Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 14, 2022

Total Value ($000): $376,691 (96.9% shares, 3.1% debt)

Holdings (35)

ONL ORION OFFICE REIT INC 8.9%

Value ($000) $33,606 Shares 1,800,000 Est. Cost $18.67 Unrealized —

SPB SPECTRUM BRANDS HLDGS INC NE 6.7%

Value ($000) $25,424 Shares 249,937 Est. Cost $84.61 Unrealized +16.1%

MBI MBIA INC 5.4%

Value ($000) $20,383 Shares 1,290,900 Est. Cost $4.38 Unrealized +31.6%

KD KYNDRYL HLDGS INC 5.0%

Value ($000) $19,005 Shares 1,050,000 Est. Cost $21.59 Unrealized 0.0%

PCG PG&E CORP 4.8%

Value ($000) $18,210 Shares 1,500,000 Est. Cost $15.30 Unrealized -24.3%

ADNT ADIENT PLC 4.8%

Value ($000) $17,955 Shares 375,000 Est. Cost $25.12 Unrealized +78.6%

VTOL BRISTOW GROUP INC 4.7%

Value ($000) $17,577 Shares 555,000 Est. Cost $14.72 Unrealized +128.8%

— CITY OFFICE REIT INC 4.2%

Value ($000) $15,776 Shares 800,000 Est. Cost $18.50 Unrealized —

— THE ODP CORP 4.2%

Value ($000) $15,712 Shares 400,000 Est. Cost $39.72 Unrealized —

— COREPOINT LODGING INC 4.0%

Value ($000) $14,915 Shares 950,000 Est. Cost $7.07 Unrealized —

— ARDAGH GROUP S A 3.7%

Value ($000) $13,771 Shares 1,525,000 Est. Cost $13.82 Unrealized —

— LOYALTY VENTURES INC 3.6%

Value ($000) $13,532 Shares 450,000 Est. Cost $30.07 Unrealized —

ASTL ALGOMA STL GROUP INC 3.6%

Value ($000) $13,482 Shares 1,247,133 Est. Cost $9.75 Unrealized 0.0%

CVSA ADTALEM GLOBAL ED INC 3.5%

Value ($000) $13,302 Shares 450,000 Est. Cost $32.96 Unrealized 0.0%

— 2SEVENTY BIO INC 3.2%

Value ($000) $11,925 Shares 465,294 Est. Cost $25.63 Unrealized —

— FORUM ENERGY TECHNOLOGIES IN 3.1%

Value ($000) $11,599 Shares 12,750,000 Est. Cost $0.62 Unrealized —

TBPH THERAVANCE BIOPHARMA INC 2.9%

Value ($000) $11,050 Shares 1,000,000 Est. Cost $8.96 Unrealized -2.7%

— PFSWEB INC 2.8%

Value ($000) $10,392 Shares 806,838 Est. Cost $11.87 Unrealized —

— BLUCORA INC 2.8%

Value ($000) $10,392 Shares 600,000 Est. Cost $17.32 Unrealized —

CUBI CUSTOMERS BANCORP INC 2.6%

Value ($000) $9,806 Shares 150,000 Est. Cost $14.34 Unrealized +282.8%

NODK NI HLDGS INC 2.1%

Value ($000) $8,037 Shares 425,000 Est. Cost $14.84 Unrealized +30.1%

— EARGO INC 1.7%

Value ($000) $6,375 Shares 1,250,000 Est. Cost $5.10 Unrealized —

DXLG DESTINATION XL GROUP INC 1.7%

Value ($000) $6,248 Shares 1,100,000 Est. Cost $5.24 Unrealized +28.9%

— MERRIMACK PHARMACEUTICALS IN 1.6%

Value ($000) $6,056 Shares 1,548,883 Est. Cost $6.24 Unrealized —

VRTS VIRTUS INVT PARTNERS INC 1.6%

Value ($000) $5,942 Shares 20,000 Est. Cost $92.06 Unrealized +184.7%

— MERIDA MERGER CORP I 1.6%

Value ($000) $5,894 Shares 590,000 Est. Cost $9.73 Unrealized —

— FIVE STAR SENIOR LIVING INC 1.2%

Value ($000) $4,425 Shares 1,500,000 Est. Cost $3.66 Unrealized —

NXDT NEXPOINT DIVERSIFIED REL ET 1.0%

Value ($000) $3,934 Shares 289,678 Est. Cost $10.57 Unrealized —

AMPY AMPLIFY ENERGY CORP NEW 0.8%

Value ($000) $3,110 Shares 1,000,000 Est. Cost $3.35 Unrealized 0.0%

RFL RAFAEL HLDGS INC 0.8%

Value ($000) $2,914 Shares 571,428 Est. Cost $30.89 Unrealized -56.5%

CIX COMPX INTL INC 0.7%

Value ($000) $2,667 Shares 118,678 Est. Cost $9.95 Unrealized +55.5%

— ATAI LIFE SCIENCES NV 0.5%

Value ($000) $1,870 Shares 245,136 Est. Cost $14.15 Unrealized —

AMR ALPHA METALLURGICAL RESOUR I 0.2%

Value ($000) $916 Shares 15,000 Est. Cost $13.54 Unrealized +289.1%

FET FORUM ENERGY TECHNOLOGIES IN 0.1%

Value ($000) $377 Shares 23,464 Est. Cost $12.16 Unrealized +63.2%

— MERIDA MERGER CORP I 0.0%

Value ($000) $112 Shares 100,000 Est. Cost $0.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ONL	ORION OFFICE REIT INC	1,800,000	$33,606	8.9%	$18.67	—	COM	68629Y103
SPB	SPECTRUM BRANDS HLDGS INC NE	249,937	$25,424	6.7%	$84.61	+16.1%	COM	84790A105
MBI	MBIA INC	1,290,900	$20,383	5.4%	$4.38	+31.6%	COM	55262C100
KD	KYNDRYL HLDGS INC	1,050,000	$19,005	5.0%	$21.59	0.0%	COMMON STOCK	50155Q100
PCG	PG&E CORP	1,500,000	$18,210	4.8%	$15.30	-24.3%	COM	69331C108
ADNT	ADIENT PLC	375,000	$17,955	4.8%	$25.12	+78.6%	ORD SHS	G0084W101
VTOL	BRISTOW GROUP INC	555,000	$17,577	4.7%	$14.72	+128.8%	COM	11040G103
—	CITY OFFICE REIT INC	800,000	$15,776	4.2%	$18.50	—	COM	178587101
—	THE ODP CORP	400,000	$15,712	4.2%	$39.72	—	COM	88337F105
—	COREPOINT LODGING INC	950,000	$14,915	4.0%	$7.07	—	COM	21872L104
—	ARDAGH GROUP S A	1,525,000	$13,771	3.7%	$13.82	—	CL A	L0223L101
—	LOYALTY VENTURES INC	450,000	$13,532	3.6%	$30.07	—	COMMON STOCK	54911Q107
ASTL	ALGOMA STL GROUP INC	1,247,133	$13,482	3.6%	$9.75	0.0%	COM	015658107
CVSA	ADTALEM GLOBAL ED INC	450,000	$13,302	3.5%	$32.96	0.0%	COM	00737L103
—	2SEVENTY BIO INC	465,294	$11,925	3.2%	$25.63	—	COMMON STOCK	901384107
—	FORUM ENERGY TECHNOLOGIES IN	12,750,000	$11,599	3.1%	$0.62	—	NOTE 9.000% 8/0	34984VAC4
TBPH	THERAVANCE BIOPHARMA INC	1,000,000	$11,050	2.9%	$8.96	-2.7%	COM	G8807B106
—	PFSWEB INC	806,838	$10,392	2.8%	$11.87	—	COM NEW	717098206
—	BLUCORA INC	600,000	$10,392	2.8%	$17.32	—	COM	095229100
CUBI	CUSTOMERS BANCORP INC	150,000	$9,806	2.6%	$14.34	+282.8%	COM	23204G100
NODK	NI HLDGS INC	425,000	$8,037	2.1%	$14.84	+30.1%	COM	65342T106
—	EARGO INC	1,250,000	$6,375	1.7%	$5.10	—	COM	270087109
DXLG	DESTINATION XL GROUP INC	1,100,000	$6,248	1.7%	$5.24	+28.9%	COM	25065K104
—	MERRIMACK PHARMACEUTICALS IN	1,548,883	$6,056	1.6%	$6.24	—	COM NEW	590328209
VRTS	VIRTUS INVT PARTNERS INC	20,000	$5,942	1.6%	$92.06	+184.7%	COM	92828Q109
—	MERIDA MERGER CORP I	590,000	$5,894	1.6%	$9.73	—	COM	58953M106
—	FIVE STAR SENIOR LIVING INC	1,500,000	$4,425	1.2%	$3.66	—	COM NEW	33832D205
NXDT	NEXPOINT DIVERSIFIED REL ET	289,678	$3,934	1.0%	$10.57	—	COM NEW	65340G205
AMPY	AMPLIFY ENERGY CORP NEW	1,000,000	$3,110	0.8%	$3.35	0.0%	COM	03212B103
RFL	RAFAEL HLDGS INC	571,428	$2,914	0.8%	$30.89	-56.5%	COM CL B	75062E106
CIX	COMPX INTL INC	118,678	$2,667	0.7%	$9.95	+55.5%	CL A	20563P101
—	ATAI LIFE SCIENCES NV	245,136	$1,870	0.5%	$14.15	—	SHS	N0731H103
AMR	ALPHA METALLURGICAL RESOUR I	15,000	$916	0.2%	$13.54	+289.1%	COM	020764106
FET	FORUM ENERGY TECHNOLOGIES IN	23,464	$377	0.1%	$12.16	+63.2%	COM	34984V209
—	MERIDA MERGER CORP I	100,000	$112	0.0%	$0.50	—	*W EXP 11/07/202	58953M114