Location: Chicago, IL
CIK: 0001498383 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 14, 2021
Total Value: $202M (85.9% shares, 14.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IGSB | ISHARES TR | 910,000 | $49.76M | 24.6% | $54.68 | $53.63 | +2.0% | ISHS 1-5YR INVS | 464288646 |
| VTI | VANGUARD INDEX FDS | 161,504 | $33.38M | 16.5% | $206.69 | $156.33 | +32.2% | TOTAL STK MKT | 922908769 |
| — | HOPE BANCORP INC | 22,090,000 | $21.81M | 10.8% | $0.99 | $0.99 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| VYM | VANGUARD WHITEHALL F | 193,491 | $19.56M | 9.7% | $101.09 | $91.21 | +10.8% | HIGH DIV YLD | 921946406 |
| VOO | VANGUARD INDEX FDS | 40,824 | $14.87M | 7.3% | $364.30 | $291.00 | +25.2% | S&P 500 ETF SHS | 922908363 |
| IVV | ISHARES TR | 20,865 | $8.301M | 4.1% | $397.84 | $310.85 | +28.0% | CORE S&P500 ETF | 464287200 |
| VWO | VANGUARD INTL EQUITY | 91,340 | $4.754M | 2.3% | $52.05 | $42.30 | +23.1% | FTSE EMR MKT ETF | 922042858 |
| VEA | VANGUARD TAX-MANAGED | 91,493 | $4.493M | 2.2% | $49.11 | $42.90 | +14.5% | FTSE DEV MKT ETF | 921943858 |
| IEMG | ISHARES INC | 54,862 | $3.531M | 1.7% | $64.36 | $64.11 | +0.4% | CORE MSCI EMKT | 46434G103 |
| VUG | VANGUARD INDEX FDS | 11,963 | $3.075M | 1.5% | $257.04 * | $28.88 | +48.3% | GROWTH ETF | 922908736 |
| VO | VANGUARD INDEX FDS | 13,529 | $2.995M | 1.5% | $221.38 * | $45.48 | +21.7% | MID CAP ETF | 922908629 |
| ESGV | VANGUARD WORLD FD | 38,545 | $2.843M | 1.4% | $73.76 | $72.42 | +1.8% | ESG US STK ETF | 921910733 |
| HYG | ISHARES TR | 27,845 | $2.428M | 1.2% | $87.20 | $85.06 | +2.5% | IBOXX HI YD ETF | 464288513 |
| SPY | SPDR S&P 500 ETF TR | 5,611 | $2.224M | 1.1% | $396.36 | $307.92 | +28.7% | TR UNIT | 78462F103 |
| EFA | ISHARES TR | 28,430 | $2.157M | 1.1% | $75.87 | $67.54 | +12.3% | MSCI EAFE ETF | 464287465 |
| VB | VANGUARD INDEX FDS | 9,545 | $2.043M | 1.0% | $214.04 | $184.94 | +15.8% | SMALL CP ETF | 922908751 |
| REM | ISHARES TR | 5,747 | $2.023M | 1.0% | $352.01 * | $33.47 | +5.3% | MORTGE REL ETF | 46435G342 |
| VEU | VANGUARD INTL EQUITY | 30,678 | $1.862M | 0.9% | $60.69 | $51.77 | +17.2% | ALLWRLD EX US | 922042775 |
| IEFA | ISHARES TR | 23,723 | $1.709M | 0.8% | $72.04 | $66.73 | +8.0% | CORE MSCI EAFE | 46432F842 |
| VOT | VANGUARD INDEX FDS | 7,191 | $1.543M | 0.8% | $214.57 | $152.57 | +40.6% | MCAP GR IDXVIP | 922908538 |
| QQQ | INVESCO QQQ TR | 4,535 | $1.447M | 0.7% | $319.07 | $200.22 | +59.4% | UNIT SER 1 | 46090E103 |
| DVY | ISHARES TR | 10,273 | $1.172M | 0.6% | $114.09 | $103.00 | +10.8% | SELECT DIVID ETF | 464287168 |
| BRK/A | BERKSHIRE HATHAWAY I | 3 | $1.157M | 0.6% | $385666.67 | $325723.70 | +18.4% | CL A | 084670108 |
| IJH | ISHARES TR | 4,134 | $1.076M | 0.5% | $260.28 * | $39.56 | +31.6% | CORE S&P MCP ETF | 464287507 |
| BSV | VANGUARD BD INDEX FD | 13,072 | $1.074M | 0.5% | $82.16 | $82.24 | -0.1% | SHORT TRM BOND | 921937827 |
| BIV | VANGUARD BD INDEX FD | 9,160 | $813K | 0.4% | $88.76 | $88.67 | +0.1% | INTERMED TERM | 921937819 |
| — | AKAMAI TECHNOLOGIES | 735,000 | $800K | 0.4% | $1.09 | $1.09 | — | NOTE 0.375% 9/0 | 00971TAL5 |
| — | PRICELINE GRP INC | 660,000 | $779K | 0.4% | $1.18 | $1.18 | — | NOTE 0.900% 9/1 | 741503AX4 |
| GOOGL | ALPHABET INC | 339 | $699K | 0.3% | $2061.95 * | $64.05 | +59.8% | CAP STK CL A | 02079K305 |
| SDY | SPDR SER TR | 5,348 | $631K | 0.3% | $117.99 | $104.97 | +12.4% | S&P DIVID ETF | 78464A763 |
| — | KAMAN CORP | 520,000 | $564K | 0.3% | $1.08 | $1.08 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | TPG SPECIALTY LENDIN | 500,000 | $563K | 0.3% | $1.13 | $1.13 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | NRG ENERGY INC | 380,000 | $441K | 0.2% | $1.16 | $1.16 | — | DBCV 2.750% 6/0 | 629377CG5 |
| BLV | VANGUARD BD INDEX FD | 3,960 | $389K | 0.2% | $98.23 | $101.29 | -3.1% | LONG TERM BOND | 921937793 |
| ITOT | ISHARES TR | 4,143 | $379K | 0.2% | $91.48 | $69.58 | +31.6% | CORE S&P TTL STK | 464287150 |
| — | LUMENTUM HLDGS INC | 320,000 | $373K | 0.2% | $1.17 | $1.17 | — | NOTE 0.500%12/1 | 55024UAD1 |
| — | JAZZ INVESTMENTS I L | 330,000 | $359K | 0.2% | $1.09 | $1.09 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | SPLUNK INC | 300,000 | $354K | 0.2% | $1.18 | $1.18 | — | NOTE 1.125% 9/1 | 848637AD6 |
| — | SUMMIT HOTEL PPTYS I | 305,000 | $338K | 0.2% | $1.11 | $1.11 | — | NOTE 1.500% 2/1 | 866082AA8 |
| — | LENDINGTREE INC NEW | 275,000 | $331K | 0.2% | $1.20 | $1.20 | — | NOTE 0.625% 6/0 | 52603BAA5 |
| BP | BP PLC | 12,000 | $292K | 0.1% | $24.33 | $37.97 | -35.9% | SPONSORED ADR | 055622104 |
| — | SMART GLOBAL HLDGS I | 220,000 | $290K | 0.1% | $1.32 | $1.32 | — | NOTE 2.250% 2/1 | 83205YAB0 |
| TGT | TARGET CORP | 1,430 | $283K | 0.1% | $197.90 * | $118.66 | +45.8% | COM | 87612E106 |
| — | REVANCE THERAPEUTICS | 240,000 | $269K | 0.1% | $1.12 | $1.12 | — | NOTE 1.750% 2/1 | 761330AB5 |
| — | MESA LABS INC | 230,000 | $252K | 0.1% | $1.10 | $1.10 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| QGEN 1 11/13/24 | QIAGEN NV | 200,000 | $247K | 0.1% | $1.24 | $1.24 | — | DEBT 1.000%11/1 | N72482AT4 |
| — | FBL FINL GROUP INC | 4,000 | $224K | 0.1% | $56.00 | $56.00 | — | CL A | 30239F106 |
| AVGO | BROADCOM INC | 457 | $212K | 0.1% | $463.89 * | $25.13 | +67.3% | COM | 11135F101 |
| — | EATON VANCE FLTING R | 13,000 | $183K | 0.1% | $14.08 | $13.69 | — | COM | 278279104 |
| — | EURONET WORLDWIDE IN | 160,000 | $183K | 0.1% | $1.14 | $1.14 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | PIMCO INCOME STRATEG | 17,500 | $180K | 0.1% | $10.29 | $10.57 | — | COM | 72201J104 |
| — | INVESCO SR INCOME TR | 30,000 | $126K | 0.1% | $4.20 | $4.30 | — | COM | 46131H107 |
| — | ALTERYX INC | 115,000 | $105K | 0.1% | $0.91 | $0.91 | — | NOTE 1.000% 8/0 | 02156BAF0 |
| — | CYBERARK SOFTWARE LT | 90,000 | $97,000 | 0.0% | $1.08 | $1.08 | — | NOTE 11/1 | 23248VAB1 |
| — | ATLAS AIR WORLDWIDE | 80,000 | $97,000 | 0.0% | $1.21 | $1.21 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | PINDUODUO INC | 90,000 | $95,000 | 0.0% | $1.06 | $1.06 | — | NOTE 12/0 | 722304AC6 |
| — | NEOGENOMICS INC | 75,000 | $76,000 | 0.0% | $1.01 | $1.01 | — | NOTE 0.250% 1/1 | 64049MAB6 |
| — | RINGCENTRAL INC | 62,000 | $68,000 | 0.0% | $1.10 | $1.10 | — | NOTE 3/0 | 76680RAF4 |
| — | PEBBLEBROOK HOTEL TR | 45,000 | $53,000 | 0.0% | $1.18 | $1.18 | — | NOTE 1.750%12/1 | 70509VAA8 |
| — | FLEXION THERAPEUTICS | 40,000 | $36,000 | 0.0% | $0.90 | $0.90 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| — | INTERDIGITAL INC | 20,000 | $21,000 | 0.0% | $1.05 | $1.05 | — | NOTE 2.000% 6/0 | 45867GAB7 |