Sage Advisory Services, Ltd.Co. Diversified Active

Location: Austin, TX

CIK: 0001534378 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 7, 2013

Total Value: $791M (100.0% shares, 0.0% debt)

Holdings (16)

SPY SPDR (SPY) S&P 500 19.4%

Value $153M Shares 912,234 Share Price $168.01 Est. Cost/Share $161.08 Unrealized @ Report Date +4.3%

EFA ISH (EFA) MSCI EAFE 17.3%

Value $137M Shares 2,140,976 Share Price $63.80 Est. Cost/Share $60.95 Unrealized @ Report Date +4.7%

MDY SPDR S&P MID 400 13.9%

Value $110M Shares 486,231 Share Price $226.33 Est. Cost/Share $222.35 Unrealized @ Report Date +1.8%

MBB ISH (MBB) BARCLAYS FIXED BD FD 7.2%

Value $56.85M Shares 536,729 Share Price $105.92 Est. Cost/Share $107.01 Unrealized @ Report Date -1.0%

IVW ISHARES S&P 500 7.2%

Value $56.59M Shares 633,226 Share Price $89.36 * Est. Cost/Share $22.07 Unrealized @ Report Date +1.2%

DXJ WIS (DXJ) JAPAN EQTY 6.8%

Value $53.95M Shares 1,125,665 Share Price $47.93 * Est. Cost/Share $140.15 Unrealized @ Report Date +2.6%

HYS PIMCO 0-5 YR H/Y 6.3%

Value $50.06M Shares 477,183 Share Price $104.90 Est. Cost/Share $104.46 Unrealized @ Report Date +0.4%

USIG ISH (CFT) BARCLAYS CR BD FD 4.6%

Value $36.35M Shares 339,234 Share Price $107.15 * Est. Cost/Share $55.90 Unrealized @ Report Date -4.2%

IGSB ISHARES 1-3 YEAR 3.9%

Value $30.6M Shares 290,638 Share Price $105.28 * Est. Cost/Share $52.48 Unrealized @ Report Date +0.3%

SHY ISHARES 1-3 YEAR 3.6%

Value $28.59M Shares 338,489 Share Price $84.47 Est. Cost/Share $84.32 Unrealized @ Report Date +0.2%

VWO VAN (VWO) FTSE EMRG MKTS EQTY 3.4%

Value $26.52M Shares 660,671 Share Price $40.13 Est. Cost/Share $41.89 Unrealized @ Report Date -4.2%

— POWERSH-E M S D 2.8%

Value $22.06M Shares 806,753 Share Price $27.34 Est. Cost/Share $27.34 Unrealized @ Report Date —

BSV VAN (BSV) SHORT BD FD 2.1%

Value $16.63M Shares 206,959 Share Price $80.37 Est. Cost/Share $80.75 Unrealized @ Report Date -0.5%

TLT ISHARES 20+ YEAR 1.2%

Value $9.155M Shares 86,040 Share Price $106.40 Est. Cost/Share $105.96 Unrealized @ Report Date +0.4%

HYG ISHARES IBOXX HI 0.3%

Value $2.357M Shares 25,740 Share Price $91.57 Est. Cost/Share $93.91 Unrealized @ Report Date -2.5%

PFF ISH (PFF) PREF STK INDX 0.2%

Value $1.56M Shares 41,050 Share Price $38.00 Est. Cost/Share $40.20 Unrealized @ Report Date -5.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR (SPY) S&P 500	912,234	$153M	19.4%	$168.01	$161.08	+4.3%	ETF	78462F103
EFA	ISH (EFA) MSCI EAFE	2,140,976	$137M	17.3%	$63.80	$60.95	+4.7%	ETF	464287465
MDY	SPDR S&P MID 400	486,231	$110M	13.9%	$226.33	$222.35	+1.8%	ETF	78467Y107
MBB	ISH (MBB) BARCLAYS FIXED BD FD	536,729	$56.85M	7.2%	$105.92	$107.01	-1.0%	ETF	464288588
IVW	ISHARES S&P 500	633,226	$56.59M	7.2%	$89.36 *	$22.07	+1.2%	ETF	464287309
DXJ	WIS (DXJ) JAPAN EQTY	1,125,665	$53.95M	6.8%	$47.93 *	$140.15	+2.6%	ETF	97717W851
HYS	PIMCO 0-5 YR H/Y	477,183	$50.06M	6.3%	$104.90	$104.46	+0.4%	ETF	72201R783
USIG	ISH (CFT) BARCLAYS CR BD FD	339,234	$36.35M	4.6%	$107.15 *	$55.90	-4.2%	ETF	464288620
IGSB	ISHARES 1-3 YEAR	290,638	$30.6M	3.9%	$105.28 *	$52.48	+0.3%	ETF	464288646
SHY	ISHARES 1-3 YEAR	338,489	$28.59M	3.6%	$84.47	$84.32	+0.2%	ETF	464287457
VWO	VAN (VWO) FTSE EMRG MKTS EQTY	660,671	$26.52M	3.4%	$40.13	$41.89	-4.2%	ETF	922042858
—	POWERSH-E M S D	806,753	$22.06M	2.8%	$27.34	$27.34	—	ETF	73936T573
BSV	VAN (BSV) SHORT BD FD	206,959	$16.63M	2.1%	$80.37	$80.75	-0.5%	ETF	921937827
TLT	ISHARES 20+ YEAR	86,040	$9.155M	1.2%	$106.40	$105.96	+0.4%	ETF	464287432
HYG	ISHARES IBOXX HI	25,740	$2.357M	0.3%	$91.57	$93.91	-2.5%	ETF	464288513
PFF	ISH (PFF) PREF STK INDX	41,050	$1.56M	0.2%	$38.00	$40.20	-5.5%	ETF	464288687