Asset Allocation & Management Company, LLC Diversified Active

Location: Chicago, IL

CIK: 0001498383 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value: $155M (100.0% shares, 0.0% debt)

Holdings (35)

IGSB ISHARES TR 32.3%

Value $50.2M Shares 910,000 Share Price $55.17 Est. Cost/Share $53.63 Unrealized @ Report Date +2.9%

VTI VANGUARD INDEX FDS 20.0%

Value $31.14M Shares 159,990 Share Price $194.64 Est. Cost/Share $156.33 Unrealized @ Report Date +24.5%

VYM VANGUARD WHITEHALL F 9.1%

Value $14.09M Shares 153,985 Share Price $91.51 Est. Cost/Share $89.87 Unrealized @ Report Date +1.8%

VOO VANGUARD INDEX FDS 8.2%

Value $12.72M Shares 37,024 Share Price $343.70 Est. Cost/Share $284.48 Unrealized @ Report Date +20.8%

IVV ISHARES TR 5.0%

Value $7.833M Shares 20,865 Share Price $375.41 Est. Cost/Share $310.85 Unrealized @ Report Date +20.8%

VWO VANGUARD INTL EQUITY 2.9%

Value $4.576M Shares 91,325 Share Price $50.11 Est. Cost/Share $42.30 Unrealized @ Report Date +18.5%

VEA VANGUARD TAX-MANAGED 2.6%

Value $4.067M Shares 86,150 Share Price $47.21 Est. Cost/Share $42.53 Unrealized @ Report Date +11.0%

VUG VANGUARD INDEX FDS 2.0%

Value $3.031M Shares 11,963 Share Price $253.36 * Est. Cost/Share $28.88 Unrealized @ Report Date +46.2%

DSI ISHARES TR 1.7%

Value $2.702M Shares 37,776 Share Price $71.53 Est. Cost/Share $62.32 Unrealized @ Report Date +14.8%

HYG ISHARES TR 1.6%

Value $2.431M Shares 27,845 Share Price $87.30 Est. Cost/Share $85.06 Unrealized @ Report Date +2.6%

SPY SPDR S&P 500 ETF TR 1.4%

Value $2.098M Shares 5,611 Share Price $373.91 Est. Cost/Share $307.92 Unrealized @ Report Date +21.4%

VO VANGUARD INDEX FDS 1.3%

Value $2.089M Shares 10,104 Share Price $206.75 * Est. Cost/Share $42.51 Unrealized @ Report Date +21.6%

EFA ISHARES TR 1.3%

Value $2.074M Shares 28,430 Share Price $72.95 Est. Cost/Share $67.54 Unrealized @ Report Date +8.0%

VEU VANGUARD INTL EQUITY 1.2%

Value $1.79M Shares 30,678 Share Price $58.35 Est. Cost/Share $51.77 Unrealized @ Report Date +12.7%

VOT VANGUARD INDEX FDS 1.0%

Value $1.525M Shares 7,191 Share Price $212.07 Est. Cost/Share $152.57 Unrealized @ Report Date +39.0%

QQQ INVESCO QQQ TR 0.9%

Value $1.423M Shares 4,535 Share Price $313.78 Est. Cost/Share $200.22 Unrealized @ Report Date +56.7%

BSV VANGUARD BD INDEX FD 0.7%

Value $1.084M Shares 13,072 Share Price $82.93 Est. Cost/Share $82.24 Unrealized @ Report Date +0.8%

BRK/A BERKSHIRE HATHAWAY I 0.7%

Value $1.043M Shares 3 Share Price $347666.67 Est. Cost/Share $325723.70 Unrealized @ Report Date +6.8%

IEFA ISHARES TR 0.7%

Value $1.039M Shares 15,038 Share Price $69.09 Est. Cost/Share $64.00 Unrealized @ Report Date +7.9%

DVY ISHARES TR 0.6%

Value $988K Shares 10,273 Share Price $96.17 Est. Cost/Share $103.00 Unrealized @ Report Date -6.6%

IJH ISHARES TR 0.6%

Value $950K Shares 4,134 Share Price $229.80 * Est. Cost/Share $39.56 Unrealized @ Report Date +16.2%

VB VANGUARD INDEX FDS 0.6%

Value $924K Shares 4,745 Share Price $194.73 Est. Cost/Share $158.92 Unrealized @ Report Date +22.5%

BIV VANGUARD BD INDEX FD 0.5%

Value $851K Shares 9,160 Share Price $92.90 Est. Cost/Share $88.67 Unrealized @ Report Date +4.7%

NODK NI HLDGS INC 0.5%

Value $825K Shares 50,261 Share Price $16.41 Est. Cost/Share $16.99 Unrealized @ Report Date -3.4%

IEMG ISHARES INC 0.5%

Value $701K Shares 11,302 Share Price $62.02 Est. Cost/Share $57.65 Unrealized @ Report Date +7.6%

GOOGL ALPHABET INC 0.4%

Value $594K Shares 339 Share Price $1752.21 * Est. Cost/Share $64.05 Unrealized @ Report Date +35.8%

SDY SPDR SER TR 0.4%

Value $567K Shares 5,348 Share Price $106.02 Est. Cost/Share $104.97 Unrealized @ Report Date +0.9%

BLV VANGUARD BD INDEX FD 0.3%

Value $434K Shares 3,960 Share Price $109.60 Est. Cost/Share $101.29 Unrealized @ Report Date +8.2%

ITOT ISHARES TR 0.2%

Value $357K Shares 4,143 Share Price $86.17 Est. Cost/Share $69.58 Unrealized @ Report Date +23.9%

TGT TARGET CORP 0.2%

Value $252K Shares 1,430 Share Price $176.22 * Est. Cost/Share $118.66 Unrealized @ Report Date +29.5%

Value $246K Shares 12,000 Share Price $20.50 Est. Cost/Share $37.97 Unrealized @ Report Date -46.0%

AVGO BROADCOM INC 0.1%

Value $200K Shares 457 Share Price $437.64 * Est. Cost/Share $25.13 Unrealized @ Report Date +56.8%

— PIMCO INCOME STRATEG 0.1%

Value $174K Shares 17,500 Share Price $9.94 Est. Cost/Share $10.57 Unrealized @ Report Date —

— EATON VANCE FLTING R 0.1%

Value $171K Shares 13,000 Share Price $13.15 Est. Cost/Share $13.69 Unrealized @ Report Date —

— INVESCO SR INCOME TR 0.1%

Value $119K Shares 30,000 Share Price $3.97 Est. Cost/Share $4.30 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IGSB	ISHARES TR	910,000	$50.2M	32.3%	$55.17	$53.63	+2.9%	ISHS 1-5YR INVS	464288646
VTI	VANGUARD INDEX FDS	159,990	$31.14M	20.0%	$194.64	$156.33	+24.5%	TOTAL STK MKT	922908769
VYM	VANGUARD WHITEHALL F	153,985	$14.09M	9.1%	$91.51	$89.87	+1.8%	HIGH DIV YLD	921946406
VOO	VANGUARD INDEX FDS	37,024	$12.72M	8.2%	$343.70	$284.48	+20.8%	S&P 500 ETF SHS	922908363
IVV	ISHARES TR	20,865	$7.833M	5.0%	$375.41	$310.85	+20.8%	CORE S&P500 ETF	464287200
VWO	VANGUARD INTL EQUITY	91,325	$4.576M	2.9%	$50.11	$42.30	+18.5%	FTSE EMR MKT ETF	922042858
VEA	VANGUARD TAX-MANAGED	86,150	$4.067M	2.6%	$47.21	$42.53	+11.0%	FTSE DEV MKT ETF	921943858
VUG	VANGUARD INDEX FDS	11,963	$3.031M	2.0%	$253.36 *	$28.88	+46.2%	GROWTH ETF	922908736
DSI	ISHARES TR	37,776	$2.702M	1.7%	$71.53	$62.32	+14.8%	MSCI KLD400 SOC	464288570
HYG	ISHARES TR	27,845	$2.431M	1.6%	$87.30	$85.06	+2.6%	IBOXX HI YD ETF	464288513
SPY	SPDR S&P 500 ETF TR	5,611	$2.098M	1.4%	$373.91	$307.92	+21.4%	TR UNIT	78462F103
VO	VANGUARD INDEX FDS	10,104	$2.089M	1.3%	$206.75 *	$42.51	+21.6%	MID CAP ETF	922908629
EFA	ISHARES TR	28,430	$2.074M	1.3%	$72.95	$67.54	+8.0%	MSCI EAFE ETF	464287465
VEU	VANGUARD INTL EQUITY	30,678	$1.79M	1.2%	$58.35	$51.77	+12.7%	ALLWRLD EX US	922042775
VOT	VANGUARD INDEX FDS	7,191	$1.525M	1.0%	$212.07	$152.57	+39.0%	MCAP GR IDXVIP	922908538
QQQ	INVESCO QQQ TR	4,535	$1.423M	0.9%	$313.78	$200.22	+56.7%	UNIT SER 1	46090E103
BSV	VANGUARD BD INDEX FD	13,072	$1.084M	0.7%	$82.93	$82.24	+0.8%	SHORT TRM BOND	921937827
BRK/A	BERKSHIRE HATHAWAY I	3	$1.043M	0.7%	$347666.67	$325723.70	+6.8%	CL A	084670108
IEFA	ISHARES TR	15,038	$1.039M	0.7%	$69.09	$64.00	+7.9%	CORE MSCI EAFE	46432F842
DVY	ISHARES TR	10,273	$988K	0.6%	$96.17	$103.00	-6.6%	SELECT DIVID ETF	464287168
IJH	ISHARES TR	4,134	$950K	0.6%	$229.80 *	$39.56	+16.2%	CORE S&P MCP ETF	464287507
VB	VANGUARD INDEX FDS	4,745	$924K	0.6%	$194.73	$158.92	+22.5%	SMALL CP ETF	922908751
BIV	VANGUARD BD INDEX FD	9,160	$851K	0.5%	$92.90	$88.67	+4.7%	INTERMED TERM	921937819
NODK	NI HLDGS INC	50,261	$825K	0.5%	$16.41	$16.99	-3.4%	COM	65342T106
IEMG	ISHARES INC	11,302	$701K	0.5%	$62.02	$57.65	+7.6%	CORE MSCI EMKT	46434G103
GOOGL	ALPHABET INC	339	$594K	0.4%	$1752.21 *	$64.05	+35.8%	CAP STK CL A	02079K305
SDY	SPDR SER TR	5,348	$567K	0.4%	$106.02	$104.97	+0.9%	S&P DIVID ETF	78464A763
BLV	VANGUARD BD INDEX FD	3,960	$434K	0.3%	$109.60	$101.29	+8.2%	LONG TERM BOND	921937793
ITOT	ISHARES TR	4,143	$357K	0.2%	$86.17	$69.58	+23.9%	CORE S&P TTL STK	464287150
TGT	TARGET CORP	1,430	$252K	0.2%	$176.22 *	$118.66	+29.5%	COM	87612E106
BP	BP PLC	12,000	$246K	0.2%	$20.50	$37.97	-46.0%	SPONSORED ADR	055622104
AVGO	BROADCOM INC	457	$200K	0.1%	$437.64 *	$25.13	+56.8%	COM	11135F101
—	PIMCO INCOME STRATEG	17,500	$174K	0.1%	$9.94	$10.57	—	COM	72201J104
—	EATON VANCE FLTING R	13,000	$171K	0.1%	$13.15	$13.69	—	COM	278279104
—	INVESCO SR INCOME TR	30,000	$119K	0.1%	$3.97	$4.30	—	COM	46131H107