | COM CL A | 25258L109 |
| NIO | NIO INC | 262,070 | $1.054M | 0.1% | $3.26 | — | SPON ADS | 62914V106 |
| — | COLLIER CREEK HOLDINGS | 100,000 | $1.028M | 0.1% | $9.94 | — | COM CL A | G22707106 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $1.012M | 0.1% | $10.12 | — | CL A SHS | G0080J104 |
| — | VEECO INSTRS INC DEL | 1,060,000 | $1.011M | 0.1% | $0.86 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | VERASTEM INC | 990,000 | $866K | 0.0% | $0.87 | — | NOTE 5.000%11/0 | 92337CAB0 |
| — | CONYERS PK II ACQUISITION CO | 50,000 | $520K | 0.0% | $10.40 | — | COM CL A | 212896104 |
| — | FAR PT ACQUISITION CORP | 50,000 | $516K | 0.0% | $9.94 | — | COM CL A | 30734W109 |
| — | PIVOTAL INVT CORP II | 50,000 | $497K | 0.0% | $9.94 | — | COM CL A | 72582K100 |
| — | NEW PROVIDENCE ACQUISITIN CO | 50,000 | $493K | 0.0% | $9.86 | — | COM CL A | 64822P106 |
| — | OAKTREE ACQUISITION CORP | 45,000 | $445K | 0.0% | $9.89 | — | SHS CL A | G67145105 |
| — | CLARIVATE ANALYTICS PLC | 75,000 | $432K | 0.0% | $4.88 | — | *W EXP 11/09/201 | G21810117 |
| — | HENNESSY CAP ACQUSTION CORP | 409,850 | $348K | 0.0% | $0.53 | — | *W EXP 09/05/202 | 42589C112 |
| — | TUSCAN HOLDINGS CORP | 500,000 | $295K | 0.0% | $0.73 | — | *W EXP 04/01/202 | 90069K112 |
| — | TRINE ACQUISITION CORP | 275,000 | $261K | 0.0% | $0.68 | — | *W EXP 03/31/202 | 89628U116 |
| — | REPLAY ACQUISITION CORP | 300,000 | $252K | 0.0% | $0.78 | — | *W EXP 03/01/202 | G75130115 |
| — | GORES METROPOULOS INC | 166,666 | $245K | 0.0% | $1.27 | — | *W EXP 01/28/202 | 382872117 |
| — | HAYMAKER ACQUISITION CORP II | 20,000 | $201K | 0.0% | $9.90 | — | COM CL A | 42087L101 |
| — | FINTECH ACQUISITION CORP III | 150,000 | $198K | 0.0% | $0.79 | — | *W EXP 12/01/202 | 31811A119 |
| — | CF FIN ACQUISITION CORP | 200,902 | $181K | 0.0% | $0.48 | — | *W EXP 04/30/202 | 12528N115 |
| — | APEX TECHNOLOGY ACQUISITN CO | 150,000 | $173K | 0.0% | $1.15 | — | *W EXP 09/18/202 | 03768F110 |
| — | LEGACY ACQUISITION CORP | 300,100 | $167K | 0.0% | $0.29 | — | *W EXP 11/30/202 | 524643111 |
| — | ACAMAR PARTNERS ACQSITION CO | 233,333 | $163K | 0.0% | $0.84 | — | *W EXP 02/26/202 | 004285110 |
| — | MONOCLE ACQUISITION CORP | 213,745 | $156K | 0.0% | $0.29 | — | *W EXP 12/06/202 | 609754114 |
| — | PAR PACIFIC HOLDINGS INC | 114,000 | $156K | 0.0% | $1.31 | — | NOTE 5.000% 6/1 | 69888VAA1 |
| — | GS ACQUISITION HLDGS CORP | 66,666 | $147K | 0.0% | $1.23 | — | *W EXP 06/12/202 | 36255F110 |
| — | THUNDER BRDG ACQUISTION II L | 150,000 | $142K | 0.0% | $0.95 | — | *W EXP 11/30/202 | G8857S108 |
| — | BOXWOOD MERGER CORP | 200,000 | $124K | 0.0% | $0.34 | — | *W EXP 11/26/202 | 10319T119 |
| — | MERIDA MERGER CORP I | 247,316 | $123K | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | RMG ACQUISITION CORP | 200,000 | $115K | 0.0% | $0.99 | — | *W EXP 02/21/202 | 749641114 |
| — | GORES HOLDINGS III INC | 66,666 | $103K | 0.0% | $1.28 | — | *W EXP 09/11/202 | 38286G117 |
| — | DIAMONDPEAK HLDGS COR | 133,333 | $103K | 0.0% | $0.86 | — | *W EXP 02/22/202 | 25280H118 |
| — | LEISURE ACQUISITION CORP | 100,000 | $98,000 | 0.0% | $0.66 | — | *W EXP 12/05/201 | 52539T115 |
| — | EXPERIENCE INVESTMENT CORP | 100,000 | $92,000 | 0.0% | $0.92 | — | *W EXP 09/01/202 | 30217C117 |
| — | SOUTH MTN MERGER CORP | 100,000 | $85,000 | 0.0% | $0.84 | — | *W EXP 06/20/202 | 838884112 |
| — | TORTOISE ACQUISITION CORP | 175,000 | $82,000 | 0.0% | $0.70 | — | *W EXP 03/04/202 | 89154L118 |
| — | DIAMOND EAGLE ACQUISITION CO | 33,333 | $78,000 | 0.0% | $0.84 | — | *W EXP 06/30/202 | 25258L117 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 150,000 | $71,000 | 0.0% | $0.47 | — | *W EXP 08/02/202 | G8136L114 |
| — | SWITCHBACK ENERGY ACQUISITIO | 116,639 | $70,000 | 0.0% | $0.60 | — | *W EXP 07/25/202 | 87105M110 |
| — | LEO HOLDINGS CORP | 100,000 | $66,000 | 0.0% | $0.75 | — | *W EXP 02/07/202 | G5463L113 |
| — | NEBULA ACQUISITION CORP | 50,000 | $63,000 | 0.0% | $0.86 | — | *W EXP 03/12/202 | 629076118 |
| — | PURE ACQUISITION CORP | 62,500 | $62,000 | 0.0% | $1.22 | — | *W EXP 04/17/202 | 74621Q114 |
| — | SOUTHWESTERN ENERGY CO | 25,000 | $61,000 | 0.0% | $6.08 | — | COM | 845467109 |
| — | CHURCHILL CAP CORP II | 41,667 | $60,000 | 0.0% | $1.46 | — | *W EXP 07/02/202 | 17143G114 |
| — | TUSCAN HLDGS CORP II | 125,000 | $56,000 | 0.0% | $0.45 | — | *W EXP 04/01/202 | 90070A111 |
| — | ACT II GLOBAL ACQUISITION CO | 50,000 | $50,000 | 0.0% | $1.00 | — | *W EXP 04/30/202 | G0080J120 |
| — | SPARTAN ENERGY ACQUISITON CO | 100,000 | $49,000 | 0.0% | $1.18 | — | *W EXP 08/27/202 | 846784122 |
| — | COLLIER CREEK HOLDINGS | 33,333 | $46,000 | 0.0% | $1.08 | — | *W EXP 99/99/999 | G22707114 |
| — | TARGET HOSPITALITY CORP | 50,000 | $25,000 | 0.0% | $1.10 | — | *W EXP 03/15/202 | 87615L115 |
| — | NEW PROVIDENCE ACQUISITIN CO | 25,000 | $23,000 | 0.0% | $0.92 | — | *W EXP 09/11/202 | 64822P114 |
| — | CONYERS PK II ACQUISITION CO | 12,500 | $23,000 | 0.0% | $1.84 | — | *W EXP 07/18/202 | 212896112 |
| — | FAR PT ACQUISITION CORP | 16,666 | $21,000 | 0.0% | $1.32 | — | *W EXP 06/01/202 | 30734W117 |
| — | GLOBAL EAGLE ENTMT INC | 35,000 | $18,000 | 0.0% | $0.71 | — | COM | 37951D102 |
| — | OAKTREE ACQUISITION CORP | 15,000 | $14,000 | 0.0% | $0.93 | — | *W EXP 99/99/999 | G67145113 |
| — | PIVOTAL INVT CORP II | 16,666 | $12,000 | 0.0% | $0.72 | — | *W EXP 06/01/202 | 72582K118 |