NEA Management Company, LLC Long-Term Concentrated

CIK: 0001512848 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 10, 2016

Total Value ($000): $2,227,986 (100.0% shares, 0.0% debt)

Holdings (39)

— TESARO INC 46.2%

Value ($000) $1,029,977 Shares 10,275,113 Est. Cost $34.30 Unrealized —

ARDX ARDELYX INC 8.2%

Value ($000) $182,242 Shares 14,083,582 Est. Cost $12.70 Unrealized -17.5%

— DERMIRA INC 5.4%

Value ($000) $119,226 Shares 3,506,649 Est. Cost $15.35 Unrealized —

— GROUPON INC 4.6%

Value ($000) $103,390 Shares 20,075,762 Est. Cost $8.55 Unrealized —

— SENSEONICS HOLDINGS INC 4.6%

Value ($000) $102,582 Shares 26,303,189 Est. Cost $2.86 Unrealized —

ADAPY ADAPTIMMUNE THERAPEUTICS PLC 3.1%

Value ($000) $69,661 Shares 9,880,999 Est. Cost $8.13 Unrealized —

— NEVRO CORP 3.1%

Value ($000) $68,942 Shares 660,428 Est. Cost $38.67 Unrealized —

— EPIZYME INC 2.8%

Value ($000) $61,607 Shares 6,260,851 Est. Cost $24.91 Unrealized —

— GLYCOMIMETICS INC 2.8%

Value ($000) $61,377 Shares 8,584,128 Est. Cost $16.33 Unrealized —

— PROTEOSTASIS THERAPEUTICS INC 2.5%

Value ($000) $55,450 Shares 3,556,778 Est. Cost $10.41 Unrealized —

LXRX LEXICON PHARMACEUTICALS INC 1.9%

Value ($000) $43,048 Shares 2,382,286 Est. Cost $12.29 Unrealized +30.9%

— CLOVIS ONCOLOGY INC 1.8%

Value ($000) $41,093 Shares 1,139,890 Est. Cost $66.98 Unrealized —

— LOXO ONCOLOGY INC 1.5%

Value ($000) $33,757 Shares 1,289,420 Est. Cost $11.75 Unrealized —

— CARE COM INC 1.5%

Value ($000) $32,479 Shares 3,260,989 Est. Cost $8.15 Unrealized —

— ENDOLOGIX INC 1.4%

Value ($000) $31,875 Shares 2,490,204 Est. Cost $8.36 Unrealized —

— AEROHIVE NETWORKS INC 1.3%

Value ($000) $28,510 Shares 4,681,455 Est. Cost $8.02 Unrealized —

— TREVENA INC 1.2%

Value ($000) $25,729 Shares 3,811,691 Est. Cost $7.47 Unrealized —

— ACHAOGEN INC 1.0%

Value ($000) $22,585 Shares 4,715,128 Est. Cost $3.79 Unrealized —

— CASCADIAN THERAPEUTICS INC 0.8%

Value ($000) $17,630 Shares 10,750,000 Est. Cost $0.94 Unrealized —

— TRACON PHARMACEUTICALS INC 0.6%

Value ($000) $12,604 Shares 1,889,652 Est. Cost $14.04 Unrealized —

— RIGEL PHARMACEUTICALS INC 0.5%

Value ($000) $11,902 Shares 3,243,150 Est. Cost $3.34 Unrealized —

— STRONGBRIDGE BIOPHARMA PLC 0.5%

Value ($000) $11,178 Shares 2,141,308 Est. Cost $7.60 Unrealized —

— AVEO PHARMACEUTICALS INC 0.4%

Value ($000) $9,223 Shares 10,362,694 Est. Cost $0.96 Unrealized —

AUPH AURINIA PHARMACEUTICALS INC 0.3%

Value ($000) $7,666 Shares 2,546,843 Est. Cost $3.55 Unrealized -24.0%

— MIRNA THERAPEUTICS INC 0.3%

Value ($000) $5,860 Shares 2,974,811 Est. Cost $6.25 Unrealized —

— SUNESIS PHARMACEUTICALS INC 0.3%

Value ($000) $5,673 Shares 1,298,274 Est. Cost $4.37 Unrealized —

— DASAN ZHONE SOLUTIONS INC 0.2%

Value ($000) $5,451 Shares 4,781,290 Est. Cost $1.14 Unrealized —

— ARQULE INC 0.2%

Value ($000) $4,511 Shares 2,520,316 Est. Cost $2.32 Unrealized —

— ARCA BIOPHARMA INC 0.2%

Value ($000) $4,132 Shares 1,460,209 Est. Cost $4.96 Unrealized —

— AKARI THERAPEUTICS PLC 0.2%

Value ($000) $3,848 Shares 452,167 Est. Cost $13.49 Unrealized —

CSBR CHAMPIONS ONCOLOGY INC 0.1%

Value ($000) $2,625 Shares 1,562,500 Est. Cost $6.08 Unrealized -69.2%

— CERECOR INC 0.1%

Value ($000) $2,519 Shares 595,435 Est. Cost $2.01 Unrealized —

— ROKA BIOSCIENCE INC 0.1%

Value ($000) $2,222 Shares 3,220,433 Est. Cost $10.05 Unrealized —

XCOMQ XTERA COMMUNICATIONS INC 0.1%

Value ($000) $1,997 Shares 3,631,537 Est. Cost $0.90 Unrealized 0.0%

— ZOSANO PHARMA CORP 0.1%

Value ($000) $1,601 Shares 2,052,809 Est. Cost $10.11 Unrealized —

— OREXIGEN THERAPEUTICS INC 0.1%

Value ($000) $1,231 Shares 370,900 Est. Cost $3.32 Unrealized —

— AGILE THERAPEUTICS PLC 0.0%

Value ($000) $932 Shares 133,488 Est. Cost $6.70 Unrealized —

— PARATEK PHARMACEUTICALS INC 0.0%

Value ($000) $862 Shares 66,245 Est. Cost $38.55 Unrealized —

— CATALYST BIOSCIENCES INC 0.0%

Value ($000) $789 Shares 652,380 Est. Cost $4.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	TESARO INC	10,275,113	$1,029,977	46.2%	$34.30	—	COM	881569107
ARDX	ARDELYX INC	14,083,582	$182,242	8.2%	$12.70	-17.5%	COM	039697107
—	DERMIRA INC	3,506,649	$119,226	5.4%	$15.35	—	COM	24983L104
—	GROUPON INC	20,075,762	$103,390	4.6%	$8.55	—	COM CL A	399473107
—	SENSEONICS HOLDINGS INC	26,303,189	$102,582	4.6%	$2.86	—	COM	81727U105
ADAPY	ADAPTIMMUNE THERAPEUTICS PLC	9,880,999	$69,661	3.1%	$8.13	—	ADR	00653A107
—	NEVRO CORP	660,428	$68,942	3.1%	$38.67	—	COM	64157F103
—	EPIZYME INC	6,260,851	$61,607	2.8%	$24.91	—	COM	29428V104
—	GLYCOMIMETICS INC	8,584,128	$61,377	2.8%	$16.33	—	COM	38000Q102
—	PROTEOSTASIS THERAPEUTICS INC	3,556,778	$55,450	2.5%	$10.41	—	COM	74373B109
LXRX	LEXICON PHARMACEUTICALS INC	2,382,286	$43,048	1.9%	$12.29	+30.9%	COM	528872302
—	CLOVIS ONCOLOGY INC	1,139,890	$41,093	1.8%	$66.98	—	COM	189464100
—	LOXO ONCOLOGY INC	1,289,420	$33,757	1.5%	$11.75	—	COM	548862101
—	CARE COM INC	3,260,989	$32,479	1.5%	$8.15	—	COM	141633107
—	ENDOLOGIX INC	2,490,204	$31,875	1.4%	$8.36	—	COM	29266S106
—	AEROHIVE NETWORKS INC	4,681,455	$28,510	1.3%	$8.02	—	COM	007786106
—	TREVENA INC	3,811,691	$25,729	1.2%	$7.47	—	COM	89532E109
—	ACHAOGEN INC	4,715,128	$22,585	1.0%	$3.79	—	COM	004449104
—	CASCADIAN THERAPEUTICS INC	10,750,000	$17,630	0.8%	$0.94	—	COM	14740B101
—	TRACON PHARMACEUTICALS INC	1,889,652	$12,604	0.6%	$14.04	—	COM	89237H100
—	RIGEL PHARMACEUTICALS INC	3,243,150	$11,902	0.5%	$3.34	—	COM	766559603
—	STRONGBRIDGE BIOPHARMA PLC	2,141,308	$11,178	0.5%	$7.60	—	SHS USD	G85347105
—	AVEO PHARMACEUTICALS INC	10,362,694	$9,223	0.4%	$0.96	—	COM	053588109
AUPH	AURINIA PHARMACEUTICALS INC	2,546,843	$7,666	0.3%	$3.55	-24.0%	COM	05156V102
—	MIRNA THERAPEUTICS INC	2,974,811	$5,860	0.3%	$6.25	—	COM	60470J103
—	SUNESIS PHARMACEUTICALS INC	1,298,274	$5,673	0.3%	$4.37	—	COM PAR	867328700
—	DASAN ZHONE SOLUTIONS INC	4,781,290	$5,451	0.2%	$1.14	—	COM	23305L107
—	ARQULE INC	2,520,316	$4,511	0.2%	$2.32	—	COM	04269E107
—	ARCA BIOPHARMA INC	1,460,209	$4,132	0.2%	$4.96	—	COM PAR $.001	00211Y407
—	AKARI THERAPEUTICS PLC	452,167	$3,848	0.2%	$13.49	—	ADR	00972G108
CSBR	CHAMPIONS ONCOLOGY INC	1,562,500	$2,625	0.1%	$6.08	-69.2%	COM	15870P307
—	CERECOR INC	595,435	$2,519	0.1%	$2.01	—	COM	15671L109
—	ROKA BIOSCIENCE INC	3,220,433	$2,222	0.1%	$10.05	—	COM	775431109
XCOMQ	XTERA COMMUNICATIONS INC	3,631,537	$1,997	0.1%	$0.90	0.0%	COM	98415E300
—	ZOSANO PHARMA CORP	2,052,809	$1,601	0.1%	$10.11	—	COM	98979H103
—	OREXIGEN THERAPEUTICS INC	370,900	$1,231	0.1%	$3.32	—	COM NEW	686164302
—	AGILE THERAPEUTICS PLC	133,488	$932	0.0%	$6.70	—	COM	00847L100
—	PARATEK PHARMACEUTICALS INC	66,245	$862	0.0%	$38.55	—	COM	699374302
—	CATALYST BIOSCIENCES INC	652,380	$789	0.0%	$4.66	—	COM	14888D109