Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 16, 2022

Total Value ($000): $417,612 (97.3% shares, 2.7% debt)

Holdings (39)

PAR PAR TECHNOLOGY CORP 7.2%

Value ($000) $30,255 Shares 750,000 Est. Cost $40.98 Unrealized 0.0%

— BLUCORA INC 7.0%

Value ($000) $29,325 Shares 1,500,000 Est. Cost $18.66 Unrealized —

— 2SEVENTY BIO INC 6.5%

Value ($000) $27,088 Shares 1,587,805 Est. Cost $19.57 Unrealized —

SPB SPECTRUM BRANDS HLDGS INC NE 5.3%

Value ($000) $22,174 Shares 249,937 Est. Cost $84.61 Unrealized +8.7%

ONL ORION OFFICE REIT INC 5.2%

Value ($000) $21,700 Shares 1,550,000 Est. Cost $18.67 Unrealized —

MBI MBIA INC 5.1%

Value ($000) $21,212 Shares 1,378,281 Est. Cost $4.51 Unrealized +42.5%

— GARRETT MOTION INC 5.0%

Value ($000) $21,089 Shares 2,550,000 Est. Cost $8.27 Unrealized —

ASTL ALGOMA STL GROUP INC 4.8%

Value ($000) $19,943 Shares 1,772,704 Est. Cost $9.52 Unrealized -5.8%

AMBP ARDAGH METAL PACKAGING S A 4.4%

Value ($000) $18,293 Shares 2,250,000 Est. Cost $5.91 Unrealized 0.0%

ADNT ADIENT PLC 4.2%

Value ($000) $17,531 Shares 430,000 Est. Cost $27.40 Unrealized +56.7%

— CITY OFFICE REIT INC 3.8%

Value ($000) $15,946 Shares 902,949 Est. Cost $18.41 Unrealized —

PCG PG&E CORP 3.7%

Value ($000) $15,522 Shares 1,300,000 Est. Cost $15.30 Unrealized -23.6%

VTOL BRISTOW GROUP INC 3.5%

Value ($000) $14,639 Shares 394,800 Est. Cost $14.72 Unrealized +132.4%

TBPH THERAVANCE BIOPHARMA INC 3.1%

Value ($000) $13,145 Shares 1,375,000 Est. Cost $9.19 Unrealized +6.7%

— PFSWEB INC 2.7%

Value ($000) $11,430 Shares 1,000,000 Est. Cost $11.79 Unrealized —

— FORUM ENERGY TECHNOLOGIES IN 2.7%

Value ($000) $11,342 Shares 11,500,000 Est. Cost $0.62 Unrealized —

— MERRIMACK PHARMACEUTICALS IN 2.6%

Value ($000) $10,830 Shares 1,713,612 Est. Cost $6.25 Unrealized —

— RLJ LODGING TR 2.5%

Value ($000) $10,469 Shares 380,000 Est. Cost $27.55 Unrealized —

— EARGO INC 2.5%

Value ($000) $10,316 Shares 1,950,000 Est. Cost $5.17 Unrealized —

— LOYALTY VENTURES INC 2.3%

Value ($000) $9,483 Shares 573,704 Est. Cost $27.15 Unrealized —

CUBI CUSTOMERS BANCORP INC 1.9%

Value ($000) $7,821 Shares 150,000 Est. Cost $14.34 Unrealized +324.8%

NODK NI HLDGS INC 1.8%

Value ($000) $7,462 Shares 440,000 Est. Cost $14.94 Unrealized +19.9%

GLPG GALAPAGOS NV 1.7%

Value ($000) $7,033 Shares 113,400 Est. Cost $62.02 Unrealized —

AMPY AMPLIFY ENERGY CORP NEW 1.4%

Value ($000) $5,638 Shares 1,025,000 Est. Cost $3.38 Unrealized +36.4%

DXLG DESTINATION XL GROUP INC 1.2%

Value ($000) $4,954 Shares 1,015,097 Est. Cost $5.24 Unrealized -8.0%

NXDT NEXPOINT DIVERSIFIED REL ET 1.1%

Value ($000) $4,746 Shares 300,000 Est. Cost $10.76 Unrealized —

TLYS TILLYS INC 1.1%

Value ($000) $4,680 Shares 500,000 Est. Cost $12.32 Unrealized 0.0%

CIX COMPX INTL INC 0.9%

Value ($000) $3,637 Shares 154,636 Est. Cost $11.35 Unrealized +40.8%

— ALERISLIFE INC 0.8%

Value ($000) $3,225 Shares 1,500,000 Est. Cost $3.66 Unrealized —

SFIX STITCH FIX INC 0.7%

Value ($000) $3,021 Shares 300,000 Est. Cost $13.81 Unrealized 0.0%

— DANIMER SCIENTIFIC INC 0.7%

Value ($000) $2,930 Shares 500,000 Est. Cost $5.86 Unrealized —

LTCH LATCH INC 0.7%

Value ($000) $2,801 Shares 656,060 Est. Cost $4.27 Unrealized —

— INTEVAC INC 0.5%

Value ($000) $2,140 Shares 400,000 Est. Cost $5.35 Unrealized —

— SEMA4 HOLDINGS CORP 0.4%

Value ($000) $1,842 Shares 600,000 Est. Cost $3.07 Unrealized —

— ATAI LIFE SCIENCES NV 0.3%

Value ($000) $1,273 Shares 250,136 Est. Cost $13.97 Unrealized —

RFL RAFAEL HLDGS INC 0.2%

Value ($000) $1,001 Shares 398,913 Est. Cost $30.89 Unrealized -88.9%

AMR ALPHA METALLURGICAL RESOUR I 0.2%

Value ($000) $834 Shares 6,319 Est. Cost $13.54 Unrealized +544.0%

EMBC EMBECTA CORP 0.2%

Value ($000) $712 Shares 21,366 Est. Cost $36.36 Unrealized 0.0%

LFLYW LEAFLY HOLDINGS INC 0.0%

Value ($000) $130 Shares 100,000 Est. Cost $1.30 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PAR	PAR TECHNOLOGY CORP	750,000	$30,255	7.2%	$40.98	0.0%	COM	698884103
—	BLUCORA INC	1,500,000	$29,325	7.0%	$18.66	—	COM	095229100
—	2SEVENTY BIO INC	1,587,805	$27,088	6.5%	$19.57	—	COMMON STOCK	901384107
SPB	SPECTRUM BRANDS HLDGS INC NE	249,937	$22,174	5.3%	$84.61	+8.7%	COM	84790A105
ONL	ORION OFFICE REIT INC	1,550,000	$21,700	5.2%	$18.67	—	COM	68629Y103
MBI	MBIA INC	1,378,281	$21,212	5.1%	$4.51	+42.5%	COM	55262C100
—	GARRETT MOTION INC	2,550,000	$21,089	5.0%	$8.27	—	PFD CONV SER A	366505204
ASTL	ALGOMA STL GROUP INC	1,772,704	$19,943	4.8%	$9.52	-5.8%	COM	015658107
AMBP	ARDAGH METAL PACKAGING S A	2,250,000	$18,293	4.4%	$5.91	0.0%	SHS	L02235106
ADNT	ADIENT PLC	430,000	$17,531	4.2%	$27.40	+56.7%	ORD SHS	G0084W101
—	CITY OFFICE REIT INC	902,949	$15,946	3.8%	$18.41	—	COM	178587101
PCG	PG&E CORP	1,300,000	$15,522	3.7%	$15.30	-23.6%	COM	69331C108
VTOL	BRISTOW GROUP INC	394,800	$14,639	3.5%	$14.72	+132.4%	COM	11040G103
TBPH	THERAVANCE BIOPHARMA INC	1,375,000	$13,145	3.1%	$9.19	+6.7%	COM	G8807B106
—	PFSWEB INC	1,000,000	$11,430	2.7%	$11.79	—	COM NEW	717098206
—	FORUM ENERGY TECHNOLOGIES IN	11,500,000	$11,342	2.7%	$0.62	—	NOTE 9.000% 8/0	34984VAC4
—	MERRIMACK PHARMACEUTICALS IN	1,713,612	$10,830	2.6%	$6.25	—	COM NEW	590328209
—	RLJ LODGING TR	380,000	$10,469	2.5%	$27.55	—	CUM CONV PFD A	74965L200
—	EARGO INC	1,950,000	$10,316	2.5%	$5.17	—	COM	270087109
—	LOYALTY VENTURES INC	573,704	$9,483	2.3%	$27.15	—	COMMON STOCK	54911Q107
CUBI	CUSTOMERS BANCORP INC	150,000	$7,821	1.9%	$14.34	+324.8%	COM	23204G100
NODK	NI HLDGS INC	440,000	$7,462	1.8%	$14.94	+19.9%	COM	65342T106
GLPG	GALAPAGOS NV	113,400	$7,033	1.7%	$62.02	—	SPON ADR	36315X101
AMPY	AMPLIFY ENERGY CORP NEW	1,025,000	$5,638	1.4%	$3.38	+36.4%	COM	03212B103
DXLG	DESTINATION XL GROUP INC	1,015,097	$4,954	1.2%	$5.24	-8.0%	COM	25065K104
NXDT	NEXPOINT DIVERSIFIED REL ET	300,000	$4,746	1.1%	$10.76	—	COM NEW	65340G205
TLYS	TILLYS INC	500,000	$4,680	1.1%	$12.32	0.0%	CL A	886885102
CIX	COMPX INTL INC	154,636	$3,637	0.9%	$11.35	+40.8%	CL A	20563P101
—	ALERISLIFE INC	1,500,000	$3,225	0.8%	$3.66	—	COM NEW	33832D205
SFIX	STITCH FIX INC	300,000	$3,021	0.7%	$13.81	0.0%	COM CL A	860897107
—	DANIMER SCIENTIFIC INC	500,000	$2,930	0.7%	$5.86	—	COM CL A	236272100
LTCH	LATCH INC	656,060	$2,801	0.7%	$4.27	—	COM	51818V106
—	INTEVAC INC	400,000	$2,140	0.5%	$5.35	—	COM	461148108
—	SEMA4 HOLDINGS CORP	600,000	$1,842	0.4%	$3.07	—	COM CL A	81663L101
—	ATAI LIFE SCIENCES NV	250,136	$1,273	0.3%	$13.97	—	SHS	N0731H103
RFL	RAFAEL HLDGS INC	398,913	$1,001	0.2%	$30.89	-88.9%	COM CL B	75062E106
AMR	ALPHA METALLURGICAL RESOUR I	6,319	$834	0.2%	$13.54	+544.0%	COM	020764106
EMBC	EMBECTA CORP	21,366	$712	0.2%	$36.36	0.0%	COMMON STOCK	29082K105
LFLYW	LEAFLY HOLDINGS INC	100,000	$130	0.0%	$1.30	—	*W EXP 11/07/202	52178J113